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Securities Exchange Act Of 1934 Jobs in Basking Ridge

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United States
Posted On Sep 01, 26
Full-time 15 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets
Job Tags:
Capital Markets contracts corporate governance depositions Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials
Practice Area:
Corporate - Securities and Capital Markets
Job Tags:
Capital Markets contracts corporate governance depositions Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials

Title: Capital Markets Associate Job Responsibilities: - Conduct thorough and comprehensive legal research and analysis to support case/transaction preparation and strategy. - Draft well-written, error-free, and reasoned legal documents, including briefs, motions, contracts, and correspondence. - Assist/manage a variety of complex cases/transactions from inception...

Posted On Sep 01, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

Title: Capital Markets / Public Company Of Counsel Job Responsibilities: - Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Assist/manage a variety of complex...

Posted On Sep 07, 26
Full-time 1 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

Title: Capital Markets / Public Company Associate Job Responsibilities: - Legal Research: Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Legal Writing: Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Transaction Assistance...

Posted On Aug 19, 26
Full-time 2 views Experience : 3-7 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Affirmative Action agreements board of directors corporate governance due diligence Joint Ventures M&A Media mergers SEC filings Securities Securities Act of 1933 special projects stock exchange Water
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Affirmative Action agreements board of directors corporate governance due diligence Joint Ventures M&A Media mergers SEC filings Securities Securities Act of 1933 special projects stock exchange Water

Job Title: Corporate, Securities & M&A Attorney Job Responsibilities: Corporate... Governance & Securities - Support the legal department... related disclosures, including Forms 10-K, 10-Q, 8-K, proxy statements, and Section 16 filings. - Support securities law compliance under the... Securities Act of 1933, the... Exchange...

Attorney in Woodbridge, NJ

Public Interest • **Members Only** Woodbridge, NJ

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Posted On Jun 07, 26
Full-time 18 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention regulatory compliance Securities Securities Exchange Act of 1934 special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention regulatory compliance Securities Securities Exchange Act of 1934 special projects spouse

and Regulatory Services Job Responsibilities: - Act as a strategic thought... partner within an assigned Market and Regulatory Services (MRS) line of business, providing counsel on business initiatives, strategic planning, risk management, policy, and processes to ensure alignment with MRS strategic goals. -...

Posted On Aug 25, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Administrative Law Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials
Practice Area:
Administrative Law Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Enforcement Director is tasked with managing a team of 5-8 Enforcement attorneys. This role involves overseeing and resolving Enforcement cases from inception to completion while ensuring that each case outcome is supported by thorough factual findings...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory obligations. Key...

Posted On Aug 25, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Administrative Law Government / Public Law Government - General Government and Government Relations
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials
Practice Area:
Administrative Law Government / Public Law Government - General Government and Government Relations
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 enforcement attorneys, overseeing the development and resolution of enforcement cases from inception to completion. The Director ensures that all cases are supported by complete, accurate,...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Jun 07, 26
Full-time 8 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention regulatory compliance Securities Securities Exchange Act of 1934 special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention regulatory compliance Securities Securities Exchange Act of 1934 special projects spouse

all Market and Regulatory Services (MRS) lines of business. - Act as a strategic thought... partner within an assigned MRS line of business, offering counsel on business initiatives, strategic planning, risk management, policy, and processes to ensure alignment with MRS strateg...

Capital Markets Associate

Recruiter • **Members Only** Short Hills, NJ

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Posted On Jul 29, 26
Full-time 8 views Experience : 3-20 yrs required
Practice Area:
Corporate - Securities and Capital Markets
Practice Area:
Corporate - Securities and Capital Markets

OverviewA law firm seeks a Capital Markets Associate to join its Short Hills, NJ office. This role involves working with public companies on reporting, compliance, corporate governance, and capital markets. The associate will support a national capital markets and public...

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