Legal Investment Company Act Jobs Jobs in Medway, MA

Finance - Financial Services Regulation Attorney / Finance - Banking Attorney / Finance - General Attorney in Westwood, MA

In-House • **Members Only** Westwood, MA

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Posted On Jul 14, 26

Full-time 1 views Experience : 3-5 yrs required

Practice Area:

Finance - Financial Services Regulation Finance - Banking Finance - General

Job Tags:

agreements criminal domestic partner Domestic Violence due diligence ERISA family fiduciary FINRA Investment Advisers Act of 1940 investment management Paternity regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management

the wealth management, trust, fiduciary, investment advisory, and brokerage businesses... within the company. Key responsibilities include: - Offering... legal advice on a wide range of matters impacting trust, fiduciary, brokerage, and investment management services. - Ensuring regulatory... compliance with OCC fiduciary regu...

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Attorney in Westborough, MA

In-House • **Members Only** Westborough, MA

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Posted On Sep 21, 26

Full-time 4 views

Job Tags:

Affirmative Action Ethics family finance SEC filings Securities

Administration/Filings Manager at the company, the candidate will have... several key responsibilities: - Lead multiple teams within the Regulatory Administration and Filings department, providing clients with legal guidance on SEC filings, including prospectuses, proxy statements, and board minutes. - Implement...

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ERISA/Executive Compensation Transactions & Compliance Attorney / ERISA - General Attorney / Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Newton, MA

In-House • **Members Only** Newton, MA

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Posted On Aug 11, 26

Full-time Experience : Min 15 yrs required

Practice Area:

ERISA/Executive Compensation Transactions & Compliance ERISA - General Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General

Job Tags:

asset management contracts ERISA family fiduciary FINRA Investment Advisers Act of 1940 Mutual Funds securities laws wealth management

business lines within the company, focusing primarily on retirement... plans. The key job responsibilities include acting as the primary legal counsel in the subject matter of asset management and federal securities laws. This involves advising on disclosure, regulatory, compliance, and...

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Attorney in Waltham, MA

In-House • **Members Only** Waltham, MA

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Posted On Jul 14, 26

Full-time 1 views Experience : Min 10 yrs required

Job Tags:

Estate Planning family finance FINRA Insurance LLC partnerships Registered Investment Advisor Retirement Planning Securities Software Taxation trusts wealth management

Title: Associate Director of Taxation Job Responsibilities: - Oversee the preparation and review of complex tax returns for partnerships, S-corporations, individuals, and trusts, with a focus on real estate. - Ensure all tax returns comply with current tax laws and regulations. - Respond to...

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Food & Drug Law Attorney in Waltham, MA

In-House • **Members Only** Waltham, MA

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Posted On Aug 10, 26

Full-time 2 views Experience : 5-9 yrs required

Practice Area:

Food & Drug Law

Job Tags:

agreements Biology Biotechnology Chemistry data privacy due diligence Foreign Investment fraud Immunology Insurance Intellectual Property Neuroscience Oncology Partnership RICO Scams social security stage

Title: Senior Counsel, Global Alliance - China Job Responsibilities: - Collaborate with Global Alliances, R&D leadership, asset strategy teams, disease strategy teams, and other stakeholders to align legal strategy with portfolio objectives and support collaborative decision-making across the product lifecycle. - Advise on...

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Corporate - Asset/Investment Management Attorney / Corporate - Private Equity Attorney / Corporate - Venture Capital/Emerging Companies Attorney / Corporate - General Attorney in Providence, RI (Remote)

Law Firm • **Members Only** Providence, RI

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Posted On Sep 09, 26

Full-time 2 views Experience : 3-5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - General

Job Tags:

Capital Markets M&A private equity Securities Venture Capital

be responsible for advising investment funds throughout all stages... of their lifecycle, as well as advising investors in these funds. This role involves working primarily with attorneys in the Financial Services & Capital Markets strategic business unit within the law...

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Corporate - Asset/Investment Management Attorney / Real Estate - Tax Attorney / Real Estate - Finance Attorney / Tax - Federal Attorney / Corporate - General Attorney / Tax - General Attorney / Real Estate - General Attorney in Providence, RI

Law Firm • **Members Only** Providence, RI

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Posted On Sep 09, 26

Full-time 5 views Experience : Min 8 yrs required

Practice Area:

Corporate - Asset/Investment Management Real Estate - Tax Real Estate - Finance Tax - Federal Corporate - General Tax - General Real Estate - General

Job Tags:

finance real estate finance

Title: Tax Credit Senior Counsel Job Responsibilities: The Tax Credit Senior Counsel will be responsible for handling matters related to tax credit finance and development. The candidate should possess substantial experience in real estate finance and New Markets Tax Credits. The role...

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Attorney in Providence, RI (Remote)

In-House • **Members Only** Providence, RI

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Posted On Sep 18, 26

Full-time 3 views Experience : 5-8 yrs required

Job Tags:

asset management company policies criminal Energy family Insurance private equity

Participate in multi-state alternative investment firms (hedge fund, fund... Work as part of a multi-disciplinary team helping to provide subject matter/alternative investment industry knowledge and experience... - Review information presented on state income tax returns before, during, and after prepar...

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Boston, MA

Government • **Members Only** Boston, MA

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Posted On Jul 30, 26

Full-time Experience : Min 2 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

contracts criminal Ethics evidence federal government Insurance Investment Company Act investment management Privacy public sector RICO Rule of Law Securities securities laws social security tender offers title

in the Division of Investment Management, the primary responsibilities... guidance on matters affecting investment companies and investment advisers.... The role involves reviewing complex filings and regulatory submissions and supporting policy development and rulemaking initiatives. Duties are specific to the office...

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Legal Staff Paralegal in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Jul 08, 26

Full-time 1 views Experience : 3-5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

asset management registered investment companies securities laws

Title: Legal Affairs Manager Job Responsibilities: The Legal Affairs Manager will work with members of the General Counsel’s Organization in supporting the Columbia Management investment advisor and Columbia Threadneedle... Investments business. Key responsibilities include: - Providing legal and regulatory support for Columbia...

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Corporate - Asset/Investment Management Attorney / Corporate - Private Equity Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Jul 13, 26

Full-time 6 views Experience : Min 4 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General

Job Tags:

40 Act asset management corporate governance employee benefits ERISA FINRA Investment Advisers Act of 1940 marketing private equity Securities Act of 1933

relation to fundraising, marketing activities, and compliance requirements. Key responsibilities encompass a wide range of activities within the department's Private Side business, including: - Advising on the formation and management of complex fund structures such as 3c7, 3c5, 34 Act registered...

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Jul 13, 26

Full-time 2 views Experience : Min 4 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

1940 Act agreements asset management contracts employee benefits ERISA ETFs FINRA Investment Advisers Act of 1940 investment management marketing Securities Securities Act of 1933 swaps wealth management

Job Title Investment Management Attorney Job Responsibilities... As an Investment Management Attorney, you will... primary responsibilities include providing legal coverage to the department's Solutions and Multi-Assets businesses across various strategies and products like separate accounts, private funds, 1940 Act r...

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Jul 23, 26

Full-time 3 views Experience : 6-8 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

1940 Act contracts equity Investment Advisers Act of 1940 investment management Mutual Funds registered investment companies special projects

Job Title: Counsel - Investment Management Job Responsibilities: - Provide legal... counsel for significant and strategic regulatory initiatives and ongoing operations, including complex regulatory-related processes, policies, and procedures. - Review, monitor, and resolve legal and regulatory issues related to assigned matters and other...

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Boston, MA

Law Firm • **Members Only** Boston, MA

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Posted On Sep 03, 26

Full-time 1 views Experience : Min 3 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

Investment Advisers Act of 1940

Job Title: Investment Funds - Associate Job Responsibilities: -... Drafting disclosure documents for investment funds. - Negotiating investment management... applicable regulations, including the Investment Company Act of 1940,... the Investment Advisers Act of 1940,... years of experience in investment fund formation and regulation. -......

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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Sep 01, 26

Full-time 2 views Experience : Min 6 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General

Job Tags:

agreements artificial intelligence civil litigation due diligence equity FINRA health benefits hedge funds Investment Advisers Act of 1940 marketing private equity regulatory compliance Securities securities laws stock options wealth management

legal support for the company's alternative investments platform, ensuring... to the brokerage and investment advisory business. - Draft,... review, and revise agreements with alternative investment sponsors for onboarding products... onto the company's alternative investments platform. -... Cou...

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Boston, MA (Remote)

In-House • **Members Only** Boston, MA

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Posted On Sep 11, 26

Full-time 1 views Experience : Min 10 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

agreements Agriculture artificial intelligence asset management capital raising Corporation family finance fund formation Insurance insurance coverage Investment Company Act investment management marketing private equity regulatory compliance Securities securities laws

Title: AVP, Head of Global Capital Formation Legal Job Responsibilities: - Lead and manage the Global Capital Formation legal function supporting all aspects of private fund formation across various strategies such as private equity, private credit, infrastructure, real estate, timberland,...

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Legal Staff Paralegal in Boston, MA (Remote)

In-House • **Members Only** Boston, MA

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Posted On Sep 17, 26

Full-time 3 views Experience : 1-3 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa

as well as other disclosure documents required by the Investment Company Act of 1940,... Securities Act of 1933, and Securities... Exchange Act of 1934. - Solicit... and coordinate input to disclosure documents from business lines, including product, marketing, fund a...

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Insurance Transactional and Regulatory Associate

Recruiter • **Members Only** Providence, RI

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Posted On Aug 12, 26

Full-time 30 views Experience : 1-3 yrs required

Practice Area:

Insurance - Regulatory & Compliance Corporate - Asset/Investment Management Corporate - M&A

in New York, NY or Chicago, IL. The successful candidate will join a team specializing in insurance laws, regulations, and corporate transactions, providing strategic counsel to industry on fund formation, investment management, and broker-dealer ... mergers, acquisitions, and restructurings....

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