Nasdaq Jobs in Flushing

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United States
Posted On Sep 09, 26
Full-time

Title: Director, Equities Compliance Advisory Job Responsibilities: - Advise business areas on firm policies and procedures, regulatory requirements, and industry best practices. - Identify regulatory trends and developments that impact business areas, and advise staff on how this may influence...

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Full-time 24 views Experience : Min 5 yrs required

Title: Capital Markets Associate Job Responsibilities: - Legal Research: Conduct comprehensive legal research and analysis to support case or transaction preparation and strategy. - Legal Writing: Draft error-free and well-reasoned legal documents, including briefs, motions, contracts, and correspondence. - Case/Transaction Assistance and Management: Assist...

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Full-time 14 views Experience : 2-5 yrs required

Title: Associate Department/Group: Corporate 34 Act Reports to: Department Head; Equity Partner FLSA Type: Exempt Hours: 40 hours plus; 9:00 am – 6:00 pm Office Attendance: Hybrid; Mandatory 3 days per week inclusive of Monday; additional days in office as required by the law...

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Full-time 12 views

statements, and Section 16 filings. - Support the annual proxy process, including drafting and coordination. - Assist with compliance with Nasdaq listing standards, including corporate... governance, disclosure, and shareholder approval requirements. - Contribute to . reporting obligations, including annual r...

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Full-time 1 views Experience : 2-4 yrs required

transactions, including IPOs, equity/debt offerings, private investment in public entities (PIPEs), and at-the-market offerings. - Handle public company reporting compliance and governance. - Address day-to-day issues for public companies, including SEC compliance, disclosure matters, governance, and Nasdaq/NYSE compliance. Education and Experience Information: -......

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Full-time 2 views Experience : Min 3 yrs required

Title: Mid-Level Corporate Associate Job Responsibilities: - Manage SEC registration statement and periodic reporting matters for . and foreign private issuers, including Forms F-1, F-3, F-4, S-1, S-3, 20-F, and 6-K. - Draft and revise registration statements, prospectuses, SEC response letters, and related...

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Full-time Experience : Min 8 yrs required

Title Capital Markets / Public Company Of Counsel (Multi-Office) Job Responsibilities The Capital Markets / Public Company Of Counsel will engage in a wide range of legal responsibilities, primarily focusing on public company reporting and compliance, corporate governance, and capital markets. The role...

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Full-time 2 views Experience : Min 15 yrs required

Title: Deputy General Counsel Job Responsibilities: - Lead legal support for capital markets activities, including equity offerings, debt issuances, share repurchase programs, tender offers, and other capital management initiatives. - Advise management and the Board regarding SEC, NYSE, and other securities law requirements. -...

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Full-time 1 views Experience : Min 15 yrs required

Title: Deputy General Counsel Job Responsibilities: - Lead legal support for all capital markets activities, including equity offerings, debt issuances, share repurchase programs, tender offers, and other capital management initiatives. - Advise management and the Board regarding SEC, NYSE, and other securities law...

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Full-time 2 views Experience : Min 6 yrs required

Capital Markets Associate (Remote) Job Responsibilities: - Draft and manage Exchange Act reporting and compliance, including Forms 10-K, 10-Q, 20-F, 8-K/6-K, and related filings (including Section 16 Forms 3/4/5 and Schedules 13D/13G, as applicable). - Draft and support Securities Act registration statements and...

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Full-time 8 views Experience : Min 4 yrs required

Title Capital Markets / Public Company Associate Job Responsibilities - Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Assist/manage a variety of complex transactions from...

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Full-time 1 views Experience : 6-8 yrs required

Senior Counsel, IP Department: Legal/Regulatory Job Description: Company Overview: Company is committed to making the world a healthier place by delivering trusted, innovative, and science-based solutions for the health and nutritional needs of the world. Company employs approximately 1,400 employees worldwide who provide the...

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Posted On Jul 21, 26
Full-time 1 views Experience : 1-7 yrs required

OverviewA law firm seeks a corporate associate with 2-4 years of experience in capital markets and public company work in New York, NY. The ideal candidate will have a strong background in representing issuers or investment banks in various capital...

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