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Securities Exchange Act Of 1934 Jobs in Fayetteville

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United States
Posted On Jul 29, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General Corporate - M&A Corporate - Private Equity Corporate - Compliance
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General Corporate - M&A Corporate - Private Equity Corporate - Compliance
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage

Title: Attorney - Operations, Technology and Regulatory Team Job Responsibilities: - Provide legal advice and strategic counsel on prudential banking regulation, corporate activities, investments, affiliate transactions, and new products and services, including innovative products such as stablecoins and digital assets. - Collaborate with...

Posted On Jul 21, 26
Full-time 2 views Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements conflict resolution contracts Corporate Law document review FINRA Investment Advisers Act of 1940 pleadings regulatory compliance Securities Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements conflict resolution contracts Corporate Law document review FINRA Investment Advisers Act of 1940 pleadings regulatory compliance Securities Securities Exchange Act of 1934 securities laws

Title: Associate Attorney Job Responsibilities: - Conduct legal research and draft various legal documents. - Maintain organized client files and assist with legal counsel. - Provide legal defense and compliance oversight for broker-dealers (BD) and registered investment advisers (RIA). - Advise clients on compliance with...

Posted On Sep 07, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

Title: Capital Markets / Public Company Associate Job Responsibilities: - Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Assist in managing a variety of...

Posted On Sep 11, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Corporate - Compliance Corporate - M&A Corporate - Securities and Capital Markets Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage
Practice Area:
Corporate - Compliance Corporate - M&A Corporate - Securities and Capital Markets Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage

Title: Senior Associate General Counsel - Strategic Initiatives Regulatory Counsel Job Responsibilities: The Senior Associate General Counsel - Strategic Initiatives Regulatory Counsel will be responsible for providing legal advice and strategic counsel on a wide range of matters involving prudential banking...

Posted On Sep 22, 26
Full-time 1 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Affirmative Action Capital Markets corporate governance equity Insurance NASDAQ NYSE Securities Securities Act of 1933 Securities Exchange Act of 1934
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Affirmative Action Capital Markets corporate governance equity Insurance NASDAQ NYSE Securities Securities Act of 1933 Securities Exchange Act of 1934

Job Title: Corporate & Securities Associate (Public Company Advisors... Team) Job Responsibilities: The Corporate & Securities Associate will be part... within the Corporate & Securities Practice Group. The associate... will work collaboratively in a dynamic, multi-office team environment and represent the law...

Posted On Sep 23, 26
Full-time Experience : Min 8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Affirmative Action Capital Markets corporate governance NASDAQ NYSE Partnership Securities Securities Act of 1933 Securities Exchange Act of 1934
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Affirmative Action Capital Markets corporate governance NASDAQ NYSE Partnership Securities Securities Act of 1933 Securities Exchange Act of 1934

Job Title: Corporate & Securities Counsel (Public Company Advisors... Responsibilities: The Corporate & Securities Counsel will be part... Representing large Nasdaq and NYSE-listed public company clients across various industries. - Providing legal counsel on complex securities, corporate governance, capital ma......

Posted On Sep 07, 26
Full-time 1 views Experience : 3-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Practice Area:
Corporate - Securities and Capital Markets Corporate - General

company reporting, compliance, corporate governance, and capital markets, working closely with public companies. This role offers the opportunity to be part of a dynamic securities practice within a leading... global law thorough legal research and analysis to support trans...

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