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Securities Exchange Act Of 1934 Jobs in Coral Springs

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United States
Posted On Aug 25, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Administrative Law Government Contracts Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials
Practice Area:
Administrative Law Government Contracts Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Enforcement Director is responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of enforcement cases from inception to completion. The Director ensures that case outcomes are supported by accurate and...

Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

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Mid-Level Associates to Counsel-Level (Securities) The candidate will have... in-depth experience of 4-6 years. Public company rules and regulations (Securities Act of 1933, the... Securities Exchange Act of 1934).... Registration and listing of securities, debt obligations and knowledge... of NASDAQ & NYSE Rules. Reporting on Forms 10-K, 10-Q and 8-K. Proxy statements for annual and special shareholder meetings. Section 16 Reporting (Forms 3, 4 and 5). Compliance with Rule 144. Directo... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Law Firm is Seeking Experienced Securities Attorneys Law Firm... is actively seeking experienced securities attorneys to join our... expanding practice. This is an exciting opportunity for an attorney with 4-6 years of securities experience to join a... sophisticated and entrepreneurial practice. We are looking for attorneys with experience in the following areas: • Public company rules and regulations (Securities Act of 1933, the... Securities Exchange Act of 1934)... • Registrat... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

- Investment Management The candidate will be drafting and reviewing fund registration statements, shareholder reports, marketing and related materials to ensure compliance with applicable disclosure, legal and regulatory standards. Will be drafting and reviewing fund proxy materials to ensure compliance with applicable disclosure, legal and regulatory standards. Compliance with NYSE requirements, as applicable. Drafting memoranda for fund boards of directors/truste... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney - Securities Transactions The candidate will... be working closely with the firm’s portfolio management and research teams and other business units to provide advice and counseling concerning investment, corporate restructuring, and bankruptcy-related matters on behalf of Franklin’s registered funds and advisers, private funds, and institutional clients. Reviewing and negotiating investment-related documentation related to debt, equity (venture and private equity), cry... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

## Attorney - Securities Transactions read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Mid-Level Associates to Counsel-Level (Securities) The candidate will have... in-depth experience of 4-6 years. Public company rules and regulations (Securities Act of 1933, the... Securities Exchange Act of 1934).... Registration and listing of securities, debt obligations and knowledge... of NASDAQ & NYSE Rules. Reporting on Forms 10-K, 10-Q and 8-K. Proxy statements for annual and special shareholder meetings. Section 16 Reporting (Forms 3, 4 and 5). Compliance with Rule 144. Directo... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney The candidate will assist attorneys and partners. Draft and review shareholder consents and board resolutions, merger agreements, distribution agreements, contribution agreements merger agreements and ancillary agreements necessary to effect mergers. Review legal entity organizational documents (., certificates of incorporation, bylaws, etc.). File certificates of dissolution, merger, etc. in various jurisdictions and identify/resolve legal issues arisi... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney The candidate will assist attorneys and partners. Draft and review shareholder consents and board resolutions, merger agreements, distribution agreements, contribution agreements merger agreements and ancillary agreements necessary to effect mergers. Review legal entity organizational documents (certificates of incorporation, bylaws). File certificates of dissolution, merger in various jurisdictions and identify/resolve legal issues arising in connection w... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate Attorney The candidate will assist attorneys and partners. Draft and review shareholder consents and board resolutions, merger agreements, distribution agreements, contribution agreements merger agreements and ancillary agreements necessary to effect mergers. Review legal entity organizational documents (certificates of incorporation, bylaws). File certificates of dissolution, merger in various jurisdictions and identify/resolve legal issues arising in co... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney The candidate will assist attorneys and partners. Managed due diligence activities (., reviewed liabilities and material contracts of target acquisitions). Draft and review shareholder consents and board resolutions, merger agreements, distribution agreements, contribution agreements merger agreements and ancillary agreements necessary to effect mergers. Review legal entity organizational documents (., certificates of incorporation, bylaws). File cer... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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