Legal Investment Company Act Jobs Jobs in Quincy, MA

Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Jul 13, 26

Full-time 2 views Experience : Min 4 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

1940 Act agreements asset management contracts employee benefits ERISA ETFs FINRA Investment Advisers Act of 1940 investment management marketing Securities Securities Act of 1933 swaps wealth management

Job Title Investment Management Attorney Job Responsibilities... As an Investment Management Attorney, you will... primary responsibilities include providing legal coverage to the department's Solutions and Multi-Assets businesses across various strategies and products like separate accounts, private funds, 1940 Act r...

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Jul 23, 26

Full-time 1 views Experience : 6-8 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

1940 Act contracts equity Investment Advisers Act of 1940 investment management Mutual Funds registered investment companies special projects

Job Title: Counsel - Investment Management Job Responsibilities: - Provide legal... counsel for significant and strategic regulatory initiatives and ongoing operations, including complex regulatory-related processes, policies, and procedures. - Review, monitor, and resolve legal and regulatory issues related to assigned matters and other...

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Boston, MA

Government • **Members Only** Boston, MA

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Posted On Jul 30, 26

Full-time Experience : Min 2 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

contracts criminal Ethics evidence federal government Insurance Investment Company Act investment management Privacy public sector RICO Rule of Law Securities securities laws social security tender offers title

in the Division of Investment Management, the primary responsibilities... guidance on matters affecting investment companies and investment advisers.... The role involves reviewing complex filings and regulatory submissions and supporting policy development and rulemaking initiatives. Duties are specific to the office...

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Boston, MA

Law Firm • **Members Only** Boston, MA

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Posted On Sep 03, 26

Full-time 1 views Experience : Min 3 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

Investment Advisers Act of 1940

Job Title: Investment Funds - Associate Job Responsibilities: -... Drafting disclosure documents for investment funds. - Negotiating investment management... applicable regulations, including the Investment Company Act of 1940,... the Investment Advisers Act of 1940,... years of experience in investment fund formation and regulation. -......

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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Sep 01, 26

Full-time 2 views Experience : Min 6 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General

Job Tags:

agreements artificial intelligence civil litigation due diligence equity FINRA health benefits hedge funds Investment Advisers Act of 1940 marketing private equity regulatory compliance Securities securities laws stock options wealth management

legal support for the company's alternative investments platform, ensuring... to the brokerage and investment advisory business. - Draft,... review, and revise agreements with alternative investment sponsors for onboarding products... onto the company's alternative investments platform. -... Cou...

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Legal Staff Paralegal in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Jul 08, 26

Full-time Experience : 3-5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

asset management registered investment companies securities laws

Title: Legal Affairs Manager Job Responsibilities: The Legal Affairs Manager will work with members of the General Counsel’s Organization in supporting the Columbia Management investment advisor and Columbia Threadneedle... Investments business. Key responsibilities include: - Providing legal and regulatory support for Columbia...

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Corporate - Asset/Investment Management Attorney / Corporate - Private Equity Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Jul 13, 26

Full-time 6 views Experience : Min 4 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General

Job Tags:

40 Act asset management corporate governance employee benefits ERISA FINRA Investment Advisers Act of 1940 marketing private equity Securities Act of 1933

relation to fundraising, marketing activities, and compliance requirements. Key responsibilities encompass a wide range of activities within the department's Private Side business, including: - Advising on the formation and management of complex fund structures such as 3c7, 3c5, 34 Act registered...

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Boston, MA (Remote)

In-House • **Members Only** Boston, MA

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Posted On Sep 11, 26

Full-time Experience : Min 10 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

agreements Agriculture artificial intelligence asset management capital raising Corporation family finance fund formation Insurance insurance coverage Investment Company Act investment management marketing private equity regulatory compliance Securities securities laws

Title: AVP, Head of Global Capital Formation Legal Job Responsibilities: - Lead and manage the Global Capital Formation legal function supporting all aspects of private fund formation across various strategies such as private equity, private credit, infrastructure, real estate, timberland,...

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Legal Staff Paralegal in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Aug 05, 26

Full-time 2 views Experience : Min 1 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General

Job Tags:

asset management EEOC Employee Rights equity Family and Medical Leave Act Harassment Mutual Funds Privacy Securities stage title

Position Overview Employer: Company Title: Legal Analyst - Fund... Disclosure & SEC Registration About Company:

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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Boston, MA (Remote)

Law Firm • **Members Only** Boston, MA

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Posted On Sep 06, 26

Full-time 2 views Experience : Min 5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets

Job Tags:

1940 Act acquisitions asset management branding fund formation Harassment investment management Joint Ventures M&A marketing Partnership Privacy private equity REITs Securities Securities Act of 1933

Title Content Lawyer - Registered Funds Job Responsibilities The Registered Funds Content Lawyer is tasked with developing and executing a comprehensive content strategy centered on innovative and complex registered funds products and the regulatory developments influencing the...

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Legal Staff Paralegal in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Aug 12, 26

Full-time 1 views Experience : 1-3 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

1940 Act asset management corporate governance family H-1B Insurance marketing registered investment companies Securities Act of 1933 Securities Exchange Act of 1934 shareholders trusts Visa

Title: Paralegal Job Responsibilities: The Paralegal position at the company primarily focuses on supporting... the Columbia Threadneedle Investments registered investment companies. Under the guidance... of an attorney, the Paralegal is responsible for various regulatory activities concerning registered investment companies. Key responsibilities include: -......

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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Aug 28, 26

Full-time 4 views Experience : Min 6 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General

Job Tags:

agreements artificial intelligence civil litigation due diligence equity Financial Institutions FINRA health benefits hedge funds Investment Advisers Act of 1940 marketing NASDAQ private equity regulatory compliance Securities securities laws stock options wealth management

ongoing controls of Alternative Investments, Complex Products, and Digital Assets. - Offer day-to-day legal support for the alternative investments platform, ensuring compliance with applicable rules, regulations, and legal risks in brokerage and investment advisory. - Draft, review, and... revise agreements with altern...

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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Boston, MA

Law Firm • **Members Only** Boston, MA

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Posted On Sep 04, 26

Full-time 13 views Experience : Min 5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General

Job Tags:

Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

and other vehicles. - Assist with project management and fund formation matters and participate in product development of various investment structures across multiple jurisdictions. -... Involve in the creation and management of registered fund board materials. - Manage regulatory filings such as...

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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Jul 13, 26

Full-time 2 views Experience : 3-8 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General

Job Tags:

agreements AML asset management employee benefits equity ERISA ETFs Investment Advisers Act of 1940 investment management Litigation Securities Securities Act of 1933 wealth management

on legal matters. - Assist business units in structuring and launching new registered and unregistered products. - Review and prepare registration statements, PPMs, related documents, proxy materials, and documentation for business transactions involving company funds. - Negotiate various agreements,... including investment advisory, manage...

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Finance - Financial Services Regulation Attorney / Corporate - Asset/Investment Management Attorney / Finance - General Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Jul 07, 26

Full-time 7 views Experience : Min 9 yrs required

Practice Area:

Finance - Financial Services Regulation Corporate - Asset/Investment Management Finance - General Corporate - General

Job Tags:

banking corporate governance due diligence Employer Rights family fiduciary FINRA Genetics Registered Investment Advisor

Provide legal counsel on investment products and services, focusing... disclosure requirements, legal risk mitigation, and product due diligence activities. - Act as the legal subject... matter expert for broker-dealer and registered investment advisor matters, advising business... leaders and stakeholders on...

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Registered Funds Associate Attorney

Recruiter • **Members Only** Boston, MA

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Posted On Jul 29, 26

Full-time 93 views Experience : 2-10 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - Compliance Corporate - Asset/Investment Management

to clients on matters pertaining to registered investment companies, including mutual funds,... ETFs, closed-end funds, interval funds, tender offer funds, and business development companies, as well as their trustees and directors. This role involves collaborating with clients, internal teams, a...

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Investment Company Act Jobs in Quincy

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