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Mutual Funds Jobs in Minneapolis

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United States
Posted On Jun 26, 26
Full-time 10 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

Title: Senior Counsel – Mutual & Private Fund Distribution... companies and private investment funds within the Wealth and... Management division at the company. Key responsibilities include: - Advising on the distribution of mutual funds, ETFs, and other... registered... products, ensuring complian...

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Legal Counsel The candidate will work closely with senior management of the Global Asset Management (.) Inc. and their functional support groups to provide legal support for a broad range of areas including strategic business initiatives and legal risk issues pertaining to the business. Coordinate external legal services to ensure cost-effective and efficient service delivery to the business. Provide advice and support relating to overall strategy, launch and ongoi... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

## Legal Affairs Manager Ameriprise Financial is looking for an experienced Legal Affairs Manager to join their team. The Legal Affairs Manager will assist attorneys in support of all aspects of investment management matters. ### Responsibilities * Manage annual and other updates of US and non-US regulatory filings, including Form ADV and Form BD * Support (Cayman and Delaware domiciled) private funds generally, including preparation and... review of private fund board... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

- External Products and Alternative Investments The candidate will primarily support the product development and regulatory initiatives of the external products group of the wealth management products and solutions department. Will be the primary interface with the General Manager and business staff. Address legal and regulatory issues and interpretations, to draft and negotiate contracts and to review and align, as appropriate, business processes and procedures. Neg... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Associate Counsel Responsibilities: Will report to Chief Counsel, Asset Management Registered Products. Will focus primarily on legal and regulatory matters related to Columbia management's investment advisory business, with more specific focus on Columbia management's registered products, including mutual funds, variable portfolio funds,... closed-end funds and exchange... traded funds, as well as the... independent boards of trustees responsible for and the service providers that s... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel - Mutual Funds Duties: Support... asset management business, with a focus on its mutual fund complex. Provide legal... support to various mutual fund business lines, including... investments, product development and management, and operations. Prepare materials for and attend meetings of the Board of the mutual fund complex. Draft and... oversee various regulatory filings, including prospectuses, proxies, and Form ADVs. Conduct research, review, analysis, drafting and approval... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

1940 Act Attorney The candidate will join the legal group of a mutual fund and exchange-traded fund... services business. Responsibilities include, among other things: drafting and reviewing initial closed-end and open-end, multi-class mutual fund registration statements to... ensure disclosure requirements are met; preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, exchange listing app... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Mutual Funds Regulatory Administration Coordinator... Duties: Will report to Director of Regulatory Administration. Manage regulatory administration activities related to the company's funds trust and its Board... of Trustees. Independently create and maintain deliverables related to the Board of Trustees, including various reports and annual calendar/agenda items. Attend Trust Board meetings to facilitate presentation of Board materials. Create complex presentations and reports u... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

- Corporate Finance The candidate should have 4-5 years of experience. Must have JD degree and Active Minnesota attorney license required. Must have excellent academic credentials. Relevant experience includes significant experience in connection with securities law compliance and corporate governance matters and capital markets, mergers and acquisitions and private equity transactions is needed. Must have experience with the following: Reviewing and providing advi... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Duties: Research legal and regulatory requirements and industry practices relevant to business issues presented to General Counsel's Office. Provide advice and recommendations appropriate to level of knowledge and research performed. Prepare legal documents, including legal memoranda and responses to inquiries. Provide legal review of communications prepared within line of business. Reports to General Counsel and works under the direction of Counsel and/or more sen... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Asset Management Manager Duties: Serve multinational banks, insurance companies, investment managers, broker-dealers, and hedge funds. Serves more of the... largest and most complex financial services companies than any other firm. Provides tax consulting and compliance services to many of the world's largest mutual funds, common trust funds,... limited... partnerships, hedge funds, pension funds, annuities, trusts... and industry service providers.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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