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Registered Investment Advisor Jobs in Lafayette

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United States
Posted On Jul 26, 26
Full-time 1 views Experience : 3-5 yrs required
Job Tags:
Estate Planning fiduciary finance inheritance Insurance licensing pension Registered Investment Advisor Retirement Planning Securities spectrum trusts Wills
Job Tags:
Estate Planning fiduciary finance inheritance Insurance licensing pension Registered Investment Advisor Retirement Planning Securities spectrum trusts Wills

Job Title: Advisor, CFP Job Responsibilities: - Conducting In-depth... situations, including tax implications, investment strategies, retirement planning, and... estate planning. - Specialized Investment Strategies: Work closely with... the Investment Team to develop and... recommend investment strategies that align with... the client's specific needs,...

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The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

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Paralegal The candidate will manage positive relations with clients through regular written and oral communication. Collect, analyze, and maintain information and documents following correct legal practice and Firm/Team standards and procedures. Assist with early stage company documents, capitalization table upkeep and creating and early stage financing documents. Familiarity with Carta equity management platform a plus. Entity formation and management - EIN applic... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

branch office of a regional mid-west law firm, whose clients range from one person, to start-ups to Fortune 500 companies. This is a full service firm that has offices throughout the mid-west. This is a great, contentious firm that dedicates a portion of its lawyers’ billable hours to do pro bono work. This is a nice place to work, and people are quite friendly. The firm hires from both regional and national law schools, and values... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Paralegal - **Members Only.** (“WSS”) has an immediate need for a paralegal with at least three (3) years of experience. This position requires an experienced, well-organized and independent paralegal to provide support to the attorneys at its Boulder office. All resume submissions will be kept confidential. **Employment Type:** Full-Time **Benefits Offered:** 401K, Dental, Life, Medical... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Legal Assistant/ Office Administrator read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Paralegal - **Members Only.** (“WSS”) is a nationally recognized law firm with offices in several major cities across the United States. We are seeking an experienced paralegal to join our Boulder office. The successful candidate will have experience in a mid-sized to large law firm, preferably in the insurance industry. ## Job Description As a Senior Paralegal, you will provide support to the attorne... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

**Members Only.** is a fast-paced company headquartered in Westminster, Colorado, that provides national representation to financial advisors, wealth managers, registered investment adviser firms, broker-dealers,... and investors. We are looking to hire a Paralegal/Legal Assistant to join our team and work remotely. The successful candidate for this role will need to be proficient with Microsoft Office applications such as Word and Excel, Google S... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Assistant General Counsel - Private Equity (Real Estate and Private Equity) The candidate will structure and negotiate private equity and real estate investment opportunities (including commingled funds,... co-investments, and separately managed accounts) for global client base of high-net worth individuals, trusts, personal investment companies, family offices and... charitable foundations. Will negotiate distribution agreements, engagement letters, side letters and confidentiali... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Analyst - Regulatory Affairs The candidate will support the network of company's broker/dealers and registered investment advisers with regulatory... and customer complaint matters. Will receive, investigate and respond to customer complaints and other allegations of potentially inappropriate activities by the company's associated registered representatives and Investment Advisor... Representatives, and coordinate responses... to inquiries received from various regulatory... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Lead Securities Compliance Specialist Duties: Will coordinate comprehensive and/or complex compliance program(s) and/or conduct operational and/or surveillance functions required by the Chief Compliance Officer and as set forth under US Securities and Exchange Commission (SEC) rules and regulations governing the activities of registered investment advisors. Coordinate activities... with other compliance and legal staff regarding assigned duties. Collaborate with staff of regist... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Associate Counsel - 40 Act The candidate will provide legal advice and other legal support to internal clients regarding product development initiatives for both registered and unregistered products and... derivatives. Must have 3+ years of '40 Act experience including Investment Company and Investment Advisors... Act. Experience with the '33 Act and other securities laws is a plus.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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