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Securities Exchange Act Of 1934 Jobs in Huntington Beach

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United States
Posted On Sep 08, 26
Full-time 1 views Experience : 5-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
acquisitions agreements board of directors closing documents corporate governance corporate transactions directors divestitures due diligence export control fiduciary finance Government Insurance Joint Ventures letters of intent mergers Mergers and Acquisitions NASDAQ refugees Securities Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
acquisitions agreements board of directors closing documents corporate governance corporate transactions directors divestitures due diligence export control fiduciary finance Government Insurance Joint Ventures letters of intent mergers Mergers and Acquisitions NASDAQ refugees Securities Securities Exchange Act of 1934 securities laws

Title Corporate Attorney Job Responsibilities - Advise senior leaders, executive officers, the Board of Directors, and Board committees on corporate governance matters. - Support the preparation of Board and committee materials, including agendas, resolutions, minutes, written consents, and governance documentation....

Posted On Jun 12, 26
Full-time 11 views Experience : 5-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Affirmative Action agreements Capital Markets corporate governance due diligence equity initial public offerings Mergers and Acquisitions offering memoranda Securities Securities Exchange Act of 1934 securities laws underwriters Women
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Affirmative Action agreements Capital Markets corporate governance due diligence equity initial public offerings Mergers and Acquisitions offering memoranda Securities Securities Exchange Act of 1934 securities laws underwriters Women

Title: Capital Markets & Securities Attorney Job Responsibilities: The Capital... Markets & Securities Attorney will be responsible... for advising clients on various capital markets transactions, including initial public offerings, follow-on offerings, at-the-market offerings, and private placements. The role involves representing issuers,...

Posted On Sep 15, 26
Full-time 1 views
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Securities

Associate - Corporate - Securities Regulation & Corporate Governance Job... Corporate department, specializing in Securities Regulation & Corporate Governance,... of the law firm. Key responsibilities include: - Advising clients on compliance with securities laws and regulations, including... the Securities Act of 1933...

Posted On Aug 06, 26
Full-time 4 views Experience : 2-17 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General

OverviewA law firm seeks a mid- to senior-level Capital Markets and Securities Attorney to join their... Corporate Team in Southern California. The ideal candidate will have 5-10 years of experience advising clients on securities compliance and capital markets... transactions, supporting...

Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

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Beach Functional Area: Legal Department: L&C-Legal IMA&Fds Str Prd Position Type: Full Time Education Required: Bachelors Degree Experience Required: Not Indicated Relocation Provided: Yes Position Description Attorney will work on a team of regulatory attorneys and other legal and compliance professionals to support the firm’s activities as they pertain to CFTC, NFA and related cross border regulatory matters. This includes support of: regulatory (... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Registered Funds Midlevel Associate The candidate will be a part of an exciting global Asset Management and Investment Funds practice, work with a diverse range of premier global clients. Must have 3-5 years of experience with open-end (mutual) funds, closed-end funds, and/or exchange-traded funds (ETFs) and experience... representing investment companies, investment advisers, and independent board members on matters arising under . federal securities laws, particularly the ...... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Registered Funds Senior Associate/Counsel The candidate should have 6-12 years of experience with open-end (mutual) funds, closed-end funds and/or exchange-traded funds (ETFs) and experience... representing investment companies, investment advisers, and independent board members on matters arising under . federal securities laws, particularly the Investment... Company Act of 1940, the Investment... Advisers Act of 1940, the Securities... Act of 1933, the... Securities... Exchange Act of 19...... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel The candidate will serve as a specialist providing legal advice to various members of management across the company in any or all of the following areas: software licensing, litigation, intellectual property, employment law, employment benefits, corporate law, consumer law, real estate law, competition law or mergers and acquisitions. Work directly with senior management to provide legal advice on issues related to software licensing. Work with the sales and s... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Mid-level Registered Funds Associate The candidate should have strong academic credentials. Should preferably have 3-5 years of experience with open-end (mutual) funds, closed-end funds, and/or exchange-traded funds (ETFs) and experience... representing investment companies, investment advisers, and independent board members on matters arising under US Federal Securities Laws, particularly the Investment... Company Act of 1940, the Investment... Advisers Act of 1940, the Securities... A... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Registered Funds Senior Associate / Counsel The candidate should preferably have 6-12 years of experience with open-end (mutual) funds, closed-end funds and/or exchange-traded funds (ETFs) and experience... representing investment companies, investment advisers, and independent board members on matters arising under . federal securities laws, particularly the Investment... Company Act of 1940, the Investment... Advisers Act of 1940, the Securities... Act of 1933, the... Securities... Excha... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Candidate will provide capital markets regulatory and transactional oversight (M&A, CRE, financing transactions and RESI); develop, document and launch private funds; manage all regulatory issues associated with private funds; and research various legal and regulatory issues. Candidate must have 5-10 years as an associate at a leading law firm or regulator or similar experience. Industry experience including in-house experience within the asset management/fixed... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate Associate The candidate should have 3-5 years of experience. Must have large firm experience that includes a broad exposure to both public and private companies, securities offerings, compliance under the... Securities Act of 1933 and... Securities Exchange Act of 1934,... general corporate formation, governance... and compliance matters, acquisitions, mergers, debt and equity financing transactions and provide strategic counseling to clients. Should have a strong academic bac... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

funds, closed-end funds and/or exchange-traded funds (ETFs) and experience... independent board members on matters arising under . federal securities laws, particularly the Investment... Company Act of 1940, the Investment... Advisers Act of 1940, the Securities... Act of 1933, the... ...... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

open-end (mutual) funds, closed-end funds, and/or exchange-traded funds (ETFs). The candidate... should preferably also have experience representing investment companies, investment advisers, and independent board members on matters arising under US federal securities laws, particularly the Investment... Company Act of 194... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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