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Securities Act Of 1933 Jobs in Alhambra

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United States
Posted On Sep 08, 26
Full-time 17 views Experience : 6-7 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - General
Job Tags:
acquisitions board of directors corporate governance directors divestitures entity formation equity Ethics finance Insurance Joint Ventures M&A mergers NYSE Paternity Securities Securities Act of 1933 Securities Exchange Act of 1934
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - General
Job Tags:
acquisitions board of directors corporate governance directors divestitures entity formation equity Ethics finance Insurance Joint Ventures M&A mergers NYSE Paternity Securities Securities Act of 1933 Securities Exchange Act of 1934

Job Title: Director, Counsel, Securities, Governance and M&A Job Responsibilities: -... finance transactions. This includes conducting diligence, structuring, drafting, and negotiating transaction documents, and coordinating with cross-functional and external advisors. - Ensure compliance with Federal Securities, SEC, and NYSE rules... and regulations, includi...

Posted On Sep 01, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

Title: Capital Markets / Public Company Of Counsel Job Responsibilities: - Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Assist/manage a variety of complex...

Posted On Sep 07, 26
Full-time 4 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

Title: Capital Markets / Public Company Associate Job Responsibilities: - Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Assist/manage a variety of complex...

Posted On Sep 15, 26
Full-time 2 views Experience : 3-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Securities

Associate - Corporate - Securities Regulation & Corporate Governance... in the Corporate - Securities Regulation & Corporate Governance... in the areas of securities regulation and corporate governance.... clients on compliance with securities laws and regulations, including... the Securities Act of 1933 and......

Posted On Sep 15, 26
Full-time 1 views Experience : 2-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Securities

Associate - Corporate - Securities Regulation & Corporate Governance... advice and guidance on securities regulation and corporate governance... with federal and state securities laws and regulations. - Draft,... review, and negotiate a wide range of corporate documents, including disclosure documents, governance...

Posted On Jul 29, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Government and Government Relations Administrative Law Government - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage
Practice Area:
Government and Government Relations Administrative Law Government - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage

Title: Attorney - Operations, Technology and Regulatory Team Job Responsibilities: - Provide legal advice and strategic counsel on prudential banking regulation, corporate activities, investments, affiliate transactions, and new products and services, including innovative products or money movement solutions like stablecoins and digital...

Posted On Sep 11, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Government and Government Relations Government / Public Law Government - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage
Practice Area:
Government and Government Relations Government / Public Law Government - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage

Title:** Senior Associate General Counsel - Strategic Initiatives Regulatory Counsel **Job Responsibilities:** The Senior Associate General Counsel at the company will play a crucial role in providing legal advice and strategic counsel to the bank, particularly in the context of prudential banking regulation,...

Posted On Sep 01, 26
Full-time 22 views Experience : Min 8 yrs required
Practice Area:
Corporate - M&A Corporate - Contract Law Real Estate - General Real Estate- Commercial Transactions Data Privacy - Transactional
Job Tags:
acquisitions Affirmative Action agreements Contract Law corporate governance data privacy due diligence Insurance licensing agreements mergers Securities trademarks
Practice Area:
Corporate - M&A Corporate - Contract Law Real Estate - General Real Estate- Commercial Transactions Data Privacy - Transactional
Job Tags:
acquisitions Affirmative Action agreements Contract Law corporate governance data privacy due diligence Insurance licensing agreements mergers Securities trademarks

Title: GCSolutions Attorney – Transactions Team Job Responsibilities: The GCSolutions Attorney on the Transactions Team at the law firm will be responsible for providing cost-effective legal services to clients. The role offers flexible scheduling, work-life balance, and remote work opportunities. The attorney...

Posted On Jul 08, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Affirmative Action agreements corporate governance Corporate Law corporate transactions equity Equity Compensation finance Government Insurance Securities securities laws stock options
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Affirmative Action agreements corporate governance Corporate Law corporate transactions equity Equity Compensation finance Government Insurance Securities securities laws stock options

Job Title: Corporate Counsel, Securities Job Responsibilities: As a Corporate Counsel... complex legal and business issues. Key responsibilities include: - Overseeing securities law compliance, corporate governance... matters, and board support. - Modernizing board processes, committee charters, and governance policies. - Architecting and implementing a compliance...

Posted On Jul 10, 26
Full-time 3 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - Contract Law Corporate - General
Job Tags:
Affirmative Action agreements corporate governance Corporate Law corporate transactions equity Equity Compensation finance Government Insurance Securities securities laws stock options
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - Contract Law Corporate - General
Job Tags:
Affirmative Action agreements corporate governance Corporate Law corporate transactions equity Equity Compensation finance Government Insurance Securities securities laws stock options

Job Title: Corporate Counsel, Securities Job Responsibilities: - Provide solutions-based counseling... and business issues. - Own securities law compliance, corporate governance... governance policies. - Architect and implement compliance framework for securities laws and regulations, including... the 1933 Act, 1934 Act, Reg. D... Offerings, Ru...

Posted On Aug 04, 26
Full-time Experience : 4-20 yrs required
Practice Area:
Corporate - General Corporate - Securities and Capital Markets
Practice Area:
Corporate - General Corporate - Securities and Capital Markets

public company reporting and compliance, corporate governance, and capital markets, working closely with public companies. This position offers the opportunity to join a dynamic securities practice within a leading... thorough legal research and analysis to support legal document...

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