Regulatory Compliance Jobs in San Mateo

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United States
Posted On Aug 13, 26
Full-time Experience : Min 8 yrs required

Job Title: Senior Payments Compliance Manager Job Responsibilities: - Design, implement,... (EDD), and ongoing monitoring processes. - Develop and maintain Anti-Money Laundering (AML) policies, procedures, and controls to comply with applicable regulatory requirements, including the Bank... Secrecy Act (BSA) and related FinCEN guidance....

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Full-time 2 views Experience : 8-8 yrs required

company readiness. - Establish compliance frameworks, draft and manage... future SEC reporting structures, and implement rigorous internal governance policies, including insider trading protocols. - Direct all corporate governance initiatives for the company and its international subsidiaries. - Oversee the preparation...

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Full-time 11 views Experience : 6-6 yrs required

legal aspects related to the company's product offerings, including their development, marketing, sale, and compliance with applicable laws. -... Advise company leadership on legal issues involving the company's product offerings, assist in designing and implementing compliance programs, and provide prac......

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Full-time Experience : Min 4 yrs required

and senior management on regulatory matters under the Investment... Advisers Act and other applicable securities laws and regulations. - Lead and contribute to strategic business initiatives, including digital advice programs, technology-driven solutions and tools (Fintech), industry partnerships, adoption and use of...

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Full-time 9 views Experience : 8-8 yrs required

Title: Privacy and AI Program Manager Job Responsibilities: - Serve as a subject matter expert on global privacy laws and regulations. Monitor new and emerging developments in privacy and AI/ML laws and regulations, identifying potential impacts on current and future company products...

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Full-time 1 views Experience : Min 10 yrs required

stack, which includes SEC reporting, corporate governance, board and stockholder support, equity and Section 16 compliance, entity management, and corporate... transactions. This role is crucial in mitigating key-person risk within the securities and governance function and provides a dedicated s...

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Full-time Experience : 5-7 yrs required

Counsel Job Responsibilities - Navigate complex regulatory frameworks to help the... onboarding processes to ensure compliance with applicable regulations while... enabling business growth. - Support other areas of the business, such as digital assets, payments, and data privacy, as needed. - Advise on the...

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Full-time 2 views Experience : Min 4 yrs required

investment management matters, ensuring compliance with applicable laws and... regulations. - Collaborate with various departments within the company to address legal issues related to investment products and services. - Draft, review, and negotiate legal documents, including investment management agreements, offering documents, and...

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Posted On Aug 05, 26
Full-time Experience : Min 10 yrs required

Title: Director, Financial Crimes Compliance Job Responsibilities: - Develop, implement, and... the company's Enterprise-Wide BSA/AML/OFAC Compliance Program, ensuring alignment with... regulatory requirements, evolving financial crime... risks, and the company's risk appetite. - Lead enterprise-wide BSA/AML and sanctions risk assessments, identify emerging risks, and...

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Full-time 2 views Experience : 14-14 yrs required

high-impact business decisions. - Translate business objectives into legal strategies that enable growth while mitigating risk. - Serve as the lead Legal Business Partner to the Development organization, including global Regulatory Affairs, R&D Quality, Patient... Safety, Clinical Development, Clinical Operations, and cross-...

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Full-time 2 views Experience : 8-10 yrs required

Title: Senior Counsel - Legal Business Partner for . Medical Affairs (USMA) Virology Job Responsibilities: - Serve as the primary legal business partner to USMA home office strategy and field medical teams, collaborating with Global Medical Affairs on strategic and operational levels. -...

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Posted On Aug 25, 26
Full-time Experience : 8-10 yrs required

Senior Program Manager, Sanctions Compliance Job Responsibilities: The Senior Program Manager,... Sanctions Compliance, is responsible for supporting... sanctions screening, project management, program planning, execution, tracking, communications, and reporting for multiple high-priority cross-functional projects solid understanding of sanctions compliance and supports the Senior......

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Full-time Experience : 8-10 yrs required

Title: Senior Counsel - Legal Business Partner for . Medical Affairs (USMA) HIV Job Responsibilities: - Serve as the primary legal business partner to USMA home office strategy and field medical teams, collaborating with Global Medical Affairs at strategic and operational levels. -...

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Full-time 1 views Experience : Min 6 yrs required

Prevention, providing legal support in the development and commercialization of the company's HIV Prevention portfolio and related investigational assets. - Collaborate with personnel in Commercial, Medical, Public Affairs, Government Affairs, Finance, and Regulatory departments. - Partner closely with... colleagues in Compliance, Privacy...

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Posted On Aug 25, 26
Full-time 10 views Experience : 12-15 yrs required

Title: Vice President, Clearing Job Responsibilities: The role of Vice President, Clearing at the company entails significant executive ownership of the most business-critical and regulator-visible components of **Members Only.**Net. As the company scales transaction volume, accelerates platform modernization, and integrates GenAI across core...

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Posted On Aug 25, 26
Full-time Experience : 10-12 yrs required

Title: Lead SW Engineer Job Responsibilities: - Serve as the hands-on technical lead for Payment Processing Platform across the **Members Only.** Acceptance Platform, providing technical direction across architecture, design, implementation, scalability, resiliency, and operational readiness. - Design and evolve secure, reliable,...

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Posted On Aug 24, 26
Full-time Experience : Min 6 yrs required

HIV Prevention portfolio and related investigational assets. - Act as a Legal Business Partner, primarily serving personnel in Commercial, Medical, Public Affairs, Government Affairs, Finance, and Regulatory departments. - Collaborate closely... with Compliance, Privacy, Pricing & Access,... Competition Law, R...

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Posted On Sep 09, 26
Full-time Experience : Min 6 yrs required

Prevention department, ensuring alignment with company objectives and regulatory requirements. - Draft, review,... and negotiate a variety of complex agreements, including licensing, collaboration, and commercial agreements, with a focus on HIV prevention initiatives. - Collaborate with cross-functional teams including r...

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Full-time 1 views Experience : 7-9 yrs required

service offerings. - Provide sophisticated and creative counseling to business counterparts with a focus on risk and compliance. - Act as lead counsel... while coordinating with subject matter expert stakeholders and regional legal teams globally. - Draft, negotiate, and drive to completion...

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Posted On Aug 25, 26
Full-time Experience : 5-6 yrs required

maintain the Data & AI Policy roadmap, including deliverables, dependencies, milestones, and implementation timelines. - Coordinate governance initiatives across Legal, Risk, Compliance, Security, Technology, and business... stakeholders. - Manage governance forums, working groups, action items, risks, issues, decisions, audit findi...

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