Mutual Funds Jobs in Flemington

SVP, Compliance Director - Funds The candidate will be... for implementation of the mutual fund compliance program to... ensure its regulatory and fiduciary obligations are met. Serve as the Chief Compliance Officer (“CCO”) of company Mutual Funds and the company... Advantage... Funds (the “Funds”). Reports to... the Board of Trustees of the Funds’ and to the company Chief Compliance Officer. Ensure development, enforcement, administration and ongoing maintenance of t... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Paralegal The candidate will serve all internal and external client needs including preparation of registration statements and/or other regulatory filings required under the Investment Company Act, Investment Advisers Act, Securities Act of 1933 and Securities and Exchange Act of 1934. Prepare drafts of regulatory documents for various mutual funds, exchange-traded funds and... closed-end funds for filing with the... . Securities and Exchange Commission (SEC), including... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Assessment Manager (Operational Risk Manager) III The candidate will work in partnership with the Lines of Business and Legal Entity Responsible Officers (new role established by revised Legal Entity Policy) from core business lines and staff functions to provide management oversight and governance of legal entities across the company. Will facilitate event-driven resolvability assessments to ensure that the various triggers (new products/services, LE changes including i... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Entity Office - LER Analyst - Operational Risk Consultant IV The candidate will report to the Chief Financial Officer (CFO). Will work in partnership with the Lines of Business and Legal Entity Responsible Officers (new role established by revised Legal Entity Policy) from core business lines and staff functions to provide management oversight and governance of legal entities across the company. Help facilitate event-driven resolvability assessments to ensure that the... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

SVP, Compliance Director - Funds The candidate will be... for implementation of the mutual fund compliance program to... ensure its regulatory and fiduciary obligations are met. Serve as the Chief Compliance Officer (“CCO”) of company Mutual Funds and the company... Advantage... Funds (the “Funds”). Reports to... the Board of Trustees of the Funds’ and to the company Chief Compliance Officer. Ensure development, enforcement, administration and ongoing maintenance of t... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Managing Counsel- Clearing/Broker-Dealer The candidate will manage and negotiate client agreements, focused on fully disclosed clearing agreements, mutual fund distribution agreements, in... addition to performing a legal review of various types of disclosures and communications. Will also be responsible for providing general advice to various business lines on a wide range of matters. Provide business management and associates with thoughtful, comprehensive legal advice and gu... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Managed Solutions Group Business Governance The candidate will report directly to the head of MSG Business Governance. Responsibilities will include: Design and maintain structure and oversight of the applicable MSG products and services from a client service, liability, risk and supervision perspective, such as governance and organizational committees. Manage implementation of regulatory and other operating requirements and assisting with regulatory and internal a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Managed Solutions Group Business Governance The candidate will report directly to the head of MSG Business Governance. Responsibilities will include: Design and maintain structure and oversight of the applicable MSG products and services from a client service, liability, risk and supervision perspective, such as governance and organizational committees. Manage implementation of regulatory and other operating requirements and assisting with regulatory and internal a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here