Investment Bankers Jobs in Neptune Beach

Wealth Advisor (SAFE) 2 The candidate will be responsible for identifying prospective clients with investable assets of at least $5MM or more and bringing them to The Private Bank (TPB) within Wealth Management (WM). Manages the relationships of high net worth (HNW) and ultra-high net worth (UHNW) clients of The Private Bank in coordination with Private Bankers, Fiduciary Advisory Specialists, Investment Strategists, Financial Advisors, Wealth... Planners, Insurance Specialists... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Room Associate Duties: Working closely with the business, compliance professionals ensure that risk based programme is both globally effective and locally anchored to our key divisional businesses. Manage compliance risk and deepen the culture of compliance at Bank through the development and management of strategies that are sustainable and increases the trust of our the integrity of the firm’s information barriers, depending on level of experience... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

is currently seeking to fill the role of Managing Director, Transaction Advisory Services (M&A) Tax-State & Local. In this position, you will develop expertise, expand your knowledge and build collaborative relationships within the practice and with clients. Further, you will have meaningful support from firm leadership for substantial professional development and perform due diligence while living inside or outside of traditional major markets. ## Job Overview *... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Associate, Control Room Chaperone, Compliance The candidate will facilitate telephone calls between research analysts and investment bankers in order to... prevent communications that could lead to violations of applicable rules and regulations (the function is referred to as “Chaperoning”). Review email correspondence between research analysts and investment bankers and act as... Gatekeeper. Handle maintenance of the firm’s Watch and Restricted List. Evaluate and approve wa... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Room Analyst Duties: Provide Compliance support for the Control Room. Maintenance of the firm’s Watch and Restricted List. Evaluate and approve wall crossing requests. Review and clearance of Research for publication. Perform cross-divisional conflict checks and identify potential issues. Provide advice and guidance on legal, regulatory and compliance requirements as they relate to information barriers, conflicts of interest, offering rules, trade restrictions, a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Control Room AVP Duties: Maintain Bank’s Watch and Restricted lists, assist the business identify and mitigate any potential conflicts of interest, review research reports to ensure compliance with applicable securities laws, facilitate wall crossings and provide advice and guidance on the handling of confidential and price sensitive information. Will require learning rules and regulations pertaining to business communications between research analysts and investment ban... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Room Associate Duties: Working closely with the business, compliance professionals ensure that our risk based programme is both globally effective and locally anchored to our key divisional businesses. Manage compliance risk and deepen the culture of compliance at Deutsche Bank through the development and management of strategies that are sustainable and increases the trust of our clients. Provide Compliance support for the Control Room in the following areas: Mainte... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Room Analyst The candidate within the Control Room function to monitor the integrity of the firm’s information barriers, depending on level of experience. The primary function of the role is to maintain Bank’s Watch and Restricted lists, assist the business identify and mitigate any potential conflicts of interest, review research reports to ensure compliance with applicable securities laws, facilitate wall crossings and provide advice and guidance on the handling of... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney The candidate must have a . degree with membership in the Florida Bar. Should have 5-15 years of experience in representing lenders in asset-based and real estate-based lending transactions, including transactions involving in letters of credit. Excellent academic credentials will be required. Experience in Ex-Im Bank guaranteed loans or experience as a former banker will be a plus. Portable business will be preferred. Some travel may be required.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here