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Securities Act Of 1933 Jobs in Iowa

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United States
Posted On Sep 03, 26
Full-time Experience : Min 10 yrs required
Practice Area:
Insurance - Regulatory & Compliance
Job Tags:
agreements child climate change contracts employee benefits family finance financial products Government Insurance NYSE pension SEC filings Securities Securities Act of 1933 special projects stock exchange Women
Practice Area:
Insurance - Regulatory & Compliance
Job Tags:
agreements child climate change contracts employee benefits family finance financial products Government Insurance NYSE pension SEC filings Securities Securities Act of 1933 special projects stock exchange Women

Title: Legal Support Specialist Job Responsibilities: - Research and apply federal and state laws, rules, and regulations related to insurance and annuities products registered with the SEC, becoming a trusted subject matter expert. - Collaborate with internal Legal, Compliance, and Operations staff to...

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Corporate Securities Associate The candidate should... have 3-7 years of legal experience in capital markets transactions. Must have thorough knowledge of the Securities Act of 1933 and... the preparation and filing of registration statements and should have experience with registered offerings of debt securities and securities offerings pursuant... to exemptions from registration. Strong drafting skills, a desire for client contact, an aptitude for managing securities offerings and... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate Securities Associate The candidate should... have 3-7 years of legal experience in capital markets transactions. Should have thorough knowledge of the Securities Act of 1933 and... the preparation and filing of registration statements and should have experience with registered offerings of debt securities and securities offerings pursuant... to exemptions from registration. Must have strong drafting skills, a desire for client contact, an aptitude for managing securities of... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate Securities Associate The candidate should... have 4-6 years of legal experience in capital markets transactions. Should have thorough knowledge of the Securities Act of 1933 and... the preparation and filing of registration statements and should have experience with registered offerings of debt securities and securities offerings pursuant... to exemptions from registration. Must have strong drafting skills, a desire for client contact, an aptitude for managing securities of... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Assistant General Counsel - Corporate and Securities Full time ... About the Company: **Members Only.** is committed to building strong customer relationships and promoting diversity, equity, and inclusion in the workplace. Job Title: Assistant General... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Assistance Program Financial Education Resources Well-Being Programs Lead Counsel - Wealth and Investment Management Investment Solutions read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

## Lead Counsel - Capital Markets and Securities read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

## Senior Lead Counsel - Capital Markets and Securities read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior corporate counsel (Counsel IV) The candidate will be responsible for advising senior management on public company matters, including SEC filings and other public disclosures, corporate governance, board and shareholder items, and securities law compliance matters. Should... have 8+ years of experience as a practicing attorney; or 6+ years of experience as a practicing attorney and 2+ years of legal-related experience in one or a combination of the following areas: risk,... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel Consulting (GCC) is the only professional firm that works full time to find openings and make placements for General Counsel and in-house counsel. By working only for in-house counsel over the years, we have developed exclusive resources for advancing your legal career. Vice President, Legal Duties: Interface with and assist the General Counsel and senior management on complex legal and regulatory matters including, regulatory inquiries and examinations, legal... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel The candidate will work under the direction of senior counsel. Will handle a full range of legal matters arising in connection with the firm’s broker-dealer, insurance and registered investment advisor operations. Interface with and support Legal Leadership and senior management on complex legal and regulatory matters including, but not limited to, regulatory inquiries and examinations, legal opinions, contract negotiations, litigations, and arbitrations.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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