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Investment Regulation Jobs in Rocky River

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United States
Posted On Jul 07, 26
Full-time 4 views Experience : 10-15 yrs required
Practice Area:
Nonprofit / Charities Law
Job Tags:
agreements bylaws corporate compliance corporate governance due diligence family Insurance Litigation regulatory compliance Whistleblower
Practice Area:
Nonprofit / Charities Law
Job Tags:
agreements bylaws corporate compliance corporate governance due diligence family Insurance Litigation regulatory compliance Whistleblower

Title: Director, Legal Counsel – DAFgiving360 Job Responsibilities: - The Director, Legal will manage legal matters, corporate governance, and regulatory compliance for DAFgiving360. - Involvement in business activities and decisions to ensure compliance with applicable laws and best practices. - Lead and manage a...

Posted On Aug 18, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Finance - General Finance - Financial Services Regulation Corporate - General
Job Tags:
agreements banking Capital Markets Code of Conduct credit agreements equity finance FINRA Investment Banking M&A Securities
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Finance - General Finance - Financial Services Regulation Corporate - General
Job Tags:
agreements banking Capital Markets Code of Conduct credit agreements equity finance FINRA Investment Banking M&A Securities

primary legal adviser for investment banking deal teams and... senior business stakeholders. - Directly counsel senior business leaders on a broad range of corporate and finance transactions, including M&A advisory engagements and capital markets transactions involving equity and debt issuances and...

Posted On Sep 11, 26
Full-time 24 views Experience : Min 8 yrs required
Job Tags:
FINRA investment management regulatory compliance
Job Tags:
FINRA investment management regulatory compliance

Chief Compliance Officer - Investment Management Chief Compliance... Officer Opening in Calfee's Cleveland, Columbus, or Cincinnati Office Opportunity Compliance Officer in the Investment Management group in our... the Chair of our Investment Management practice group. ......

Posted On Sep 11, 26
Full-time 50 views Experience : Min 8 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
FINRA investment management regulatory compliance
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
FINRA investment management regulatory compliance

businesses for over a century. The firm has been consistently recognized as one of the top law firms in Ohio and the country by various publications and organizations. **Members Only,**'s Investment Management group is a... highly regarded practice that advises c...

Posted On Sep 03, 26
Full-time 32 views
Practice Area:
International Trade
Job Tags:
Government international trade Litigation OFAC trade remedies
Practice Area:
International Trade
Job Tags:
Government international trade Litigation OFAC trade remedies

and foreign clients. Key responsibilities include: - Advising . and foreign clients on regulatory requirements related to investments in the ., particularly guiding them through the Committee on Foreign Investment in the United States... (CFIUS) review process. - Providing counsel to clien...

Posted On Sep 10, 26
Full-time 8 views Experience : 8-8 yrs required
Job Tags:
company policies criminal family Insurance Partnership partnerships Taxation
Job Tags:
company policies criminal family Insurance Partnership partnerships Taxation

Title: Senior Manager, Mutual Fund Tax Job Responsibilities: - Build and manage client relationships while overseeing a portfolio of large clients and acting as a primary contact for both internal and external clients. - Manage relationships at a senior level with large clients,...

Posted On Sep 15, 26
Full-time 8 views Experience : Min 5 yrs required
Job Tags:
finance marketing Software Taxation Transfer Pricing Water
Job Tags:
finance marketing Software Taxation Transfer Pricing Water

Title: Tax Manager, Core Tax Services Job Responsibilities: The Tax Manager, Core Tax Services, is primarily responsible for advising clients on the tax implications of their business objectives. This role involves evaluating and selecting alternative actions to reduce tax burdens and compliance...

Posted On Sep 21, 26
Full-time 4 views Experience : Min 8 yrs required
Practice Area:
ERISA - General ERISA/Executive Compensation Transactions & Compliance Tax - Employee Benefits & Executive Compensation Tax - Private Client Services Tax - General
Job Tags:
asset management child Corporation divorce Employee Retirement Income Security Act ERISA Ethics fiduciary Insurance investment management Partnership pension regulatory compliance special projects spouse
Practice Area:
ERISA - General ERISA/Executive Compensation Transactions & Compliance Tax - Employee Benefits & Executive Compensation Tax - Private Client Services Tax - General
Job Tags:
asset management child Corporation divorce Employee Retirement Income Security Act ERISA Ethics fiduciary Insurance investment management Partnership pension regulatory compliance special projects spouse

Title: Senior Counsel Private Bank Internal Revenue Code and Employee Retirement Income Security Act Job Responsibilities: - Provide substantial expertise in Individual Retirement Accounts (IRAs), acting as a primary resource on this subject matter. - Advise operations and sales personnel on laws including...

Posted On Sep 24, 26
Full-time 2 views Experience : Min 3 yrs required
Job Tags:
brokers criminal Customs Law export control global trade Government Immigration international trade Software Transfer Pricing
Job Tags:
brokers criminal Customs Law export control global trade Government Immigration international trade Software Transfer Pricing

Title: Senior, Indirect Tax - Global Trade Job Responsibilities: As a Senior Consultant on the Global Trade team, the individual will engage in various responsibilities requiring regulatory analysis for a wide range of entities and their affiliates. Key responsibilities include: - Helping...

Posted On Sep 18, 26
Full-time 1 views Experience : 5-8 yrs required
Job Tags:
asset management company policies criminal Energy family Insurance private equity
Job Tags:
asset management company policies criminal Energy family Insurance private equity

Participate in multi-state alternative investment firms (hedge fund, fund... Work as part of a multi-disciplinary team helping to provide subject matter/alternative investment industry knowledge and experience.... - Review information presented on state income tax returns before, during, and after pre...

Posted On Sep 22, 26
Full-time 1 views Experience : Min 2 yrs required
Job Tags:
asset management company policies criminal Energy family Insurance private equity Taxation
Job Tags:
asset management company policies criminal Energy family Insurance private equity Taxation

Participate in multi-state alternative investment firms such as hedge... funds, fund to funds, private equity, and real estate with state and local tax issues, including compliance, advising, planning, and controversies. - Engage with multi-state companies on state and local tax controversies,...

Posted On Sep 01, 26
Full-time 1 views Experience : Min 7 yrs required
Practice Area:
Real Estate - Tax Tax - M&A and Transactions Corporate - M&A Corporate - General Tax - General
Job Tags:
acquisitions agreements Business Law corporate transactions due diligence Estate Planning finance health insurance Insurance Joint Ventures Litigation LLC Mergers and Acquisitions operating agreements partnerships Profit Sharing Secured lending Taxation
Practice Area:
Real Estate - Tax Tax - M&A and Transactions Corporate - M&A Corporate - General Tax - General
Job Tags:
acquisitions agreements Business Law corporate transactions due diligence Estate Planning finance health insurance Insurance Joint Ventures Litigation LLC Mergers and Acquisitions operating agreements partnerships Profit Sharing Secured lending Taxation

Title: Experienced Tax and Transactional Attorney Job Responsibilities: The tax and transactional associate attorney will have a variety of responsibilities, mainly revolving around providing comprehensive tax planning, compliance, and advisory services to clients. Key responsibilities include: - Leading tax advice and strategic...

Posted On Aug 13, 26
Full-time 29 views Experience : 2-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets
Practice Area:
Corporate - Securities and Capital Markets

Title: Mid-Level Capital Markets And Securities Associate AttorneyJob Overview: A prominent law firm based in Cleveland, OH, is actively seeking a mid-level associate to support its growing Capital Markets & Securities and Corporate Governance practice. This position offers a dynamic...

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