Rule 144a Jobs in Miami Shores

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United States
Full-time 19 views Experience : Min 8 yrs required

of 1933. - Handle initial public offerings, follow-on offerings, and Rule 144A private placements. - Ensure... compliance with SEC disclosure obligations. - Understand and apply stock exchange listing requirements. - Manage public company reporting. Education and Experience Information: - Minimum of 8 years of relevant...

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Full-time 2 views Experience : Min 8 yrs required

review securities offerings, including Rule 144A offerings, S-1/S-3, and... S-4 registration statements related to securities offerings and business combinations. - Interact with the SEC and other regulatory bodies to ensure compliance with securities laws. - Advise public companies on ongoing...

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Posted On Aug 17, 26
Full-time 5 views Experience : 4-20 yrs required

experience. The successful candidate will have extensive experience advising public companies and underwriters on equity and debt offerings under the Securities Act of on initial public offerings and follow-on Rule 144A private compliance... with SEC disclosure obligations....

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