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Securities Exchange Act Of 1934 Jobs in North Miami Beach

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United States
Posted On Sep 07, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

Title: Capital Markets / Public Company Associate Job Responsibilities: - Legal Research: Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Legal Writing: Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence....

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Posted On Sep 17, 26
Full-time 3 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Affirmative Action agreements asset management Broker Dealer equity FINRA fund formation Investment Advisers Act of 1940 investment management Regulation D offerings regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Affirmative Action agreements asset management Broker Dealer equity FINRA fund formation Investment Advisers Act of 1940 investment management Regulation D offerings regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 securities laws

- Advise on the legal implications of offering new and existing products and services, including private funds, exchange traded notes and local... Latin American structures. - Coordinate with local counsel across Latin American jurisdictions on regulatory matters, fund formation wo...

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Posted On Sep 23, 26
Full-time 8 views Experience : Min 5 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
Domestic Violence equity ERISA fund formation growth equity health benefits Insurance Investment Advisers Act of 1940 life sciences marketing Partnership private equity Securities Securities Act of 1933 securities laws stalking
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
Domestic Violence equity ERISA fund formation growth equity health benefits Insurance Investment Advisers Act of 1940 life sciences marketing Partnership private equity Securities Securities Act of 1933 securities laws stalking

primary responsibilities include supporting senior members of the compliance and legal teams on regulatory matters arising from organizations such as the SEC, CFTC, and DOL (ERISA). The role involves ensuring compliance with all relevant federal, state, and international securities la...

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Posted On Sep 07, 26
Full-time 2 views Experience : 3-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Practice Area:
Corporate - Securities and Capital Markets Corporate - General

company reporting, compliance, corporate governance, and capital markets, working closely with public companies. This role offers the opportunity to be part of a dynamic securities practice within a leading... global law thorough legal research and analysis to support transac...

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