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Registered Investment Advisor Jobs in Brentwood

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United States
Posted On Sep 22, 26
Full-time 3 views Experience : Min 20 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Corporate - M&A Corporate - General
Job Tags:
agreements contracts corporate governance directors due diligence entertainment Ethics fiduciary Insurance Investment Advisers Act of 1940 Litigation M&A Partnership regulatory compliance Securities wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Corporate - M&A Corporate - General
Job Tags:
agreements contracts corporate governance directors due diligence entertainment Ethics fiduciary Insurance Investment Advisers Act of 1940 Litigation M&A Partnership regulatory compliance Securities wealth management

counsel and primary legal advisor to the CEO, COO,... and senior leadership on investment adviser law, securities regulation,... corporate governance, contracts, and business risk. - Establish and define the scope of the in-house legal function, including frameworks for determining which matters...

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Posted On Jul 26, 26
Full-time 1 views Experience : 3-5 yrs required
Job Tags:
Estate Planning fiduciary finance inheritance Insurance licensing pension Registered Investment Advisor Retirement Planning Securities spectrum trusts Wills
Job Tags:
Estate Planning fiduciary finance inheritance Insurance licensing pension Registered Investment Advisor Retirement Planning Securities spectrum trusts Wills

Job Title: Advisor, CFP Job Responsibilities: - Conduct In-depth... situations, including tax implications, investment strategies, retirement planning, and... estate planning. - Specialized Investment Strategies: Collaborate with the... Investment Team to develop and... recommend investment strategies tailored to clients'... specific needs, risk tolerance, and...

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Posted On Jul 26, 26
Full-time 2 views Experience : Min 10 yrs required
Job Tags:
agreements document review equity Estate and Trust Estate Planning Ethics family fiduciary gift tax Insurance operating agreements Securities Software Taxation trusts wealth transfer
Job Tags:
agreements document review equity Estate and Trust Estate Planning Ethics family fiduciary gift tax Insurance operating agreements Securities Software Taxation trusts wealth transfer

Title: Managing Director of Wealth Transfer Strategy Job Responsibilities: Client Strategy and Advice: - Engage with ultra-high-net-worth (UHNW) clients to understand their goals and deliver customized estate and wealth transfer strategies. - Review, interpret, and summarize complex estate planning documents such as irrevocable trusts,...

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Posted On Jul 06, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements conflict resolution criminal FINRA indemnity Partnership Profit Sharing Registered Investment Advisor Securities
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements conflict resolution criminal FINRA indemnity Partnership Profit Sharing Registered Investment Advisor Securities

Associate General Counsel III, Investment Advisory Attorney Job Responsibilities: - Provide... support to the company's investment advisory programs. - Interpret applicable... and regulations that govern investment advisory programs and maintain... and enhance the contractual agreements and disclosures for such programs. - Understand and apply...

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Posted On Jul 22, 26
Full-time 3 views
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements contracts corporate governance directors due diligence entertainment Ethics fiduciary Insurance Investment Advisers Act of 1940 Litigation M&A Partnership regulatory compliance Securities wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements contracts corporate governance directors due diligence entertainment Ethics fiduciary Insurance Investment Advisers Act of 1940 Litigation M&A Partnership regulatory compliance Securities wealth management

counsel and primary legal advisor to the CEO, COO,... leadership on matters of investment adviser law, securities regulation,... corporate governance, contracts, and business risk. - Establish and define the scope of the in-house legal function, including frameworks for determining which matters...

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Posted On Jul 26, 26
Full-time Experience : 3-10 yrs required
Job Tags:
banking Estate Planning fiduciary Insurance investment management marketing Registered Investment Advisor regulatory compliance Retirement Planning Securities spectrum
Job Tags:
banking Estate Planning fiduciary Insurance investment management marketing Registered Investment Advisor regulatory compliance Retirement Planning Securities spectrum

Job Title: Senior Advisor Job Responsibilities: - Work closely with... Partner teams and serve as a subject matter expert on all aspects of financial planning. - Maintain frequent communication with the Partner regarding team and client issues. - Lead client meetings to understand financial...

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Posted On Jul 26, 26
Full-time 1 views Experience : Min 5 yrs required
Job Tags:
board of directors fiduciary Insurance Securities Software
Job Tags:
board of directors fiduciary Insurance Securities Software

Title: Trust Officer Job Summary The Trust Officer is tasked with the administration, oversight, and compliance of trust operations within the company. This position acts as a primary fiduciary contact for client relationships, working closely with the Director of the Trust and...

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