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Mutual Funds Jobs in O Fallon

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United States
Posted On Aug 18, 26
Full-time 6 views Experience : Min 5 yrs required
Job Tags:
equity fiduciary finance Insurance Mutual Funds Software special projects wealth management
Job Tags:
equity fiduciary finance Insurance Mutual Funds Software special projects wealth management

Title: Client PM Portfolio Manager, Sr Job Responsibilities: The Client PM Portfolio Manager, Sr is responsible for managing investment activities for fee revenue-producing accounts, collaborating with other disciplines within Wealth Management to develop and retain high net worth client relationships. The role...

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The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

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Tax Senior - Business Tax Services Experience: 3+ years Salary: Competitive Department: **Members Only.** Tax LLP H2: Exciting Opportunity for Tax Senior in Business Tax Services Overview: - read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Chief Counsel II - Investment Advisers and Investment Companies Duties: Will report to Chief Counsel, Broker-Dealer. Will be responsible for all legal and regulatory matters arising from the investment management and mutual fund businesses of company's... registered investment advisers throughout the United States, including company's capital advisers and company's investments. Will be expected to handle all matters arising out of the assigned businesses and to supervise and ma... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Counsel-Investment Company and Advisory Compliance The candidate will be responsible for providing legal, regulatory and compliance guidance to the business areas of the firm associated with mutual funds, investment advisory, retirement... and education savings, insurance and annuities, and banking services. Will partner with internal business areas to provide timely advice and guidance on compliance matters to ensure new and existing products and services are compli... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Counsel-Investment Company & Advisory Compliance Duties: Providing legal, regulatory and compliance guidance to the business areas of the firm associated with mutual funds, investment advisory, retirement... and education savings, insurance and annuities, and banking services. Partner with internal business areas to provide timely advice and guidance on compliance matters to ensure new and existing products and services are compliant with applicable laws, regulatio... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Counsel - Investment Advisory and Funds The candidate will serve... as a Compliance Counsel within the firm's investment advisory and funds compliance department. Will help... oversee compliance and regulatory issues relating to the development, implementation and ongoing support of the firm's sub-advised mutual funds as well as... the... investment adviser to those funds. Partner with applicable business... areas and outside service providers to provide timely advice and guidan... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

40 Act Associate General Counsel II The candidate will provide support to company's investment management operations, including its proprietary mutual funds and its investment... advisory programs. Will prepare, review and/or coordinate mutual fund registration statements, proxy... and information statements, shareholder reports, Forms ADV (including brochures relating to company's investment advisory programs) and investment company and investment adviser marketing materials and... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

General Counsel The candidate will prepare, review and/or coordinate mutual fund registration statements, proxy... and information statements, shareholder reports, Forms ADV (including brochures relating to firm investment advisory programs) and investment company and investment adviser marketing materials and communications. Will ensure appropriate reviews are completed both internally and with external legal counsel. Prepare for and conduct investment company board meetings a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

40 Act Associate General Counsel The candidate will provide support to company' investment management operations, including its proprietary mutual funds and its investment... advisory programs. This position requires a depth of understanding of the Investment Company Act of 1940 and the Investment Advisors Act of 1940 in order to provide guidance, interpretation and legal analysis related to the firm's business. Prepare, review and/or coordinate mutual fund registration stateme... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Consultant IV The candidate will handle duties that include: Gathering relevant information, documentation, and contacting appropriate parties. Analyzing gathered facts to reach a conclusion for more complex matters. Drafting appropriate CRD, Rule 4530, FINRA Forms U4/U5 disclosure language, when necessary. Negotiating resolutions with customers, agencies, or opposing counsel with minimal supervision. Maintaining detailed and thorough documentation and files surro... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

President, Deputy General Counsel The candidate work includes: managing and leading a team of legal professionals; providing advice and counsel to senior management; acting as subject matter expert in relevant areas of law; contract negotiation and drafting; and other day-to-day legal matters. Responsibilities: Manage and lead a team of attorneys and paralegals. Provide advice and counsel to senior management and other business leaders on legal, regulatory, legislative,... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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