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Investment Company Act Jobs in Richfield

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  5. Investment Company Act

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United States
Posted On Sep 15, 26
Full-time 4 views Experience : Min 10 yrs required
Job Tags:
family finance gift tax Government Insurance Partnership private client Software Taxation Water
Job Tags:
family finance gift tax Government Insurance Partnership private client Software Taxation Water

Title: Tax Managing Director, Private Client Services Job Responsibilities: - Leads tax and consulting engagements, teaching team members the skills needed to identify and address client needs, tax planning, and consulting opportunities. - Acts as the primary client contact for preparation and presentation...

Posted On Sep 28, 26
Full-time 1 views Experience : 3-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title

one or more registered investment advisers that advise private... credit funds and other investment vehicles, including certain funds... registered under the Investment Company Act of 1940. -... matters arising under the Investment Advisers Act of 1940,... including governance, fiduciary obligations, disclosures,...

Posted On Aug 27, 26
Full-time 1 views Experience : Min 1 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management Computer Engineering Computer Science criminal emerging technologies Immigration information technology investment management
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management Computer Engineering Computer Science criminal emerging technologies Immigration information technology investment management

Job Title Investment Management Agreement Review Analyst... Job Responsibilities The Investment Management Agreement Review Analyst... negotiation, and execution of Investment Management Agreements (IMAs). This... role encompasses the full agreement lifecycle, ensuring consistency, quality control, and transparency. Key responsibilities include: -...

Posted On Aug 18, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Finance - General Finance - Financial Services Regulation Corporate - General
Job Tags:
agreements banking Capital Markets Code of Conduct credit agreements equity finance FINRA Investment Banking M&A Securities
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Finance - General Finance - Financial Services Regulation Corporate - General
Job Tags:
agreements banking Capital Markets Code of Conduct credit agreements equity finance FINRA Investment Banking M&A Securities

primary legal adviser for investment banking deal teams and... senior business stakeholders. - Directly counsel senior business leaders on a broad range of corporate and finance transactions, including M&A advisory engagements and capital markets transactions involving equity and debt issuances and...

Posted On Sep 21, 26
Full-time 4 views Experience : Min 5 yrs required
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title

Strategist III Position Overview At the company, our people are our... culture where all of our employees feel respected, valued, and have an opportunity to contribute to the company’s success. As a Wealth Strategist III within the company's Private Bank organization, ......

Posted On Sep 29, 26
Full-time Experience : 1-8 yrs required
Job Tags:
company policies criminal family Insurance Partnership partnerships Taxation
Job Tags:
company policies criminal family Insurance Partnership partnerships Taxation

Title: Senior Manager, Mutual Fund Tax Job Responsibilities: - Build and manage client relationships while overseeing a portfolio of large clients, acting as the primary contact for both internal and external clients. - Manage senior-level relationships with large clients, provide tactical advice, and...

Posted On Sep 10, 26
Full-time 8 views Experience : 8-8 yrs required
Job Tags:
company policies criminal family Insurance Partnership partnerships Taxation
Job Tags:
company policies criminal family Insurance Partnership partnerships Taxation

Title: Senior Manager, Mutual Fund Tax Job Responsibilities: - Build and manage client relationships while overseeing a portfolio of large clients and acting as a primary contact for both internal and external clients. - Manage relationships at a senior level with large clients,...

Posted On Sep 15, 26
Full-time 8 views Experience : Min 5 yrs required
Job Tags:
finance marketing Software Taxation Transfer Pricing Water
Job Tags:
finance marketing Software Taxation Transfer Pricing Water

Title: Tax Manager, Core Tax Services Job Responsibilities: The Tax Manager, Core Tax Services, is primarily responsible for advising clients on the tax implications of their business objectives. This role involves evaluating and selecting alternative actions to reduce tax burdens and compliance...

Posted On Sep 21, 26
Full-time 4 views Experience : Min 8 yrs required
Practice Area:
ERISA - General ERISA/Executive Compensation Transactions & Compliance Tax - Employee Benefits & Executive Compensation Tax - Private Client Services Tax - General
Job Tags:
asset management child Corporation divorce Employee Retirement Income Security Act ERISA Ethics fiduciary Insurance investment management Partnership pension regulatory compliance special projects spouse
Practice Area:
ERISA - General ERISA/Executive Compensation Transactions & Compliance Tax - Employee Benefits & Executive Compensation Tax - Private Client Services Tax - General
Job Tags:
asset management child Corporation divorce Employee Retirement Income Security Act ERISA Ethics fiduciary Insurance investment management Partnership pension regulatory compliance special projects spouse

Employee Retirement Income Security Act Job Responsibilities: - Provide substantial expertise... operations and sales personnel on laws including the Internal Revenue Code, Employee Retirement Income Security Act of 1974 (ERISA), and... relevant Department of Labor (DOL) and Treasury regulations. This includes guid...

Posted On Sep 18, 26
Full-time 1 views Experience : 5-8 yrs required
Job Tags:
asset management company policies criminal Energy family Insurance private equity
Job Tags:
asset management company policies criminal Energy family Insurance private equity

Participate in multi-state alternative investment firms (hedge fund, fund... Work as part of a multi-disciplinary team helping to provide subject matter/alternative investment industry knowledge and experience.... - Review information presented on state income tax returns before, during, and after pre...

Posted On Sep 22, 26
Full-time 1 views Experience : Min 2 yrs required
Job Tags:
asset management company policies criminal Energy family Insurance private equity Taxation
Job Tags:
asset management company policies criminal Energy family Insurance private equity Taxation

Participate in multi-state alternative investment firms such as hedge... funds, fund to funds, private equity, and real estate with state and local tax issues, including compliance, advising, planning, and controversies. - Engage with multi-state companies on state and local tax controversies,...

Posted On Aug 16, 26
Full-time 21 views Experience : 4-20 yrs required
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management

law firm located in Cleveland, OH seeks a seasoned compliance leader or senior-level legal advisor to support its Investment Management division. This strategic... position involves guiding sophisticated financial services clients-primarily registered investment advisers and broker-dealers-through the... evolving landscape of regu...

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