Investment Company Act Jobs in Alexandria

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United States
Full-time 3 views Experience : Min 8 yrs required

decisions, collaborating with cross-functional teams and senior leaders across Product, Operations, Technology, and Compliance. - Guide the development, offer, and deployment of the company's products and services to... the public, ensuring compliance with relevant laws and regulations. - Provide timely, business-grounded guid...

Full-time 7 views Experience : 8-12 yrs required

compliance consulting services to investment advisers, broker-dealers, and private... fund managers. - Manage ongoing client relationships and deliver high-quality service across both annual engagements and project-based work. - Conduct and lead complex compliance reviews, both remote and on-site, and synthesize findings into...

Full-time 2 views

Title: Director, Senior Counsel, Land and Air Defense Systems (LADS) Job Responsibilities: - Serve as the lead counsel for the Land and Air Defense Systems' international portfolio, providing timely, relevant, and pragmatic legal advice to business and legal leaders. -...

Posted On Sep 10, 26
Full-time 1 views Experience : Min 10 yrs required

maintain client relationships and engagement metrics. - Strengthen existing client relationships and introduce them to other services offered by the company. - Act as a consultant... on a wide range of international business challenges, such as entering international markets, optimizing existing internati...

Full-time 1 views Experience : Min 5 yrs required

for the company’s wealth-focused investment products across all investment... strategies. - Advise on... new product development, fund formation, fund structuring, fund governance, and operational matters across the company’s wealth platform. - Advise on both private funds and registered investment p...

Full-time Experience : Min 2 yrs required

within the Division of Investment Management involves providing expert... guidance on matters affecting investment companies and investment advisers.... The role includes reviewing complex filings and regulatory submissions, supporting policy development, and contributing to rulemaking initiatives. Specific duties are associated with...

Full-time 2 views Experience : Min 10 yrs required

Title: Senior Associate General Counsel - Strategic Initiatives Regulatory Counsel Job Responsibilities: The Senior Associate General Counsel will be responsible for providing legal advice and strategic counsel on a range of issues that intersect banking regulation, emerging technology, digital assets, payments,...

Full-time 2 views Experience : 5-10 yrs required

and implementation of the company's digital asset strategy and... initiatives. - Advise on legal and regulatory requirements for digital asset products and services, including brokerage, custody, and advisory services. - Draft and negotiate agreements with digital asset service providers, such as exchanges,...

Full-time 2 views Experience : Min 5 yrs required

Title: Content Lawyer - Registered Funds Job Responsibilities: Content Strategy: - Develop and execute an editorial calendar and content pipeline focused on the registered funds space, covering topics such as Retail 3c7s, interval funds, tender offer funds, non-traded...

Full-time Experience : Min 1 yrs required

and other submissions. This involves analyzing compliance with the Investment Company Act, Securities Act,... and Exchange Act, and... issuing clear written and oral comments to filers. - Lead and manage unit staff, overseeing performance, training, recruitment, workload distribution, and professional dev...

Full-time 18 views Experience : 3-5 yrs required

for working with SEC-registered investment advisers and private investment... funds, including private equity,... venture capital, real estate, and similar investment vehicles. Key responsibilities include... handling regulatory and compliance matters related to federal securities laws such as the Investment Advisers A...

Full-time 2 views Experience : Min 3 yrs required

Associate - Corporate - Investment Funds Regulatory Job Responsibilities: The Associate... in the Investment Funds Regulatory Practice will... clients. These clients include investment advisers, family offices, and... other financial institutions on a global scale. The associate will be involved in: - Advising on...

Full-time 1 views Experience : Min 10 yrs required

Title: Associate General Counsel, Fund Governance Job Responsibilities: - Acts as a strategic legal advisor on corporate governance matters, providing practical advice to trustees, directors, senior executives, and other stakeholders on legal requirements, fiduciary obligations, governance practices, and board processes. - Hires, evaluates,...

Full-time 2 views Experience : 3-6 yrs required

and operation of private investment funds across various asset... classes and strategies. - Draft and negotiate fund formation documents, including limited partnership agreements, subscription agreements, private placement memoranda, investor side letters, and advisory committee agreements. - Counsel fund sponsors and institutional in...

Full-time 4 views Experience : Min 5 yrs required

Title: Attorney, VP Job Responsibilities: The Attorney, VP role within the Private Wealth Public Funds (PWPF) Legal Group at the law firm involves working on various legal and general corporate matters related to registered funds and Business Development Companies (BDCs) within the...

Full-time 12 views Experience : Min 5 yrs required

Assist with project management and fund formation matters, participating in product development of various investment structures across multiple jurisdictions. -... Participate in the creation and management of registered fund board materials. - Manage regulatory filings (., 8-Ks, 10-Q/Ks, Form 10s, N-2s, N-CSRs,...

Posted On Aug 10, 26
Full-time 87 views Experience : 2-10 yrs required

clients on matters related to registered investment companies, including mutual funds,... ETFs, closed-end funds, interval funds, tender offer funds, and business development companies, as well as their trustees and directors. Additionally, they will advise investment advisers on business and... re...

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