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Registered Investment Companies Jobs in Matteson

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United States
Posted On Sep 01, 26
Full-time 5 views Experience : Min 5 yrs required
Job Tags:
equity registered investment companies
Job Tags:
equity registered investment companies

Job Title: Tax Manager, Registered Investment Companies (RICs) Job Responsibilities:... The Tax Manager for Registered Investment Companies (RICs) at... the company will be responsible for managing tax planning and compliance for RICs, guiding clients through complex transactions, and leading teams to...

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Posted On Sep 21, 26
Full-time 55 views Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
asset management directors ETFs fund formation Investment Advisers Act of 1940 Mergers and Acquisitions Mutual Funds registered investment companies Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
asset management directors ETFs fund formation Investment Advisers Act of 1940 Mergers and Acquisitions Mutual Funds registered investment companies Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws

Job Title Registered Funds Associate (3 –... 6 years) Experience 3-6 years of legal experience practicing as a Registered Funds Attorney is required.... Job Location Chicago, IL Department Asset Management Group...

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Posted On Sep 18, 26
Full-time 1 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements artificial intelligence asset management Domestic Violence fund formation Privacy registered investment companies
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements artificial intelligence asset management Domestic Violence fund formation Privacy registered investment companies

Knowledge Management Attorney - Registered Funds Job Responsibilities: The Knowledge Management... Attorney for Registered Funds plays a crucial... role in enhancing the registered funds practice by developing... the knowledge strategy for registered funds matters and collaborates... closely with lawyers across asset management...

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Posted On Aug 20, 26
Full-time 2 views Experience : 2-4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act criminal directors ETFs investment management M&A Mutual Funds registered investment companies sexual assault stalking underwriters
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act criminal directors ETFs investment management M&A Mutual Funds registered investment companies sexual assault stalking underwriters

Title: Investment Management Group – Registered Funds Mid-Level Associate Job Responsibilities: The... mid-level be part of the Investment Management Group, focusing on... on various aspects of registered investment companies. Responsibilities include: -... Structuring,... financing, and regulation of registered investment companies, including closed-end... funds,......

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Posted On Sep 22, 26
Full-time 2 views Experience : 2-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
advertising Investment Company Act marketing Mutual Funds Partnership Privacy registered investment companies securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
advertising Investment Company Act marketing Mutual Funds Partnership Privacy registered investment companies securities laws

company's business as an investment adviser. This role focuses... private funds, other pooled investment vehicles, and separately managed... accounts. The candidate will have the opportunity to gain broad exposure across the organization in a collaborative and supportive environment, with a...

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Posted On Aug 12, 26
Full-time 1 views Experience : 2-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
40 Act agreements asset management derivatives equity ETFs Ethics Insurance investment management ISDA licensing marketing SEC filings stage startup swaps trusts
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
40 Act agreements asset management derivatives equity ETFs Ethics Insurance investment management ISDA licensing marketing SEC filings stage startup swaps trusts

Title: ETF + RIA Legal Job Responsibilities: - Own the SEC filing lifecycle across all company ETF trusts: N-1A, 485A, 485(b), N-PORT, N-CEN, proxy statements, and annual updates. - Draft, review, and negotiate prospectus and SAI disclosure for new fund launches and ongoing...

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Posted On Sep 11, 26
Full-time 10 views Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws shareholders Venture Capital
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws shareholders Venture Capital

candidate will join the Investment Services team at the... and participating in business development and client-facing activities. The candidate will handle a diverse and multidisciplinary practice, primarily focusing on: - Working with SEC-registered investment advisers and private investment... funds, includi...

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Posted On Sep 11, 26
Full-time 40 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws Venture Capital
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws Venture Capital

associate to join its Investment Services team in either... responsible for providing legal services primarily focused on corporate and securities law. Key responsibilities include: - Working with SEC-registered investment advisers and private investment... funds, including private equity,... venture capital, real e...

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Posted On Sep 14, 26
Full-time 3 views Experience : 1-3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
acquisitions agreements child closing documents corporate governance due diligence employee benefits entity formation finance Government hedge funds indemnity Insurance investment management limited liability companies Mergers and Acquisitions organizational documents partnerships private equity SEC filings Securities securities laws Telecommunications Transportation UCC Venture Capital
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
acquisitions agreements child closing documents corporate governance due diligence employee benefits entity formation finance Government hedge funds indemnity Insurance investment management limited liability companies Mergers and Acquisitions organizational documents partnerships private equity SEC filings Securities securities laws Telecommunications Transportation UCC Venture Capital

Job Title: Investment Management Paralegal Job Responsibilities: - Support... attorneys and the investment management team on corporate,... transactional, private investment, and fund-related matters, including... private fund formations, investments, acquisitions, and private equity, venture capital, hedge fund, and mergers and acquisitions matters. - Prepare...

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Posted On Jul 03, 26
Full-time 4 views Experience : Min 8 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
agreements contracts derivatives due diligence equity ETFs Insurance Investment Company Act investment management ISDA Litigation Mutual Funds pension Profit Sharing Software special projects wealth management
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
agreements contracts derivatives due diligence equity ETFs Insurance Investment Company Act investment management ISDA Litigation Mutual Funds pension Profit Sharing Software special projects wealth management

duties related to the Investment Company Act. The responsibilities... of this position include: - Drafting and filing SEC regulatory filings such as registration statements on Forms N-1A and N-2, and providing legal input on Form N-CSR, Form N-PORT, etc. - Coordinating Board...

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Posted On Aug 21, 26
Full-time 1 views Experience : Min 2 yrs required
Job Tags:
alcohol banking capital raising children commercial real estate Disability Benefits equity FINRA health benefits Insurance Investment Banking lending regulatory compliance
Job Tags:
alcohol banking capital raising children commercial real estate Disability Benefits equity FINRA health benefits Insurance Investment Banking lending regulatory compliance

Job Title: 2027 Investment Banking Summer Associate Job Responsibilities: As... Summer Associate in the Investment Banking sector, your responsibilities... will encompass a variety of tasks designed to provide exposure and experience in the field. Key duties include: - Building valuation models and supporting...

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Posted On Sep 01, 26
Full-time 20 views Experience : 3-5 yrs required 1 applications
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets CCPA corporate governance due diligence equity Financial Institutions Insurance Privacy private equity regulatory compliance Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets CCPA corporate governance due diligence equity Financial Institutions Insurance Privacy private equity regulatory compliance Securities

law firm is responsible for representing issuers, investment banks, investors, and other... market participants in various transactions, including debt, equity, and structured deals. The role also involves assisting investment banks with regulatory compliance... and advisory engagements. Specific duties include: - Provid...

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Posted On Sep 30, 26
Full-time 46 views
Job Tags:
agreements Commercial Contracts stage
Job Tags:
agreements Commercial Contracts stage

of State offices and registered agent companies on entity... the like. Support the investment transaction process. Generate first... drafts of documents using standard forms (such as the NVCA document set) or firm templates. Use and create systems to organize, optimize,...

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Posted On Aug 16, 26
Full-time 86 views Experience : 2-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - Asset/Investment Management
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - Asset/Investment Management

IL is seeking a Registered Funds Associate Attorney with... on matters related to registered investment companies, including mutual... funds, and business development companies. They will also advise... investment advisers on business and... regulatory matters, collaborating closely with clients,...

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