Legal Investment Company Act Jobs Jobs in Bayonne, NJ

Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Jersey City, NJ

Law Firm • **Members Only** Jersey City, NJ

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Posted On Sep 04, 26

Full-time 7 views Experience : Min 5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General

Job Tags:

Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

vehicles. - Assist with project management and fund formation matters and participate in product development of various investment structures across multiple jurisdictions. -... Participate in the creation and management of registered fund board materials. - Manage regulatory filings such as 8-Ks, 10-Q/Ks, Form...

Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Finance - Financial Services Regulation Attorney / Corporate - General Attorney in Jersey City, NJ

In-House • **Members Only** Jersey City, NJ

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Posted On Sep 23, 26

Full-time 8 views Experience : Min 5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General

Job Tags:

Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

Legal Group at the company is situated in a... dynamic and fast-growing business environment, focusing primarily on registered funds and Business Development Companies (BDCs) within the Private Wealth Group. The attorney will handle a range of legal and general corporate...

Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Jersey City, NJ

In-House • **Members Only** Jersey City, NJ

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Posted On Aug 03, 26

Full-time 2 views Experience : 5-10 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

Privacy Women

General Counsel - Registered Investment Advisor Job Responsibilities: The Assistant General... Counsel for a Registered Investment Advisor at the company... support to the company's investment advisory services. This role... strategic legal guidance to support the business objectives of the company's investment adviso...

Corporate - Asset/Investment Management Attorney in Jersey City, NJ

In-House • **Members Only** Jersey City, NJ

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Posted On Sep 23, 26

Full-time 8 views Experience : Min 8 yrs required

Practice Area:

Corporate - Asset/Investment Management

Job Tags:

Domestic Violence due diligence equity FINRA growth equity health benefits hedge funds Insurance investment management life sciences marketing Partnership private equity regulatory compliance Securities stalking

Title: Marketing & Distribution Compliance, VP Job Responsibilities: The Marketing & Distribution Compliance, VP is a pivotal role within the compliance team, focusing on regulatory compliance issues related to marketing and other investor/third-party materials and communications. The VP is tasked with serving...

Corporate - Securities and Capital Markets Attorney / Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Jersey City, NJ

Law Firm • **Members Only** Jersey City, NJ

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Posted On Sep 04, 26

Full-time 4 views Experience : Min 7 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General

Job Tags:

40 Act agreements Capital Markets corporate governance Domestic Violence equity ERISA finance growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

prospectuses under the ’33 Act and private placement memoranda. -... Prepare and review ’34 Act filings including Forms 10-K,... 10-Q, 8-K, and Section 16 filings, and manage the annual meeting proxy process. - Liaise with management and outside counsel on all aspects...

Attorney in Jersey City, NJ

In-House • **Members Only** Jersey City, NJ

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Posted On Sep 24, 26

Full-time 1 views Experience : Min 6 yrs required

Job Tags:

artificial intelligence criminal emerging technologies Financial Institutions Immigration Intellectual Property Media regulatory compliance Software Telecommunications

Compliance Manager Job Title: Product Compliance Manager Job Responsibilities: As a Manager - Regulatory & Compliance on the Enterprise Operations & Risk team, the individual will be responsible for: - Leading regulatory reporting remediation and transformation initiatives, which include requirements analysis, process design, automation,...

Finance - Financial Services Regulation Attorney in Jersey City, NJ

In-House • **Members Only** Jersey City, NJ

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Posted On Sep 15, 26

Full-time 2 views Experience : Min 8 yrs required

Practice Area:

Finance - Financial Services Regulation

Job Tags:

asset management banking equity finance Financial Institutions FINRA Government Investment Banking licensing marketing regulatory compliance securities laws special projects UDAAP wealth management

Title: Assistant General Counsel - Wealth Management - Vice President Job Responsibilities: - Serve as a primary legal contact supporting the company’s wealth management bank-based sales channel for the retail investment business. - Act as legal... counsel for banking products distributed through the...

Employment Law - Management (Compliance & Counseling) Attorney / Employment Law - General Attorney / Tax - Employee Benefits & Executive Compensation Attorney / Tax - Federal Attorney / Tax - M&A and Transactions Attorney / Tax - Exempt Organization Attor

In-House • **Members Only** Jersey City, NJ

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Posted On Sep 25, 26

Full-time 2 views Experience : 5-10 yrs required

Practice Area:

Employment Law - Management (Compliance & Counseling) Employment Law - General Tax - Employee Benefits & Executive Compensation Tax - Federal Tax - M&A and Transactions Tax - Exempt Organization Tax - Controversy and Dispute Resolution ERISA/Executive Compensation Transactions & Compliance ERISA - General Tax - General

Job Tags:

agreements Broker Dealer criminal Deferred Compensation endorsements ERISA Fair Employment Practices financial products government affairs Immigration Insurance Mutual Funds

General Counsel at the company will manage a diverse... range of legal issues associated with the Retirement Services sector, specifically targeting the not-for-profit group retirement market. Responsibilities include: - Providing legal support on retirement plan operations, recordkeeping services, product offerings, and...

Attorney in Jersey City, NJ

In-House • **Members Only** Jersey City, NJ

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Posted On Sep 07, 26

Full-time 1 views Experience : Min 4 yrs required

Job Tags:

artificial intelligence criminal emerging technologies Financial Institutions Immigration Media regulatory compliance Software Telecommunications

Title** Product Compliance Senior Consultant **Job Responsibilities** As a Senior Consultant in Regulatory & Compliance for the Enterprise Operations & Risk team, your primary responsibilities include: - Supporting regulatory reporting remediation and transformation initiatives, which involve requirements analysis, process design,...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Aug 20, 26

Full-time 1 views Experience : 2-10 yrs required

Job Tags:

Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory obligations. Key...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Sep 08, 26

Full-time 1 views Experience : Min 6 yrs required

Job Tags:

Affirmative Action Alternative Dispute Resolution child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Principal Analyst, Dispute Resolution Services Training Job Responsibilities: The Principal Analyst in the Dispute Resolution Services Training department is tasked with the development, maintenance, and updating of training modules for various regional job categories within the Dispute Resolution Services (DRS). The...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Sep 08, 26

Full-time 1 views Experience : Min 12 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and drive intelligence-led initiatives with measurable impact across the...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Sep 22, 26

Full-time 1 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Director, Market Strategy & Research Job Responsibilities: The Director, Market Strategy & Research is responsible for leading proactive regulatory risk assessments and developing regulatory strategies. The role involves conducting continuous qualitative research into market conditions and developments and managing an analyst...

Corporate - Asset/Investment Management Attorney / Corporate - M&A Attorney / Corporate - General Attorney in Newark, NJ

In-House • **Members Only** Newark, NJ

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Posted On Sep 22, 26

Full-time Experience : Min 4 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - M&A Corporate - General

Job Tags:

Commercial Contracts confidentiality agreements contracts data privacy equity M&A Privacy Software

and engagement letters. This involves direct liaison with counterparties and adherence to agreed turnaround times. - Serve as the primary day-to-day contact for clients, building trusted advisor relationships with sophisticated investment funds and asset managers. -... Maintain and update client playbooks...

Legal Staff Paralegal in Newark, NJ

Law Firm • **Members Only** Newark, NJ

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Posted On Jul 21, 26

Full-time 2 views Experience : Min 7 yrs required

Practice Area:

Tax - State & Local Tax - General Corporate - General Corporate - Technology Transactions Corporate - Contract Law Corporate - Compliance Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Energy and Oil & Gas - General Energy and Oil & Gas - Litigation - Defense Telecommunications - Transactions Telecommunications - Litigation

Job Tags:

construction information technology insurance recovery life sciences Litigation Practice of Law Telecommunications

the Job Law firm seeks to expand its team by adding compatible partners, practice groups, or small firms with established practices. Founded in 1969, the firm is based on principles of integrity, excellence in legal practice, and providing straightforward solutions to...

Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in New York City, NY

In-House • **Members Only** New York City, NY

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Posted On Sep 23, 26

Full-time 15 views Experience : Min 7 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

Affirmative Action agreements Broker Dealer contracts ERISA ETFs FINRA Investment Advisers Act of 1940 LLC partnerships Securities Act of 1933 securities laws trusts wealth management

compliance support for the company's . broker-dealer, ensuring adherence... to relevant regulatory requirements. - Draft, review, and negotiate a wide range of agreements related to fund distribution, service providers, platform relationships, and operations. - Advise internal stakeholders on complex legal,...

Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in New York City, NY

In-House • **Members Only** New York City, NY

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Posted On Sep 14, 26

Full-time 21 views Experience : Min 5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

1940 Act asset management contracts ERISA finance hedge funds Investment Company Act investment management marketing private equity special projects spectrum Transportation wealth management

Job Title: Global Alternatives Investment Solutions Assistant General Counsel Job... to the Global Alternative Investment Solutions businesses within the... company, focusing on hedge fund... types, including open and closed-ended hedge funds-of-funds, private credit funds-of-funds, registered alternative investment funds, separately managed ......

Legal Staff Paralegal in New York City, NY

In-House • **Members Only** New York City, NY

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Posted On Jul 03, 26

Full-time 3 views Experience : Min 8 yrs required

Practice Area:

Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General

Job Tags:

agreements contracts derivatives due diligence equity ETFs Insurance Investment Company Act investment management ISDA Litigation Mutual Funds pension Profit Sharing Software special projects wealth management

Legal Department of the company. This role involves handling... duties related to the Investment Company Act. The Senior... Paralegal... a dynamic and innovative environment, providing paralegal support across all investment management-related areas of the... company. Key responsibilities include: - Drafting... an...

Legal Staff Paralegal in New York City, NY

In-House • **Members Only** New York City, NY

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Posted On Jul 08, 26

Full-time 1 views Experience : 3-5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General

Job Tags:

1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa

Columbia Threadneedle Investments registered investment companies. Under the guidance... the Legal Affairs Manager will be responsible for performing ongoing legal and regulatory activities related to the registered investment companies. The role involves... coordinating the creation, updating, and filing of re...

Corporate - Asset/Investment Management Attorney / Trusts and Estates - General Attorney / Estate & Tax Planning Attorney / ERISA/Executive Compensation Transactions & Compliance Attorney / ERISA - General Attorney / Corporate - General Attorney in New Yo

In-House • **Members Only** New York City, NY

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Posted On Jul 14, 26

Full-time 3 views Experience : 3-5 yrs required

Practice Area:

Corporate - Asset/Investment Management Trusts and Estates - General Estate & Tax Planning ERISA/Executive Compensation Transactions & Compliance ERISA - General Corporate - General

Job Tags:

agreements criminal domestic partner Domestic Violence due diligence ERISA family fiduciary FINRA Investment Advisers Act of 1940 investment management Paternity regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management

Management Division of the company. The primary responsibilities include: -... legal support to wealth management, trust, fiduciary, investment advisory, and brokerage businesses. ... - Interpretation and application of fiduciary principles and duties. - Advising on advisory and brokerage service models and rela...

Investment Company Act Jobs in Bayonne

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