Legal Registered Investment Companies Jobs Jobs in Weston, MA

Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney / Corporate - Compliance Attorney in Burlington, MA (Remote)

In-House • **Members Only** Burlington, MA

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Posted On Sep 09, 26

Full-time 2 views

Practice Area:

Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance

Job Tags:

board of directors Capital Markets corporate governance corporate transactions data privacy directors due diligence Employment Discrimination equity Equity Compensation finance insurance coverage M&A Mergers and Acquisitions NASDAQ SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws Software Workplace Violence

Title: SEC & Corporate Governance Attorney Job Responsibilities: The SEC & Corporate Governance Attorney will serve as a key member of the Legal team supporting a publicly traded company. The individual will lead and advise on . securities law compliance, SEC...

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Jul 23, 26

Full-time 1 views Experience : 6-8 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

1940 Act contracts equity Investment Advisers Act of 1940 investment management Mutual Funds registered investment companies special projects

Job Title: Counsel - Investment Management Job Responsibilities: - Provide legal... counsel for significant and strategic regulatory initiatives and ongoing operations, including complex regulatory-related processes, policies, and procedures. - Review, monitor, and resolve legal and regulatory issues related to assigned matters and other...

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Boston, MA

Law Firm • **Members Only** Boston, MA

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Posted On Jul 16, 26

Full-time 85 views Experience : 3-6 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

asset management directors ETFs fund formation Investment Advisers Act of 1940 Mergers and Acquisitions Mutual Funds registered investment companies Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws

Job Title Registered Funds Attorney (3-6 years)... legal experience as a Registered Funds Attorney Law... Law Firm (Asset Management Group) Department Corporate Department (Asset Management Group) H1: Join Our Team as a Registered F...

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Boston, MA

Law Firm • **Members Only** Boston, MA

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Posted On Sep 03, 26

Full-time Experience : 3-6 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

child corporate governance criminal family Investment Advisers Act of 1940 investment management licensing ordinances registered investment companies securities laws

Job Title: Investment Management Associate Attorney (Senior-Level) Job... Represent clients within the investment management industry, providing legal... compliance issues. - Work with registered investment advisers and investment... companies, including registered alternative asset funds and... corporate governance documents for registered advisers and registered invest......

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Boston, MA

Law Firm • **Members Only** Boston, MA

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Posted On Aug 25, 26

Full-time 50 views Experience : 3-5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

Capital Markets equity ETFs Mutual Funds REITs trusts

Job Title: Investment Funds, Registered Funds/BDC Associate Job Responsibilities: - Work... within the Registered Funds practice of the... Investment Funds Group. - Form, structure,... “alternative” funds, including interval/tender offer funds, business development companies (BDCs), real estate investment trusts (REITs), and “holding... company”...

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Finance - Financial Services Regulation Attorney / Corporate - Asset/Investment Management Attorney / Finance - General Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Jul 07, 26

Full-time 7 views Experience : Min 9 yrs required

Practice Area:

Finance - Financial Services Regulation Corporate - Asset/Investment Management Finance - General Corporate - General

Job Tags:

banking corporate governance due diligence Employer Rights family fiduciary FINRA Genetics Registered Investment Advisor

Provide legal counsel on investment products and services, focusing... disclosure requirements, legal risk mitigation, and product due diligence activities. - Act as the legal subject matter expert for broker-dealer and registered investment advisor matters, advising... business... leaders and stakeholders on...

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Corporate - Asset/Investment Management Attorney / Corporate - Private Equity Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Jul 13, 26

Full-time 6 views Experience : Min 4 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General

Job Tags:

40 Act asset management corporate governance employee benefits ERISA FINRA Investment Advisers Act of 1940 marketing private equity Securities Act of 1933

relation to fundraising, marketing activities, and compliance requirements. Key responsibilities encompass a wide range of activities within the department's Private Side business, including: - Advising on the formation and management of complex fund structures such as 3c7, 3c5, 34 Act registered...

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Jul 13, 26

Full-time 2 views Experience : Min 4 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

1940 Act agreements asset management contracts employee benefits ERISA ETFs FINRA Investment Advisers Act of 1940 investment management marketing Securities Securities Act of 1933 swaps wealth management

Job Title Investment Management Attorney Job Responsibilities... As an Investment Management Attorney, you will... be part of the legal team in the department, reporting to the Head of Solutions and Multi-Assets Legal and working under the supervision of senior attorneys....

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Boston, MA

Government • **Members Only** Boston, MA

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Posted On Jul 30, 26

Full-time Experience : Min 2 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

contracts criminal Ethics evidence federal government Insurance Investment Company Act investment management Privacy public sector RICO Rule of Law Securities securities laws social security tender offers title

in the Division of Investment Management, the primary responsibilities... guidance on matters affecting investment companies and investment advisers.... The role involves reviewing complex filings and regulatory submissions and supporting policy development and rulemaking initiatives. Duties are specific to the office...

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Aug 19, 26

Full-time 4 views Experience : Min 10 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

agreements brokers Commercial Contracts contracts fiduciary FINRA partnerships regulatory compliance wealth management

Title: Senior Counsel, VP – Wealth Services Legal Job Responsibilities: - Provide comprehensive legal support for the company's Wealth businesses focusing on retail brokerage elements within the Wealth initiatives. - Advise on SEC, CFTC, applicable bank regulation, and other regulatory...

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Corporate - Asset/Investment Management Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Aug 24, 26

Full-time 1 views Experience : Min 4 yrs required

Practice Area:

Corporate - Asset/Investment Management

Job Tags:

Disability Benefits equity Insurance investment management partnerships regulatory compliance securities laws

to the company's funds, investment advisers, and senior management... matters related to the Investment Advisers Act and other... regulations. - Partner closely with investment, distribution, operations, and risk... teams to assess legal and regulatory implications of business activities, ensuring compliance with...

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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Sep 01, 26

Full-time 2 views Experience : Min 6 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General

Job Tags:

agreements artificial intelligence civil litigation due diligence equity FINRA health benefits hedge funds Investment Advisers Act of 1940 marketing private equity regulatory compliance Securities securities laws stock options wealth management

platform, ensuring compliance with applicable rules, regulations, and assessing legal risks related to the brokerage and investment advisory business. - Draft,... review, and revise agreements with alternative investment sponsors for onboarding products... onto the company's alternative investments platform. - Cou...

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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Boston, MA (Remote)

Law Firm • **Members Only** Boston, MA

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Posted On Sep 06, 26

Full-time 2 views Experience : Min 5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets

Job Tags:

1940 Act acquisitions asset management branding fund formation Harassment investment management Joint Ventures M&A marketing Partnership Privacy private equity REITs Securities Securities Act of 1933

Content Lawyer - Registered Funds Job Responsibilities... The Registered Funds Content Lawyer is... on innovative and complex registered funds products and the... regulatory developments influencing the registered funds landscape. Key responsibilities... include: - Content Strategy...

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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Boston, MA

Law Firm • **Members Only** Boston, MA

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Posted On Sep 04, 26

Full-time 13 views Experience : Min 5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General

Job Tags:

Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

of new and existing registered funds and other vehicles. -... formation matters and participate in product development of various investment structures across multiple jurisdictions. -... Involve in the creation and management of registered fund board materials. - Manage... regulatory filings such as...

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Legal Staff Paralegal in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Jul 08, 26

Full-time Experience : 3-5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

asset management registered investment companies securities laws

Title: Legal Affairs Manager Job Responsibilities: The Legal Affairs Manager will work with members of the General Counsel’s Organization in supporting the Columbia Management investment advisor and Columbia Threadneedle... Investments business. Key responsibilities include: - Providing legal and regulatory support for Columbia...

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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Jul 13, 26

Full-time 2 views Experience : 3-8 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General

Job Tags:

agreements AML asset management employee benefits equity ERISA ETFs Investment Advisers Act of 1940 investment management Litigation Securities Securities Act of 1933 wealth management

on legal matters. - Assist business units in structuring and launching new registered and unregistered products. - Review... and prepare registration statements, PPMs, related documents, proxy materials, and documentation for business transactions involving company funds. - Negotiate various agreements, including investment advisory, manage...

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Corporate - Asset/Investment Management Attorney / Corporate - Compliance Attorney / Corporate - General Attorney in Boston, MA

In-House • **Members Only** Boston, MA

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Posted On Aug 20, 26

Full-time 1 views Experience : 5-10 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Compliance Corporate - General

Job Tags:

agreements Financial Institutions FINRA health benefits Investment Advisers Act of 1940 M&A Securities securities laws stock options

advice regarding applicable rules, regulations, and legal risks related to brokerage and investment advisory businesses. - Collaborate... with a senior attorney on internal merger and acquisition projects, supporting conversions, and serving as a legal advisor to the business, compliance, op...

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Registered Funds Associate Attorney

Recruiter • **Members Only** Boston, MA

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Posted On Jul 29, 26

Full-time 93 views Experience : 2-10 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - Compliance Corporate - Asset/Investment Management

law firm in Boston, MA is seeking a Registered Funds Associate Attorney with... 3-6 years of legal experience. The ideal candidate will on matters pertaining to registered investment companies, including mutual... funds, and business development companies, as well as their......

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