Securities Disclosure Jobs in West Caldwell

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United States
Full-time Experience : Min 4 yrs required

Title: Senior Counsel, Cybersecurity & Incident Response Job Responsibilities: - Serve as a key legal partner to Security and other cross-functional teams on cybersecurity preparedness, incident response, and related regulatory compliance. - Provide timely, practical legal advice throughout the cybersecurity incident lifecycle, including...

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Full-time 1 views Experience : Min 7 yrs required

Title: Associate General Counsel, Product Regulatory Job Responsibilities: - Own and mature the company’s product regulatory governance program, including processes for product review, approval frameworks, policies, training, and compliance evidence. - Lead legal reviews of new and evolving products, features, AI capabilities, data...

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Full-time 1 views Experience : Min 8 yrs required

Title: Capital Markets / Public Company Of Counsel Job Responsibilities: - Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Assist/manage a variety of complex...

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Full-time 1 views Experience : Min 4 yrs required

Title: Capital Markets / Public Company Associate Job Responsibilities: - Legal Research: Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Legal Writing: Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Transaction Assistance...

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Posted On Sep 10, 26
Full-time 6 views Experience : Max 4 yrs required

Companies (RIC), including reviewing RIC fiscal and excise tax provision work papers, financial statement disclosures, and annual book-to-tax adjustment analysis by examining the taxability of investment income/expenses, securities transactions, and complex derivatives... such as futures, options, and swaps. - Pre...

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Full-time 5 views

– Public Companies & Securities Job Responsibilities: The Corporate... - Managing public company disclosure obligations - Handling capital... markets offerings - Ensuring SEC filing and compliance requirements are met - Overseeing corporate governance matters - Assisting with mergers and acquisitions...

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Full-time 1 views Experience : 3-5 yrs required

focusing on a wide range of corporate and securities matters. Key responsibilities include: -... Engaging in mergers and acquisitions, private equity transactions, and debt and equity financings. - Participating in venture capital financings, strategic joint ventures, and capital markets transactions. - Handling corporate...

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Full-time 73 views Experience : Min 5 yrs required

Mid- to Senior-level Corporate Securities Associate The candidate will... a variety of assignments and receive valuable hands-on experience across a diverse range of disciplines, including representing public and private companies in connection with general corporate and securities laws matters, securitie...

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Full-time Experience : Min 7 yrs required

Title: Senior Corporate Attorney Job Responsibilities: - Draft, review, negotiate, and manage a wide range of commercial agreements, including master services agreements, statements of work, vendor and supplier contracts, consulting agreements, non-disclosure agreements, licensing agreements, and other complex business transactions. - Counsel clients...

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Full-time 2 views Experience : 3-7 yrs required

Job Title: Corporate, Securities & M&A Attorney Job Responsibilities: Corporate... Governance & Securities - Support the legal department... in advising the Board of Directors, board committees, and senior management Section 16 filings. - Support securities law compliance under the... Securities Act of 1933, the......

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Posted On Sep 20, 26
Full-time Experience : 1-4 yrs required

Investment Companies (RIC). This includes reviewing RIC fiscal and excise tax provision work papers, financial statement disclosures, and annual book-to-tax adjustment analysis. - Examine the taxability of investment income/expenses, securities transactions, and complex derivatives... such as futures, options, and swaps...

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Full-time 72 views Experience : Min 5 yrs required

Mid- to Senior-level Corporate Securities Associate The candidate will... a variety of assignments and receive valuable hands-on experience across a diverse range of disciplines, including representing public and private companies in connection with general corporate and securities laws matters, securitie...

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Posted On Jun 10, 26
Full-time 13 views

Title: Trial Attorney Department: Department of Justice, Offices, Boards and Divisions, National Fraud Enforcement Division (Fraud Division) Public Trust and Financial Integrity Section Job Responsibilities: - Collaborate with section managers to conduct and support effective investigations and prosecutions, including advising on strategy, legal...

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Full-time

Title: Director Executive Office for Immigration Review Job Responsibilities: - Lead and oversee the Executive Office for Immigration Review (EOIR), directing all agency components and employees to fulfill statutory and regulatory responsibilities. - Represent EOIR's positions and policies before the Attorney General, Congress,...

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Posted On Jul 26, 26
Full-time 2 views

Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal... Investigator in Crypto Asset Investigations is responsible for conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. This role involves providing subject matter expertise to...

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Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the SEC, and other regulatory bodies. - Provide expert guidance...

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Posted On Jul 22, 26
Full-time 1 views Experience : 2-8 yrs required

of experience in corporate, securities, and transactional matters to... Parsippany, NJ or Boston, MA. The role involves advising public companies on corporate matters, including disclosure obligations, capital markets offerings,... SEC compliance, corporate governance, and mergers and public companies on...

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