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Registered Investment Companies Jobs in Newtown Square

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United States
Posted On Sep 07, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements fund formation Government regulatory compliance Regulatory Law special projects Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements fund formation Government regulatory compliance Regulatory Law special projects Visa

Title: Legal Counsel - Investment Company Act of 1940 Job... matters related to the Investment Company Act of 1940. -... Advise on fund formation, governance, regulatory compliance, and strategic initiatives. - Partner with business leaders to shape new and existing products and collaborate...

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Posted On Sep 16, 26
Full-time 1 views Experience : 10-15 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
corporate governance Corporate Law directors fiduciary Investment Advisers Act of 1940 investment management special projects Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
corporate governance Corporate Law directors fiduciary Investment Advisers Act of 1940 investment management special projects Visa

Title: Associate General Counsel, Fund Governance Job Responsibilities: - Serve as a strategic legal advisor on corporate governance matters, providing practical advice to trustees, directors, senior executives, and other stakeholders regarding applicable legal requirements, fiduciary obligations, governance practices, and board processes. - Hire,...

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Posted On Jul 27, 26
Full-time 1 views Experience : 2-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General Corporate - Compliance
Job Tags:
agreements artificial intelligence asset management board of directors corporate governance Insurance investment management Mutual Funds organizational documents stage trusts
Practice Area:
Corporate - Asset/Investment Management Corporate - General Corporate - Compliance
Job Tags:
agreements artificial intelligence asset management board of directors corporate governance Insurance investment management Mutual Funds organizational documents stage trusts

responsibilities of this role include providing legal services to support the company's market units and corporate entities. The position involves legal work related to accounting, administration, and distribution services for registered investment products such as... mutual funds, exchange-traded funds, clos...

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Posted On Sep 01, 26
Full-time 5 views Experience : Min 5 yrs required
Job Tags:
equity registered investment companies
Job Tags:
equity registered investment companies

Job Title Tax Manager, Registered Investment Companies (RICs) Job... a Manager on the Registered Investment Company (RIC) Tax... team at the company, you will be responsible for managing tax planning and compliance for RICs. Your duties will include guiding clients...

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Posted On Jul 28, 26
Full-time 4 views Experience : 4-7 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
40 Act Affirmative Action agreements asset management credit facilities Domestic Violence ERISA family fund formation LLC Partnership private equity Securities special projects spectrum stalking
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
40 Act Affirmative Action agreements asset management credit facilities Domestic Violence ERISA family fund formation LLC Partnership private equity Securities special projects spectrum stalking

Title: Private Funds Attorney Job Responsibilities: - Oversee outside counsel in drafting, reviewing, and negotiating operative documents for the Company's closed-end and evergreen commingled funds and separately managed accounts. This includes documents such as limited partnership agreements, LLC agreements, subscription agreements, private...

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Posted On Sep 28, 26
Full-time 5 views Experience : 3-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title

to one or more registered investment advisers that manage... investment vehicles, including funds registered under the Investment Company... issues arising under the Investment Advisers Act of 1940,... including governance, fiduciary obligations, disclosures, conflicts of interest, regulatory filings, SEC examinations, a...

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Posted On Sep 14, 26
Full-time 2 views
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions agreements child closing documents corporate governance due diligence employee benefits entity formation finance Government hedge funds indemnity Insurance investment management limited liability companies Mergers and Acquisitions organizational documents partnerships private equity SEC filings Securities securities laws Telecommunications Transportation UCC Venture Capital
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions agreements child closing documents corporate governance due diligence employee benefits entity formation finance Government hedge funds indemnity Insurance investment management limited liability companies Mergers and Acquisitions organizational documents partnerships private equity SEC filings Securities securities laws Telecommunications Transportation UCC Venture Capital

Job Title: Investment Management Paralegal Department: Business &... firm is seeking a highly organized and motivated Investment Management Paralegal to support... attorneys and the investment management team on corporate,... transactional, private investment, and fund-related matters. This... role presents an early-career o...

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Posted On Sep 21, 26
Full-time 3 views Experience : Min 3 yrs required
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension spouse title
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension spouse title

Title: Wealth Strategist II Job Responsibilities: - Develops, consults on, and implements tax, estate, and financial plans for clients. - Collaborates with more senior planning resources on complex matters and specific subject matters. - Partners in acquiring new clients and works to retain, expand,...

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Posted On Jul 28, 26
Full-time 1 views Experience : 5-8 yrs required
Job Tags:
Capital Markets capital raising Disability Benefits equity ETFs finance Insurance Investment Advisers Act of 1940 marketing partnerships private equity regulatory compliance Venture Capital
Job Tags:
Capital Markets capital raising Disability Benefits equity ETFs finance Insurance Investment Advisers Act of 1940 marketing partnerships private equity regulatory compliance Venture Capital

across various funds, including registered private equity funds, private... debt funds, and exchange-traded funds (ETFs). The officer is responsible for ensuring adherence to applicable regulatory requirements and internal policies. Key responsibilities include: - Regulatory Compliance: - Supporting the implement...

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Posted On Sep 01, 26
Full-time 18 views Experience : 3-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets CCPA corporate governance due diligence equity Financial Institutions Insurance Privacy private equity regulatory compliance Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets CCPA corporate governance due diligence equity Financial Institutions Insurance Privacy private equity regulatory compliance Securities

responsible for a range of activities related to capital markets transactions. The associate will work with issuers, investment banks, investors, and other... market participants in debt, equity, and structured transactions. Additionally, the associate will assist investment banks with regulatory compl......

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Posted On Jul 16, 26
Full-time 2 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
fund formation private equity structured finance Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
fund formation private equity structured finance Visa

sophisticated clients on a range of business transactions, including complex financing arrangements and investment fund matters. - Support... private equity, hedge fund, and registered investment company clients. -... Assist... with fund formation, operations, fundraising, and investment activities. - Provide Delawar......

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Associate Attorney

Recruiter • **Members Only** Glen Mills, PA

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Posted On Sep 03, 26
Full-time Experience : 1-8 yrs required
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Practice Area:
Corporate - Compliance Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General

advising clients such as Registered Investment Advisers, Private Fund... Managers, and Business Owners on various legal and regulatory and review legal contracts, including LP & GP agreements and advisory on business formation, governance, and succession in client...

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