Regulatory Law Jobs in Glen Mills

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Posted On Sep 01, 26
Full-time 9 views

September 1, 2026   Primary Location: Glen Mills, PA   Company: Worthright & Gaine, LLC   Job Description: Worthright & Gaine is seeking a highly motivated Entry-Level Attorney to join our growing team. We advise Registered Investment Advisers ("RIAs"), Private Fund Managers, Family Offices, Busines...

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Posted On Sep 01, 26
Full-time 9 views

September 1, 2026   Primary Location: Glen Mills, PA   Company: Worthright & Gaine, LLC   Job Description: Worthright & Gaine is seeking a highly motivated Associate Attorney to join our growing team. We advise Registered Investment Advisers ("RIAs"), Private Fund Managers, Family Offices, Business...

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Posted On Sep 01, 26
Full-time 7 views

September 1, 2026   Primary Location: Glen Mills, PA   Company: Worthright & Gaine, LLC   Job Description: Worthright & Gaine is seeking an experienced Senior Attorney to join our growing team. We advise Registered Investment Advisers ("RIAs"), Private Fund Managers, Family Offices, Business Owners,...

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Posted On Sep 07, 26
Full-time 1 views Experience : 1-2 yrs required

Title: Associate EFCC Investigations Analyst Job Responsibilities: The primary responsibility of the Associate EFCC Investigations Analyst is to serve as an investigator who evaluates and analyzes sensitive information concerning account and customer activity that may be linked to financial crimes. Key duties...

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Posted On Jul 07, 26
Full-time 2 views Experience : 12-14 yrs required

Job Title: Sr. Director, Regulatory Law, Orthopedics Job Responsibilities: The Sr.... Director, Regulatory Law serves as a... leader supporting the global regulatory activities of the company's... legal counsel on complex regulatory matters, partnering closely with... Regulatory Affairs, Quality, R&D, and... teams, and helping shape regulatory strategy to enable innovation,......

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Posted On Aug 19, 26
Full-time 1 views Experience : 5-8 yrs required

Job Title: Regulatory Manager – Product Stewardship... knowledge and guidance on regulatory matters. - Own and develop... the product stewardship and regulatory compliance strategy across global... markets to ensure adherence to legal and industry standards. - Manage EPA FIFRA registrations, renewals, and...

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Full-time 2 views Experience : Min 4 yrs required

of 1940. - Advise on fund formation, governance, regulatory compliance, and strategic initiatives. -... Partner with business leaders to shape new and existing products and collaborate on high-impact initiatives focused on driving value for investors. - Ensure that business activities, policies, practices, and...

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Full-time 5 views Experience : Min 8 yrs required

Title Lawyer - Retirement and Financial Wellness Job Responsibilities - Hire, evaluate, and supervise team members, providing guidance and training to support their development. - Set performance standards, review performance, and make informed compensation decisions in accordance with Human Resources policies...

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Full-time 2 views Experience : Min 5 yrs required

Title: Legal Counsel - Technology Transactions Job Responsibilities: - Develop and lead the legal strategy for complex technology, outsourcing, and AI-driven commercial transactions. - Draft, negotiate, interpret, and advise on various types of agreements, including Software as a Service (SaaS), software licensing, cloud...

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Full-time 2 views Experience : 7-10 yrs required

brokerage and wealth platform. - Advise on the design, distribution, and oversight of brokerage capabilities and investment products. - Provide legal guidance on regulatory requirements under the Securities... Exchange Act, FINRA rules, and other applicable laws. - Manage complex legal projects and initiativ...

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Full-time 1 views Experience : Min 5 yrs required

utilizing expertise in ERISA and retirement plan laws to guide business initiatives. - Support product development and client relationships by providing practical, business-focused counsel on retirement plan administration, regulatory requirements, and strategic initiatives. -... Draft, review, and negotiate a variety of agreem...

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Full-time 1 views Experience : Min 10 yrs required

Assistant General Counsel, Retail Brokerage Platform Job Responsibilities: The Assistant General Counsel for the Retail Brokerage Platform at the company plays a crucial role in supporting the Personal Wealth business, specifically focusing on the retail brokerage and wealth platform that serves over...

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Full-time 2 views Experience : Min 5 yrs required

Title: Tax Attorney Job Responsibilities: - Provide business leaders with legal advice on tax matters to ensure products, strategies, activities, policies, business practices, and transactions comply with all relevant laws and regulations. - Partner with internal clients and colleagues to maintain awareness...

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Full-time 2 views Experience : Min 10 yrs required

tax, and ERISA fiduciary law, particularly concerning . health... savings, and executive compensation programs, as well as global remuneration and bonus programs. - Coordinate . employee benefits law advice for . benefits... programs as required. - Offer counseling and education to in...

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Full-time 1 views Experience : 10-15 yrs required

Title: Associate General Counsel, Fund Governance Job Responsibilities: - Serve as a strategic legal advisor on corporate governance matters, providing practical advice to trustees, directors, senior executives, and other stakeholders regarding applicable legal requirements, fiduciary obligations, governance practices, and board processes. - Hire,...

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Posted On Sep 03, 26
Full-time 2 views Experience : Max 2 yrs required

Job OverviewA law firm seeks an Entry-Level... and clients on legal, regulatory, and business matters in... securities law, investment management, and regulatory... and review legal... contracts, including LP & GP agreements and advisory legal and regulatory research...

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