Mutual Funds Jobs in East Hartford

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United States
Posted On Aug 30, 26
Full-time 1 views Experience : Min 5 yrs required

Title: Tax Manager – Mutual Funds Job Responsibilities: As a Tax... Manager specializing in mutual funds, you will leverage... your expertise in accounting and taxation to deliver comprehensive tax compliance and consulting services to clients within the Investment Management sector. Your primary...

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The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

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Mortgage Closing Manager Duties: Responsible for managing and providing guidance to the bank’s residential lending closers, funders and post-closing Quality Assurance Specialists to ensure closing documents are completed and delivered accurately and within required timeframes meeting bank and regulatory requirements, loans are funded in accordance with bank procedures, and post-closing review of closing disclosures is performed to meet both bank and regulatory... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

include oversight of the Funds' advisers' Rule 206(4)-7 compliance... programs to ensure compliance with existing laws and regulations and to assist in responding to audits, examinations and similar regulatory inquiries related to the Funds and its advisers. Will... report to the Vice President, CCO of the Funds and Advisers within the... company's Enterprise Compliance organization. Manage one other employee... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel Duties: Will report to the Vice President and Assistant General Counsel, and Director of the Investment Law Group, and will be responsible for implementing and supporting an open-end mutual fund complex in support... of company's variable annuity insurance product investment platform. The Investment Law Group provides legal support for Hartford Investment Management Company, one of The company's registered investment advisers, with over $110 Billion in assets under mana... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Paralegal Duties: Will provide support on a variety of matters to a team of attorneys in the Mutual Funds Law unit. Assist... in drafting and maintenance of prospectuses, and other disclosure documents. Assist with preparation of product filings with the SEC. Work independently and with other team members to support a diverse client base. Coordinate with business areas to gather necessary documents and other information to prepare and file reports required by regulatory agencie... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Seeking an Associate with 3-5 years of broker-dealer regulatory experience. Should have experience with examinations, inquiries, investigations, and enforcement actions by the SEC, FINRA, the various stock, option and commodity exchanges and state securities agencies. Service in a regulatory (., the SEC, CFTC, FINRA) enforcement organization would be helpful. Experience with hedge funds, investment funds and investment... advisers a plus.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Management/Mutual Fund Paralegal The candidate will be responsible for preparing for board of director meetings, drafting meeting minutes, assisting with registration statement filings, coordinating with sub-advised clients, compliance monitoring, and legal/statutory/regulatory and corporate/internet research. Experience with public company SEC filings is a strong plus (., preparing Section 16 filings, assisting with proxy statement preparation). Shou... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Mutual Fund/SEC Product Filing/Corporate Paralegal... The candidate will handle corporate governance responsibilities for mutual fund company boards, preparing... for board of director meetings, drafting meeting minutes, agendas, resolutions, etc. PLUS assisting in preparation of prospectus/registration statements/SEC filings for mutual fund products (Forms N-1A... and N-2; N-Q and N-CSR, and Forms 3, 4. Will be drafting /review of fund agreements and perform legal/corporate research... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Mutual Fund/SEC Product Filing Paralegal... Manager The candidate will be managing/supervising other paralegals who are handling corporate governance responsibilities for mutual fund company boards; preparing... for board of director meetings and drafting meeting minutes, agendas, resolutions; assisting in preparation of prospectus/registration statements/SEC filings for mutual fund products (Forms N-1A... and N-2; N-Q and N-CSR, and Forms 3, 4 and 5). Will be drafting /review of fun... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Mutual Fund/SEC Registered Product Filing/Corporate... Paralegal The candidate will be handling corporate governance responsibilities for mutual fund company boards ---preparing... for board of director meetings and drafting meeting minutes, agendas, resolutions. Further, will draft /review fund agreements and perform legal/corporate research and special projects to support mutual fund business. Should ideally... have 3 years of Mutual Fund product filing experience... (preparing regist... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Paralegal The candidate's duties will include: preparing and maintaining Board of Directors’ materials/minutes, filing documents with the SEC and other compliance work. Should have 40’s Act experience and must have worked with mutual funds.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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