Mutual Funds Jobs in Rhode Island

Front Line Risk The candidate will oversee and manage all aspects of risk and assess, on an ongoing basis, the material risks associated with Non Deposit Investment oversight, determining if actions need to be taken to strengthen the risk framework or reduce risk given performance against the Banks risk profile and tolerances. Responsible for developing and maintaining an effective end to end risk management program including control effectiveness measures for Bank... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Legal Counsel The candidate will provide legal support to FMR, focusing on issues relevant to mutual fund products managed by... company’s Asset Management organization. Support various mutual fund product and disclosure... initiatives, such as the design and launch of new funds, including ETFs, fund mergers... and fund repositionings, and monitor industry and regulatory developments with respect to fund registration statements and proxy filings. Advise FMR with respect to mutual f... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Legal Counsel Duties: Providing legal advice to three primary areas: Fidelity's FundsNetwork group (FNW); FI’s Mutual Fund Product; and The... Operations and Service Group’s (OSG) Mutual Fund. Legal analysis of... complex issues arising under the Investment Company Act, the Investment Advisers Act, and the Securities and Exchange Act and related regulations and no-action letters; Drafting and negotiating complex and strategic mutual fund contracts (and other... investmen... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Legal Counsel The candidate will provide legal support to the Asset Management Compliance group within Management & Research Company, primary mutual fund manager. Will be... responsible for providing advice to the Asset Management Compliance group within company with respect to the investment activities of the mutual funds firm, and affiliates.... Will support Asset Management Compliance, including the Funds’ Chief Compliance Officers, and FMR’s Equity and Fixed Income inves... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Legal Counsel The candidate will provide legal support to FMR, focusing on issues relevant to mutual fund products managed by... Fidelity’s Asset Management organization. Will support various mutual fund product and disclosure... initiatives, such as the design and launch of new funds, including ETFs, fund mergers... and fund repositionings, and monitor industry and regulatory developments with respect to fund registration statements and proxy filings. Advise FMR with respect to mu... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Paralegal Duties: Reports to Counsel, Legal and Compliance. Providing paralegal support specifically for the Managers Funds family of mutual funds. Affiliate Legal and... Compliance Program team, the candidate will work closely with legal and compliance professionals at Managers and company, and will be actively involved in all aspects of the Funds' legal and regulatory matters.... Be a key contributor to day-to-day Fund operations, will coordinate and assist in the production of... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Director Candidate will consult with business units on broker-dealer projects, including new products and services. Conduct oversight relative to compliance. Strategically consults in the review, development and implementation of existing and new products, policies, procedures and workflow to ensure compliance with rules and regulations. Identify and implement best practices. Oversee ongoing analysis, evaluation and research of issues. Maintain expert knowledge of... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Presidents, Products and Services Compliance The candidate will be responsible for leading and managing a team of compliance advisors. The applicant should have a college degree as well as 10+ years of related securities compliance, legal, and/or regulatory experience. A law degree is preferred. Substantial management experience and knowledge of the securities products/markets, and the retail brokerage business more broadly are required. Series 24 and 14 status or... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Advisor Compliance Director I Responsibilities: Provide compliance support for general retail broker/dealer business including distribution by phone, web and branch, and for overseeing compliance issues for products and services of company brokerage services LLC, an NYSE broker/dealer, including fixed income, equities, options, mutual funds. Establish and maintain... an effective relationship with business partners within FBS specifically and company generally, providing advice... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

office of a **Members Only.** Top Ranked Law Firm seeks a private equity and finance associate attorney with 4+ years of demonstrated corporate transactional experience. The candidate should preferably have strong transactional experience in the areas of mergers and... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here