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Nyse Jobs in Millburn

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United States
Posted On Sep 08, 26
Full-time 10 views Experience : Min 7 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
employee benefits family FINRA information technology Insurance NYSE Securities securities laws special projects stock exchange
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
employee benefits family FINRA information technology Insurance NYSE Securities securities laws special projects stock exchange

reviews and examinations of NYSE member firms, focusing on... identified violations of NYSE rules or federal securities... track deliverables, and identify examination trends among member firms. - Provide guidance on investigations from surveillance conducted by NYSE Regulation and oversee investigations... b...

Posted On Sep 09, 26
Full-time 1 views
Job Tags:
ADA banking Capital Markets equity FINRA Government NASDAQ NYSE Securities securities laws
Job Tags:
ADA banking Capital Markets equity FINRA Government NASDAQ NYSE Securities securities laws

Title: Director, Equities Compliance Advisory Job Responsibilities: - Advise business areas on firm policies and procedures, regulatory requirements, and industry best practices. - Identify regulatory trends and developments that impact business areas, and advise staff on how this may influence...

Posted On Jun 30, 26
Full-time 14 views Experience : 2-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets
Job Tags:
agreements bylaws Capital Markets equity Ethics FINRA FLSA initial public offerings LLC NASDAQ NYSE organizational documents secondary offerings Securities stock exchange title
Practice Area:
Corporate - Securities and Capital Markets
Job Tags:
agreements bylaws Capital Markets equity Ethics FINRA FLSA initial public offerings LLC NASDAQ NYSE organizational documents secondary offerings Securities stock exchange title

Title: Associate Department/Group: Corporate 34 Act Reports to: Department Head; Equity Partner FLSA Type: Exempt Hours: 40 hours plus; 9:00 am – 6:00 pm Office Attendance: Hybrid; Mandatory 3 days per week inclusive of Monday; additional days in office as required by the law...

Posted On Jul 14, 26
Full-time 1 views Experience : 7-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
directors entertainment family HSR NYSE operating agreements Securities shareholders special projects stock exchange theatre
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
directors entertainment family HSR NYSE operating agreements Securities shareholders special projects stock exchange theatre

Secretary with compliance related to securities regulations and NYSE requirements. - Manage all aspects... of the corporate secretary function, including Board matters, materials, and minutes. - Handle subsidiary management and maintenance; Board and subsidiary written consents; annual stockholder meeting materials and logistics....

Posted On Sep 05, 26
Full-time 2 views Experience : 2-4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets children domestic partner equity family Insurance Medicare NASDAQ NYSE spouse
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets children domestic partner equity family Insurance Medicare NASDAQ NYSE spouse

Title: Corporate Associate Job Responsibilities: - Represent issuers or investment banks in capital markets transactions, including IPOs, equity/debt offerings, private investment in public entities (PIPEs), and at-the-market offerings. - Handle public company reporting compliance and governance. - Address day-to-day issues for public companies, including...

Posted On Jul 23, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
Business Law corporate governance Corporate Law corporate transactions family IPO Mergers and Acquisitions NASDAQ NYSE Partnership Securities securities laws startup underwriters Visa
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
Business Law corporate governance Corporate Law corporate transactions family IPO Mergers and Acquisitions NASDAQ NYSE Partnership Securities securities laws startup underwriters Visa

Title: Mid-Level Corporate Associate Job Responsibilities: - Manage SEC registration statement and periodic reporting matters for . and foreign private issuers, including Forms F-1, F-3, F-4, S-1, S-3, 20-F, and 6-K. - Draft and revise registration statements, prospectuses, SEC response letters, and related...

Posted On Aug 04, 26
Full-time 3 views Experience : Min 7 yrs required
Practice Area:
Finance - Structured Finance Finance - General Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Capital Markets CCPA contracts credit facilities Domestic Violence equity finance Insurance investment management Joint Ventures M&A marketing mergers NYSE portfolio company Privacy royalty stalking structured finance
Practice Area:
Finance - Structured Finance Finance - General Corporate - Asset/Investment Management Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Capital Markets CCPA contracts credit facilities Domestic Violence equity finance Insurance investment management Joint Ventures M&A marketing mergers NYSE portfolio company Privacy royalty stalking structured finance

Based Finance US Deal Counsel The Role This is a full-time position centered in New York, dedicated to managing the day-to-day legal facets of new investments by the company. The individual will be part of the Legal team, collaborating closely with Investing...

Posted On Aug 17, 26
Full-time 9 views Experience : Min 10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets corporate governance corporate transactions directors employee benefits Energy family finance fraud NYSE Partnership Retirement Planning Securities securities laws special projects
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets corporate governance corporate transactions directors employee benefits Energy family finance fraud NYSE Partnership Retirement Planning Securities securities laws special projects

Title: Associate General Counsel - Corporate Governance & Securities Job Responsibilities: The Associate General Counsel - Corporate Governance & Securities is a senior legal advisor tasked with overseeing corporate governance, securities law, disclosure, capital markets, treasury matters, and other strategic corporate transactions....

Posted On Aug 25, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Corporate - General Corporate - Securities and Capital Markets Corporate - Compliance Corporate - Contract Law
Job Tags:
agreements banking board of directors Code of Conduct corporate governance corporate transactions equity family finance FLSA Insurance Intellectual Property investment management NYSE Securities shareholders Trademark
Practice Area:
Corporate - General Corporate - Securities and Capital Markets Corporate - Compliance Corporate - Contract Law
Job Tags:
agreements banking board of directors Code of Conduct corporate governance corporate transactions equity family finance FLSA Insurance Intellectual Property investment management NYSE Securities shareholders Trademark

Title: Corporate Counsel Job Responsibilities: As a Corporate Counsel, the incumbent will serve as a legal generalist supporting the Corporate Secretary's team, the General Counsel, and the broader Legal Team at the company. The role involves providing legal support to a wide...

Posted On Aug 27, 26
Full-time 2 views Experience : Min 15 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General Corporate - Contract Law
Job Tags:
acquisitions agreements brokers Capital Markets capital raising CCPA Commercial Contracts contracts corporate governance corporate transactions credit facilities directors divestitures due diligence equity fiduciary finance health insurance indemnity Insurance Joint Ventures Letters of Credit M&A mergers Mergers and Acquisitions NASDAQ NYSE partnerships Securities stock exchange tender offers Visa
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General Corporate - Contract Law
Job Tags:
acquisitions agreements brokers Capital Markets capital raising CCPA Commercial Contracts contracts corporate governance corporate transactions credit facilities directors divestitures due diligence equity fiduciary finance health insurance indemnity Insurance Joint Ventures Letters of Credit M&A mergers Mergers and Acquisitions NASDAQ NYSE partnerships Securities stock exchange tender offers Visa

programs, tender offers, and other capital management initiatives. - Advise management and the Board regarding SEC, NYSE, and other securities law... requirements. - Support preparation and review of periodic and current reports, including Forms 10-K, 10-Q, 8-K, proxy statements, earnings-related disclosures, a...

Posted On Aug 27, 26
Full-time 1 views Experience : Min 15 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - Contract Law Corporate - General Finance - General Finance - Financial Services Regulation
Job Tags:
acquisitions agreements brokers Capital Markets capital raising CCPA Commercial Contracts contracts corporate governance corporate transactions credit facilities directors divestitures due diligence equity fiduciary finance health insurance indemnity Insurance Joint Ventures Letters of Credit M&A mergers Mergers and Acquisitions NASDAQ NYSE partnerships Securities stock exchange tender offers Visa
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - Contract Law Corporate - General Finance - General Finance - Financial Services Regulation
Job Tags:
acquisitions agreements brokers Capital Markets capital raising CCPA Commercial Contracts contracts corporate governance corporate transactions credit facilities directors divestitures due diligence equity fiduciary finance health insurance indemnity Insurance Joint Ventures Letters of Credit M&A mergers Mergers and Acquisitions NASDAQ NYSE partnerships Securities stock exchange tender offers Visa

repurchase programs, tender offers, and other capital management initiatives. - Advise management and the Board regarding SEC, NYSE, and other securities law... requirements. - Support preparation and review of periodic and current reports, including Forms 10-K, 10-Q, 8-K, proxy statements, earnings-related disclosure...

Posted On Sep 01, 26
Full-time 4 views Experience : Min 6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
agreements Capital Markets corporate governance due diligence equity M&A NASDAQ NYSE Partnership public offerings Securities stage title
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
agreements Capital Markets corporate governance due diligence equity M&A NASDAQ NYSE Partnership public offerings Securities stage title

Capital Markets Associate (Remote) Job Responsibilities: - Draft and manage Exchange Act reporting and compliance, including Forms 10-K, 10-Q, 20-F, 8-K/6-K, and related filings (including Section 16 Forms 3/4/5 and Schedules 13D/13G, as applicable). - Draft and support Securities Act registration statements and...

Posted On Sep 02, 26
Full-time 4 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets child climate change employee benefits equity family finance Government Immigration Insurance NYSE pension SEC filings Securities securities laws special projects stock exchange Women
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets child climate change employee benefits equity family finance Government Immigration Insurance NYSE pension SEC filings Securities securities laws special projects stock exchange Women

8-K, S-3, S-8, and other filings as needed to ensure compliance with federal securities laws and NYSE listing requirements. - Assist with... the review of earnings and investor communications materials, including earnings announcements, earnings scripts, press releases, investor presentations, internal communications,...

Posted On Sep 09, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Employment Law - Litigation Employer Defense Employment Law - Management (Compliance & Counseling) Employment Law - Traditional Labor Law (Unions) Employment Law - Wage and Hour - Defense Employment Law - Wage and Hour - General Employment Law - General
Job Tags:
ADA Collective Bargaining EEOC Employment Law employment law compliance employment litigation equity finance FLSA FMLA global mobility Harassment health benefits Immigration Insurance IPO Labor Law Labor Relations Litigation M&A Media NLRB NYSE Partnership partnerships Privacy Reductions in Force restructuring Visa
Practice Area:
Employment Law - Litigation Employer Defense Employment Law - Management (Compliance & Counseling) Employment Law - Traditional Labor Law (Unions) Employment Law - Wage and Hour - Defense Employment Law - Wage and Hour - General Employment Law - General
Job Tags:
ADA Collective Bargaining EEOC Employment Law employment law compliance employment litigation equity finance FLSA FMLA global mobility Harassment health benefits Immigration Insurance IPO Labor Law Labor Relations Litigation M&A Media NLRB NYSE Partnership partnerships Privacy Reductions in Force restructuring Visa

Title: Senior Counsel Job Responsibilities: Strategic Advisory & Leadership - Serve as the primary legal advisor on all employment, labor, and workforce matters, working closely with the CHRO, General Counsel, and senior business leaders. - Provide advice to the executive team and the Board...

Posted On Sep 10, 26
Full-time 4 views Experience : Min 3 yrs required
Practice Area:
Corporate - M&A Corporate - General Real Estate - Development/ Dirt law Real Estate- Commercial Transactions Real Estate - Finance Real Estate - Tax Real Estate - General Tax - General
Job Tags:
acquisitions asset management Joint Ventures M&A NYSE Partnership physicians Profit Sharing REITs
Practice Area:
Corporate - M&A Corporate - General Real Estate - Development/ Dirt law Real Estate- Commercial Transactions Real Estate - Finance Real Estate - Tax Real Estate - General Tax - General
Job Tags:
acquisitions asset management Joint Ventures M&A NYSE Partnership physicians Profit Sharing REITs

Title: Counsel Job Responsibilities: - Provide legal assistance on . Seniors Housing legal transactions, including acquisitions, dispositions, joint ventures, and development matters. - Advise investment and development teams on . seniors housing development deals, acquisitions, dispositions, joint ventures, management agreement negotiations, and operator...

Posted On Sep 15, 26
Full-time 3 views Experience : Min 8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
board of directors corporate governance Corporate Law directors due diligence finance health insurance Insurance Litigation mergers NASDAQ NYSE organizational documents Securities securities laws stock exchange Transportation
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
board of directors corporate governance Corporate Law directors due diligence finance health insurance Insurance Litigation mergers NASDAQ NYSE organizational documents Securities securities laws stock exchange Transportation

Title: Manager Paralegal - Corporate Governance Job Responsibilities: The Manager, Corporate Governance Paralegal is responsible for providing high-level support for the company's public company governance, Board and committee administration, securities compliance, and domestic and international subsidiary management activities. The role...

Capital Markets Associate

Recruiter • **Members Only** Short Hills, NJ

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Posted On Aug 09, 26
Full-time 8 views Experience : 3-20 yrs required
Practice Area:
Corporate - Securities and Capital Markets
Practice Area:
Corporate - Securities and Capital Markets

OverviewA law firm seeks a Capital Markets Associate to join its Short Hills, NJ office. This role involves working with public companies on reporting, compliance, corporate governance, and capital markets. The associate will support a national capital markets and public...

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