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Securities Exchange Act Of 1934 Jobs in Lakeway

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United States
Posted On Jul 20, 26
Full-time 1 views Experience : 2-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
40 Act AML asset management capital raising contracts derivatives fund formation hedge funds Insurance Investment Advisers Act of 1940 regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
40 Act AML asset management capital raising contracts derivatives fund formation hedge funds Insurance Investment Advisers Act of 1940 regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management

General Counsel – Fund Services ROLE OVERVIEW PURPOSE OF JOB Founded in 2002 and based in Austin, TX, Company delivers a turn-key solution for the creation and administration of Insurance Dedicated Funds (IDFs) and separately managed accounts (SMAs). The innovative platform enables investment...

Posted On Sep 07, 26
Full-time 4 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

Title: Capital Markets / Public Company Associate Job Responsibilities: - Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Assist and manage...

Posted On Sep 24, 26
Full-time
Practice Area:
Corporate - Asset/Investment Management
Job Tags:
40 Act Affirmative Action agreements directors ETFs Investment Advisers Act of 1940 Mutual Funds partnerships registered investment companies regulatory compliance SEC filings Securities Act of 1933 Securities Exchange Act of 1934 trusts wealth management
Practice Area:
Corporate - Asset/Investment Management
Job Tags:
40 Act Affirmative Action agreements directors ETFs Investment Advisers Act of 1940 Mutual Funds partnerships registered investment companies regulatory compliance SEC filings Securities Act of 1933 Securities Exchange Act of 1934 trusts wealth management

Company Act of 1940, Securities Act of 1933, Securities... Exchange Act of 1934,... and related SEC rules... and regulations. - Advise on the ongoing operation, maintenance, governance, and regulatory oversight of mutual funds, ETFs, and closed-end funds. - Review and...

Posted On Sep 07, 26
Full-time 1 views Experience : 3-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Practice Area:
Corporate - Securities and Capital Markets Corporate - General

public company reporting, compliance, corporate governance, and capital markets, working closely with public companies. This role offers the opportunity to be part of a dynamic securities practice focused on life... sciences, technology, and digital thorough legal research and an...

Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

  • ✅ LawCrossing has monitored employer hiring for 25+ years
  • ✅ Archived jobs include the original post date for transparency
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Registered Funds Senior Associate/Counsel The candidate should preferably have 6-12 years of experience with open-end (mutual) funds, closed-end funds, and/or exchange-traded funds (ETFs) and experience... representing investment companies, investment advisers, and independent board members on matters arising under US federal securities laws, particularly the Investment... Company Act of 1940, the Investment... Advisers Act of 1940, the Securities... Act of 1933, the... Securities... Exchange... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

**Law Firm is Hiring Corporate Securities Senior Counsel** Law... Firm is seeking an experienced Corporate Securities Senior Counsel to join... our team. The ideal candidate should have a minimum of ten years of experience and have a strong background in the Securities Exchange Act of 1934.... The successful candidate should have excellent academic credentials, a commitment to the community, and superior interpersonal skills. The Corporate Securities Senior Counsel will be... respo... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Part-time Corporate Paralegal The candidate will work with attorneys and paralegals in areas such as venture capital financings, public offerings and mergers and acquisitions. Responsibilities include collecting and organizing client materials/documents, maintaining client stock and option records, updating corporate files and records, preparing forms for filing with federal and state agencies to comply with corporate and securities laws and data entry.... Assist with mailings... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Part-time Corporate Paralegal The candidate will work with attorneys and paralegals in areas such as venture capital financings, public offerings and mergers and acquisitions. Responsibilities include collecting and organizing client materials/documents, maintaining client stock and option records, updating corporate files and records, preparing forms for filing with federal and state agencies to comply with corporate and securities laws and data entry.... Will assist with mail... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel The candidate will serve as a specialist providing legal advice to various members of management across the company in any or all of the following areas: software licensing, litigation, intellectual property, employment law, employment benefits, corporate law, consumer law, real estate law, competition law or mergers and acquisitions. Work directly with senior management to provide legal advice on issues related to software licensing. Work with the sales and s... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate Paralegal The candidate will support attorneys in representation of emerging growth technology companies and public companies with regard to formations, financings, mergers and acquisitions and initial public offerings. Should possess working knowledge of Securities Act of 1933 and... Securities Exchange Act of 1934... as well as Delaware... Corporations Code. Must have experience preparing Blue Sky Memoranda and Blue Sky filings for review by attorney. Experience working w... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate Paralegal The candidate will support attorneys in representation of emerging growth technology companies and public companies with regard to formations, financings, mergers and acquisitions and initial public offerings. Should possess working knowledge of Securities Act of 1933 and... Securities Exchange Act of 1934... as well as Delaware... Corporations Code. Must have experience preparing Blue Sky Memoranda and Blue Sky filings for review by attorney. Should have familiar... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

General Corporate and Securities Attorney The candidate will... prepare and review reports filed with the SEC under the Securities Exchange Act of 1934,... including disclosures on Forms... 10-K, 10-Q and 8-K, and Section 16 reporting. Prepare and review group’s annual proxy statement; assist with planning and execution of annual meeting of stockholders. Assist with the preparation of materials to be provided to the Board of Directors and its committees. Draft and review amendments... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Associate General Counsel The candidate will prepare and review reports filed with the SEC under the Securities Exchange Act of 1934,... including disclosures on Forms 10-K, 10-Q and 8-K, and Section 16 reporting. Will review and drafting (in concert with the Company’s financial team) of the Company’s ’33 Act and ’34 Act securities filings. Prepare and review... Citizens’ annual proxy statement; assist with planning and execution of annual shareholders meeting. Assist wi... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Paralegal The candidate will be responsible for preparing and filing Articles of Incorporation / Organization, state qualifications, and organizational and related documents. Will file amendments, prepare merger documents, UCC searches and filings, and prepare and file annual reports in states where corporations are incorporated and/or qualified to do business. Will also be responsible for blue sky filings for private placements and Regulation A offerings. Assist with... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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