Regulatory Compliance Jobs in Columbia

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Contract, Full-time 1 views

Title: Contract Attorney - Creditors' Rights (NY/PA/OH) Job Responsibilities: - Manage an assigned caseload of creditors' rights matters, including foreclosure, collections, bankruptcy, title, eviction, and related default servicing activities, from referral through resolution. - Draft, review, and approve pleadings, motions, affidavits, notices, correspondence,...

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Full-time 2 views Experience : Min 4 yrs required

Title: Associate General Counsel Job Responsibilities: The Associate General Counsel at the company is tasked with serving as a lead advisor for the company's regulated insurance distribution and risk-transfer relationships. This role involves the ownership of reviewing and drafting contracts with various...

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Full-time 3 views Experience : Min 2 yrs required

Assistant General Counsel - Regulatory Job Responsibilities: - Provide practical, business-oriented... legal advice on insurance regulatory requirements that impact operations,... the compliance department on regulatory change management, forms and... rates, policy administration, agency licenses and appointments, insurance company licenses, and consumer complaint...

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Full-time 1 views Experience : Min 4 yrs required

Title: Associate General Counsel Job Responsibilities: The Associate General Counsel at the company will serve as a lead advisor for the company's regulated insurance distribution and risk-transfer relationships. The primary responsibilities include: - Leading the review, drafting, and negotiation of various agreements, such...

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Full-time Experience : 2-5 yrs required

legal advice on insurance regulatory requirements impacting operations, including... and distribution. - Collaborate with the compliance department on regulatory change management, forms and... rates, policy administration, agency licenses and appointments, insurance company licenses, and consumer complaint handling. - Serve as a lega...

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Full-time 2 views Experience : 3-5 yrs required

Job Title: Insurance Regulatory and Compliance Associate Job Responsibilities: The... Insurance Regulatory and Compliance Associate will... and corporate transactions, addressing regulatory inquiries, and managing regulatory... reporting and day-to-day compliance... issues. Key responsibilities include: - Advising clients on insurance regulatory...

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Full-time 2 views Experience : Min 3 yrs required

Title: Litigation Attorney Job Responsibilities: - Counsel business clients on litigation and pre-litigation matters related to the company's property and casualty insurance operations, including underwriting, claims, and general business matters. - Develop relationships within the company to tailor legal advice to the specific...

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Full-time 1 views Experience : Min 3 yrs required

Job Title: Operations and Regulatory In-House Counsel Job Responsibilities: - Provide... business units on operations, regulatory requirements, government affairs, and... and industry contacts on regulatory and government affairs issues. -... Monitor, track, and report on emerging legislation and regulations. - Research and write memoranda...

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Full-time 2 views Experience : 3-5 yrs required

Title: Advanced Markets Life Insurance Specialist Job Responsibilities: - Provide expertise on advanced market strategies, including estate planning, wealth transfer, business succession, and executive compensation. - Design and structure complex life insurance and annuity solutions. - Analyze financial, legal, and tax documentation to identify...

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Full-time 1 views Experience : 4-6 yrs required

decentralized and traditional finance. - Engage in litigation processes, providing legal representation and advice in cases related to consumer financial services. - Provide regulatory guidance on matters involving... consumer finance and privacy laws, including areas such as cryptocurrency and cybersecurity. - Assist w...

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Posted On Sep 11, 26
Full-time 33 views Experience : Min 8 yrs required

Chief Compliance Officer - Investment Management... Chief Compliance Officer Opening in Calfee's... Opportunity for a Chief Compliance Officer in the Investment... Management group. The Chief Compliance Officer is responsible for... developing, maintaining, and monitoring regulatory compliance standards for...

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Posted On Sep 11, 26
Full-time 51 views Experience : Min 8 yrs required

G E 2 CHIEF COMPLIANCE OFFICER OR SENIOR COUNSEL... currently seeking a Chief Compliance Officer or Senior Counsel... to join their Investment Management group. This is a fantastic opportunity to work with a highly-regarded firm and be a part of...

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Full-time 14 views Experience : Min 4 yrs required

Job Title: Corporate Transactional, Regulatory, and Compliance Partners and... Engage in health care regulatory, compliance, and corporate transactional... work. - Contribute to the long-term succession and growth of the health care practice group. - Work both independently and as part of a...

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Full-time 1 views Experience : 10-10 yrs required

particular focus on employee benefits, executive benefits, executive compensation, and related regulatory, transactional, governance, and litigation... matters. This role serves as the principal legal advisor and subject matter expert in these areas across the organization. The Associate General Counsel...

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Full-time 26 views

legal expertise and representation in matters related to the Federal Energy Regulatory Commission (FERC) and Regional... Transmission Organizations (RTOs). - Engaging in transactional legal work within the energy sector. - Possessing the ability to manage a portable book of business, which indica...

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Full-time 1 views Experience : Min 10 yrs required

Job Title: Deputy General Counsel - Corporate Governance ## Job Responsibilities: - Advise on corporate governance matters, including subsidiary management, board and committee materials, corporate policies, and internal approvals. - Provide legal support for all corporate initiatives, including subsidiary formation and dissolution, intercompany...

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Full-time 1 views Experience : Min 8 yrs required

Human Resources, business leaders, and other legal team members to ensure compliance with federal, state, and... local employment laws. - Support the organization's business objectives while working with minimal supervision and escalating issues to senior management as appropriate. - Advise on day-to-...

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Full-time 5 views Experience : Min 8 yrs required

stakeholders on complex legal, regulatory, risk, compliance, commercial, product,... and operational matters impacting the company's Platforms & Integrated business, including embedded payments and payment facilitator offerings. - Draft, review, negotiate, and execute complex commercial agreements and legal documents while balancing legal...

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Posted On Aug 18, 26
Full-time 23 views Experience : 4-20 yrs required

Job TitleChief Compliance Officer Or Senior CounselJob... either in a leadership compliance role or as a... senior legal advisor. This individual will guide and shape compliance infrastructure and advisory operations... for clients in the investment management space, particularly those operati...

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