Mutual Funds Jobs in Alabama

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Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Analyst, Customer Complaints The candidate will partner with Compliance, Supervision, Legal, and Operations resources to ensure proper handling of complaints, including investigations and any required filings. Document receipt and resolve customer complaints in a timely manner. Work with advisors and supervisors to gather information as part of the complaint investigation and documentation required for the complaint file. Work with customers to gather additional i... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Legal Assistant The Candidate will be responsible for communication skills including drafting emails, letters and memoranda. Support in gathering information from non-proprietary mutual funds for use in... SEC filings. Preparation of expense reports and coordination of travel arrangements. Support for legal department matter management system. Support for prospectus content management platform for SEC filings. Preparation of permanent files and records for SEC filings. Coordina... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Legal Support Assistant The candidate responsibilities include: Communication skills including drafting emails, letters and memoranda. Support in gathering information from non-proprietary mutual funds for use in... SEC filings. Preparation of expense reports and coordination of travel arrangements. Support for legal department matter management system. Support for prospectus content management platform for SEC filings. Preparation of permanent files and records for SEC filings... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Supervisory Principal II Responsibilities: Reviewing legal documentation for account opening purposes. Reviews all annuities and life insurance for completeness and suitability. Evaluates sales for pertinent information collected from the sales rep. Question any inappropriate documents via email or telephone and documents each sale with resolution of findings. In addition to approving new brokerage accounts for completeness and suitability, approves daily mutual fund, bond,... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Financial Services Attorney Candidate will help individuals and business owners in identifying the financial goals and needs. Will offer stocks, bonds, mutual funds, annuities and life... insurance. Local training is provided via ongoing seminars on selling, up-to-date product knowledge and prospecting skills, as well as time management. Preferred candidate should have an Advanced degree and designation (MBA, ., CFPâ, CPA, and ChFC). A Series 6 or 7 and 65 or 66 is desire... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Financial Advisor. Will help individuals and business identify their financial goals and needs. In addition, as a registered representative will offer stocks, bonds, mutual fund wrap accounts, individual... discretionary managed portfolios, annuities and life insurance to suitable clients. A Bachelor's Degree and financial services experience required. Sales background a plus. Should have a strong business background and a personal history of success. A background in law, ac... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Financial Advisor. Will help individuals and business identify their financial goals and needs. In addition, as a registered representative will offer stocks, bonds, mutual fund wrap accounts, individual... discretionary managed portfolios, annuities and life insurance to suitable clients. A Bachelor's Degree and financial services experience required. Sales background a plus. Should have a strong business background and a personal history of success. A background in law, ac... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Transactions Attorney The candidate should have legal experience in business issues and transactions, including mergers and acquisitions, public and private securities offerings, securities reporting and compliance, corporate finance, fund formation and advice, corporate governance, real estate development, or commercial contracts.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Financial Services Lawyers The candidate should have good academic credentials. Must have specialties in funds, hedge funds, real estate,... private equity, cross-border, regulatory, investment management, international, derivatives, asset management and finance areas.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here