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Investment Advisers Act Of 1940 Jobs in Turnersville

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United States
Posted On Sep 28, 26
Full-time 4 views Experience : 3-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title

one or more registered investment advisers that manage private... credit funds and other investment vehicles, including funds registered... under the Investment Company Act of 1940. -... issues arising under the Investment Advisers Act of 1940,... including governance, fiduciary obligations,... disclosures, conflicts...

Posted On Sep 06, 26
Full-time 3 views Experience : Min 7 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
family fund formation Investment Advisers Act of 1940 private equity Securities Securities Act of 1933
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
family fund formation Investment Advisers Act of 1940 private equity Securities Securities Act of 1933

and private real estate investment fund formation. The attorney... be responsible for: - Assisting clients in all aspects of fund formation, private placements, and securities regulation. - Providing legal expertise on the Securities Act of 1933, Investment Advisers Act of 1940,......

Posted On Jul 28, 26
Full-time 1 views Experience : 5-8 yrs required
Job Tags:
Capital Markets capital raising Disability Benefits equity ETFs finance Insurance Investment Advisers Act of 1940 marketing partnerships private equity regulatory compliance Venture Capital
Job Tags:
Capital Markets capital raising Disability Benefits equity ETFs finance Insurance Investment Advisers Act of 1940 marketing partnerships private equity regulatory compliance Venture Capital

Title: Senior Compliance Officer Job Responsibilities: The Senior Compliance Officer will play a crucial role in supporting the compliance program of the company across various funds, including registered private equity funds, private debt funds, and exchange-traded funds (ETFs). The officer is responsible...

Corporate Attorney

Recruiter • **Members Only** Philadelphia, PA

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Posted On Sep 03, 26
Full-time 2 views Experience : 3-20 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General

will have extensive experience in private equity and private real estate investment fund clients in... all aspects of fund formation, private placements, and securities venture capitalists, private equity firms, hedge fund managers, and family offices in various transact...

Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

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Compliance Director - Investment Advisory The candidate will... provide investment advisory compliance coverage for... company's Personal Wealth Management (PWM) and company's Personal Investments (PII) activities operating under the Group. Will provide specialist support/advice to business/product management staff to facilitate appropriate and effective compliance with 1940 Act registered investment adviser regulations, Group's fiduciary... policy, and other relevant Group policies.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Investment Management Associate The candidate... must have 2+ years of experience in the Investment Company Act of 1940,... the Investment Advisers Act of 1940,... the Securities Act of 1933, the Securities... Exchange Act of 1934, and related... regulations. Should have experience representing registered investment companies, private funds, and... investment advisers, including the preparation... and review of registration statements and offering documents, board meeting materials, investment m... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Private Equity/Investment Management Associate The candidate should have strong experience with the formation and representation of private investment funds and their advisers,... including both domestic and international private equity, real estate, VC, and hedge funds. Should be familiar with the Investment Advisers Act of 1940... and related regulations. Must... be business-minded, confident, solutions-oriented, and work well as part of a team.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Fund Formation Associate The candidate should have 7+ years of experience assisting clients in all aspects of fund formation, private placements, and securities regulation (including the Securities Act of 1933, Investment Advisers Act of 1940,... and Investment Company Act of 1940)....... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Investment Management Associate The candidate... must have 4-6 years of experience in the investment industry. Should have a... solid background in the Investment Company Act of 1940,... the Investment Advisers Act of 1940,... the Securities Act of 1933, the Securities... Exchange Act of 1934, and related... regulations. Must have experience representing registered investment companies and investment advisers,... including the preparation and... review of registration statements, board meeting mate... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Investment Management Associate The candidate... must have 4-6 years of experience in the investment industry. Should have a... solid background in the Investment Company Act of 1940,... the Investment Advisers Act of 1940,... the Securities Act of 1933, the Securities... Exchange Act of 1934, and related... regulations. Must have experience representing registered investment companies and investment advisers,... including the preparation and... review of registration statements, board meeting mate... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

The Investment Management Practice Group of... Drinker Biddle & Reath LLP is in search of a lateral associate with 4 to 6 years of experience in the investment ; This associate may... be resident in either the Philadelphia or the Chicago office of the firm. We are seeking candidates with a solid background in the Investment Company Act of 1940,... the Investment Advisers Act of 1940,... the Securities Act of 1933, the Securities... Exchange Act of 1934, and re...... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Investment Management Associate The candidate... should have 3 years of experience in the Investment Company Act of 1940,... the Investment Advisers Act of 1940,... the Securities Act of 1933, the Securities... Exchange Act of 1934, and related... regulations. Should have experience representing registered investment companies, private funds and... investment advisers, including the preparation... and review of registration statements and offering documents, board meeting materials, investment m... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Private Equity/Investment Management Associate The candidate should have strong experience with the formation and representation of private investment funds and their advisers,... including both domestic and international private equity, real estate, VC and hedge funds. Candidates should be familiar with the Investment Advisers Act of 1940... and related regulations. The... successful candidate will also receive extensive training and mentorship, and the opportunity to develop his or... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Seeking an experienced Investment Management Associate with 5+... years of experience in working with mutual funds or with a government agency within the securities field or a related financial field. Must have demonstrated experience and expertise within the field, with an emphasis on the Investment Company Act of 1940... and / or the Investment Advisers Act of 1940.... Should have . from... an accredited law school; License to practice law; Undergraduate degree within finance, accou... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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