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Registered Investment Companies Jobs in District Of Columbia

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United States
Posted On Sep 28, 26
Full-time 3 views Experience : 3-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title

to one or more registered investment advisers that manage... credit funds and other investment vehicles, including certain funds... registered under the Investment Company... Act of 1940. -... matters related to the Investment Advisers Act of 1940,... including governance, fiduciary obligations, disclosures,...

Posted On Oct 01, 26
Full-time 1 views
Practice Area:
Intellectual Property - Patent General Physics Electrical Engineering Computer Science Hardware Software Computer Engineering Mechanical Intellectual Property - Patent - Hard Sciences General
Practice Area:
Intellectual Property - Patent General Physics Electrical Engineering Computer Science Hardware Software Computer Engineering Mechanical Intellectual Property - Patent - Hard Sciences General

on Impact, Innovation, and Investment. Participants will: - Engage... in real patent prosecution work at every stage - Contribute to analysis, due diligence, and litigation support alongside lawyers on substantive client matters - Work with innovative companies on their newest...

Posted On Sep 23, 26
Full-time 2 views Experience : Min 1 yrs required
Practice Area:
Administrative Law Government and Government Relations Government / Public Law Government - General
Job Tags:
criminal Ethics evidence federal government Investment Company Act investment management Privacy public sector regulatory compliance RICO Rule of Law Securities securities laws social security title
Practice Area:
Administrative Law Government and Government Relations Government / Public Law Government - General
Job Tags:
criminal Ethics evidence federal government Investment Company Act investment management Privacy public sector regulatory compliance RICO Rule of Law Securities securities laws social security title

in the Division of Investment Management's Rulemaking Office holds... pivotal role in the Investment Company Regulation Office. The... this position include leading Investment Company Act rulemaking and... providing expert legal and policy analysis. The Senior Special Counsel is tasked with...

Posted On Sep 18, 26
Full-time 3 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Technology Transactions Corporate - General
Job Tags:
agreements artificial intelligence Disability Benefits equity Insurance investment management partnerships regulatory compliance securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - Technology Transactions Corporate - General
Job Tags:
agreements artificial intelligence Disability Benefits equity Insurance investment management partnerships regulatory compliance securities laws

Corporate Counsel Job Title Associate Corporate Counsel Job Responsibilities - Provide legal advice and strategic counsel to company businesses, investment advisers, advisory technology teams,... and senior management teams on regulatory matters under the Investment Advisers Act and other... applicable securities laws and regulations. - Lead...

Posted On Sep 16, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General Corporate - Compliance
Job Tags:
corporate governance Corporate Law directors fiduciary Investment Advisers Act of 1940 investment management special projects Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - General Corporate - Compliance
Job Tags:
corporate governance Corporate Law directors fiduciary Investment Advisers Act of 1940 investment management special projects Visa

Title: Associate General Counsel, Fund Governance Job Responsibilities: - Acts as a strategic legal advisor on corporate governance matters, providing practical advice to trustees, directors, senior executives, and other stakeholders on legal requirements, fiduciary obligations, governance practices, and board processes. - Hires, evaluates,...

Posted On Sep 14, 26
Full-time 2 views Experience : 1-3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Finance - Financial Services Regulation Finance - General Corporate - General
Job Tags:
acquisitions agreements child closing documents corporate governance due diligence employee benefits entity formation finance Government hedge funds indemnity Insurance investment management limited liability companies Mergers and Acquisitions organizational documents partnerships private equity SEC filings Securities securities laws Telecommunications Transportation UCC Venture Capital
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Finance - Financial Services Regulation Finance - General Corporate - General
Job Tags:
acquisitions agreements child closing documents corporate governance due diligence employee benefits entity formation finance Government hedge funds indemnity Insurance investment management limited liability companies Mergers and Acquisitions organizational documents partnerships private equity SEC filings Securities securities laws Telecommunications Transportation UCC Venture Capital

Job Title: Investment Management Paralegal Job Responsibilities: - Support... attorneys on investment management and private investment... transactions, including private fund... formations, investments, acquisitions, and related corporate and transactional matters, as well as private equity, venture capital, hedge fund, and mergers and acquisitions...

Posted On Sep 06, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets
Job Tags:
1940 Act acquisitions asset management branding fund formation Harassment investment management Joint Ventures M&A marketing Partnership Privacy private equity REITs Securities Securities Act of 1933
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets
Job Tags:
1940 Act acquisitions asset management branding fund formation Harassment investment management Joint Ventures M&A marketing Partnership Privacy private equity REITs Securities Securities Act of 1933

Title: Content Lawyer - Registered Funds Job Responsibilities:... pipeline focused on the registered funds space, covering topics... non-traded REITs, business development companies (BDCs), and closed-end funds.... - Monitor legislative, regulatory, and market developments, including SEC rulemaking and enforcement actions,...

Posted On Sep 23, 26
Full-time 5 views Experience : 2-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
ETFs investment management Mutual Funds Privacy registered investment companies
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
ETFs investment management Mutual Funds Privacy registered investment companies

Job Title: Associate - Investment Management/Registered Funds Job Responsibilities: The associate... will work within the Investment Management/Registered Funds practice area.... of various types of registered investment companies, such as... mutual... funds, including Business Development Companies (BDCs). - Regulation and operation... of investment advisers. - Collaborating with a......

Posted On Sep 03, 26
Full-time 3 views Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
child corporate governance criminal family Investment Advisers Act of 1940 investment management licensing ordinances registered investment companies securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
child corporate governance criminal family Investment Advisers Act of 1940 investment management licensing ordinances registered investment companies securities laws

Job Title: Investment Management Associate Attorney (Senior-Level) Job... Represent clients across the investment management industry, with a... firm, with valued regulatory experience with the SEC’s Division of Investment Management. - Demonstrate excellent experience... with registered investment advisers and investment... companies,... including registe...

Posted On Sep 23, 26
Full-time 12 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

of new and existing registered funds and other vehicles. -... in product development of various investment structures across multiple jurisdictions. -... Participate in the creation and management of registered fund board materials. - Manage... regulatory filings (., 8-Ks, 10-Q/Ks, Form 10s, N-2s, N-CSRs,...

Posted On Sep 18, 26
Full-time 84 views Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets
Job Tags:
asset management directors ETFs fund formation Investment Advisers Act of 1940 Mergers and Acquisitions Mutual Funds registered investment companies Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets
Job Tags:
asset management directors ETFs fund formation Investment Advisers Act of 1940 Mergers and Acquisitions Mutual Funds registered investment companies Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws

status, veteran status, or disability status. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package. Job Title Registered Funds Attorney – Asset... Managem...

Posted On Sep 11, 26
Full-time 12 views Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - General
Job Tags:
child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws shareholders Venture Capital
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - General
Job Tags:
child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws shareholders Venture Capital

associate will join the Investment Services team within the... corporate practice area, working in one of the law firm's offices in Chicago, New York, or Washington, DC. The role involves working closely with shareholders and engaging in business development and...

Posted On Sep 11, 26
Full-time 18 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - General
Job Tags:
child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws Venture Capital
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - General
Job Tags:
child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws Venture Capital

for working with SEC-registered investment advisers and private investment... funds, including private equity,... venture capital, real estate, and similar investment vehicles. Key responsibilities include... handling regulatory and compliance matters related to federal securities laws such as the Investment Advisers A...

Posted On Sep 04, 26
Full-time 5 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

general corporate matters related to registered funds and Business Development... Companies (BDCs) within the Private... Wealth Group. The primary responsibilities include: - Participating in the design, launch, and ongoing management of new and existing registered funds and other vehicles. -... Assisting...

Posted On Sep 02, 26
Full-time 6 views
Practice Area:
Litigation - eDiscovery General Litigation - Document Review
Job Tags:
contracts EEOC electronic discovery Employee Rights family Family and Medical Leave Act Litigation Privacy stage title
Practice Area:
Litigation - eDiscovery General Litigation - Document Review
Job Tags:
contracts EEOC electronic discovery Employee Rights family Family and Medical Leave Act Litigation Privacy stage title

Title Senior Counsel, Legal eDiscovery Corporate Title Vice President Job Responsibilities - Provide practical and strategic guidance on eDiscovery legal requirements and issues to the Litigation and Regulatory Enforcement and HR Legal teams, as well as other attorneys in the...

Posted On Sep 01, 26
Full-time 15 views Experience : 3-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets CCPA corporate governance due diligence equity Financial Institutions Insurance Privacy private equity regulatory compliance Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets CCPA corporate governance due diligence equity Financial Institutions Insurance Privacy private equity regulatory compliance Securities

and will be responsible for representing issuers, investment banks, investors, and other... market participants in various transactions including debt, equity, and structured deals. The role involves assisting investment banks with regulatory compliance... and advisory engagements. Key responsibilities include: - Providing securiti...

Posted On Aug 26, 26
Full-time 3 views Experience : 2-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Practice Area:
Corporate - Asset/Investment Management Corporate - General

focusing on retail or registered funds. - Handle the formation... of “permanent capital” retail investment vehicles, including business development... companies (BDCs), registered closed-end funds, and similar... Support fund boards on governance and compliance matters under the Investment Company Act of 1940. Educati......

Posted On Aug 25, 26
Full-time 44 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Capital Markets equity ETFs Mutual Funds REITs trusts
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Capital Markets equity ETFs Mutual Funds REITs trusts

Job Title: Investment Funds, Registered Funds/BDC Associate Job Responsibilities: The Investment... Funds, Registered Funds/BDC Associate will be... for working within the Registered Funds practice of the... Investment Funds Group at the... law firm. The primary duties include: - Forming, structuring, and advising on...

Posted On Aug 20, 26
Full-time Experience : 2-4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act criminal directors ETFs investment management M&A Mutual Funds registered investment companies sexual assault stalking underwriters
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act criminal directors ETFs investment management M&A Mutual Funds registered investment companies sexual assault stalking underwriters

Investment Management Group – Registered Funds Mid-Level Associate Job Responsibilities: The... Investment Management Group is seeking... expertise in 1940 Act registered funds and business development... company work. The selected candidate will be involved in various responsibilities, including advising funds, fund sponsors, underwriters,...

Posted On Aug 16, 26
Full-time 88 views Experience : 2-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets

DC is seeking a Registered Funds Associate Attorney with... on matters related to registered investment companies, including mutual... funds, and business development companies, as well as their... trustees and directors. Additionally, they will advise investment advisers on business and... re...

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