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Securities Exchange Act Of 1934 Jobs in League City

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United States
Posted On Aug 21, 26
Full-time 11 views Experience : 3-6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
Capital Markets corporate governance equity Mergers and Acquisitions public offerings Securities Securities Exchange Act of 1934 stock exchange underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
Capital Markets corporate governance equity Mergers and Acquisitions public offerings Securities Securities Exchange Act of 1934 stock exchange underwriters

on capital markets and securities practice. The responsibilities include: -... Working on public and private debt and equity offerings. - Handling Securities Exchange Act of 1934... reporting. - Advising clients on... day-to-day governance matters, including SEC and stock exchan...

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Posted On Sep 07, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

Title Capital Markets / Public Company Associate Job Responsibilities As a Capital Markets / Public Company Associate at the law firm, the responsibilities will vary based on the level of experience and specific practice group. Key duties include: - Conducting thorough and comprehensive legal...

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Posted On Sep 08, 26
Full-time 2 views Experience : 4-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management ETFs family finance investment management mergers Mutual Funds SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act asset management ETFs family finance investment management mergers Mutual Funds SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws

Title: Legal Counsel Job Responsibilities: - Serve as a trusted legal advisor within the company's Legal team, providing practical, business-focused legal guidance on registered investment products and related regulatory matters. - Partner closely with colleagues across Product, Investments, Compliance, Finance, Distribution, and other...

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Posted On Sep 15, 26
Full-time 2 views
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Securities

Associate - Corporate - Securities Regulation & Corporate Governance Job... Corporate department, focusing on Securities Regulation & Corporate Governance,... clients. Key responsibilities include: - Advising clients on securities regulation matters, including compliance... with the Securities Act of 1933 and... the Securities Exchang...

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Posted On Sep 22, 26
Full-time 3 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Affirmative Action Capital Markets corporate governance equity Insurance NASDAQ NYSE Securities Securities Act of 1933 Securities Exchange Act of 1934
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Affirmative Action Capital Markets corporate governance equity Insurance NASDAQ NYSE Securities Securities Act of 1933 Securities Exchange Act of 1934

Job Title: Corporate & Securities Associate (Public Company Advisors... Team) Job Responsibilities: The Corporate & Securities Associate will be part... Nasdaq and NYSE-listed public company clients across various industries. The role involves gaining meaningful exposure to complex securities, corporate governance, capital m......

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Posted On Sep 23, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Affirmative Action Capital Markets corporate governance NASDAQ NYSE Partnership Securities Securities Act of 1933 Securities Exchange Act of 1934
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Affirmative Action Capital Markets corporate governance NASDAQ NYSE Partnership Securities Securities Act of 1933 Securities Exchange Act of 1934

Job Title: Corporate & Securities Counsel (Public Company Advisors... Team) Job Responsibilities: The Corporate & Securities Counsel position is a... law firm's Corporate & Securities Practice Group. The attorney... will join the Public Company Advisors Team and work in a collaborative environment...

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Posted On Aug 17, 26
Full-time 20 views Experience : 2-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Practice Area:
Corporate - Securities and Capital Markets Corporate - General

the capital markets and securities practice in Houston, TX.... offerings, as well as advising on governance on public and private debt and equity clients on Securities Exchange Act of 1934... guidance on SEC and stock exchange compli...

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