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Securities Exchange Act Of 1934 Jobs in Rancho Santa Fe

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United States
Posted On Sep 07, 26
Full-time 4 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

Title Capital Markets / Public Company Associate Job Responsibilities - Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Assist/manage a variety of complex transactions from...

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Posted On Sep 01, 26
Full-time 4 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance depositions Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance depositions Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials

Title: Senior Capital Markets Associate Job Responsibilities: - Conduct thorough and comprehensive legal research and analysis to support case/transaction preparation and strategy. - Draft well-written, error-free, and reasoned legal documents, including briefs, motions, contracts, and correspondence. - Assist/manage a variety of complex cases/transactions from...

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Posted On Sep 01, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

markets, with a focus on day-to-day interactions with public companies. The role is part of a growing securities practice within a leading... global law firm that caters to life science, technology, and digital asset verticals for innovative issuer and u...

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Posted On Sep 10, 26
Full-time 5 views Experience : 5-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements Corporate Law Financial Institutions FINRA health insurance Investment Advisers Act of 1940 Litigation M&A Partnership regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements Corporate Law Financial Institutions FINRA health insurance Investment Advisers Act of 1940 Litigation M&A Partnership regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws

Lead and oversee complex securities transactions. - Provide regulatory... counsel for investment advisers, broker-dealers, and private funds. - Handle RIA, BD, and private fund formations, along with other investment-related agreements. 2. **Regulatory Compliance:** - Advise broker-dealers, RIAs, investment companies, and...

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Posted On Sep 16, 26
Full-time 3 views Experience : 3-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets corporate governance equity Securities underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets corporate governance equity Securities underwriters

duties include but are not limited to: - Managing '33 and '34 Act matters, which pertain to... the Securities Act of 1933 and... the... Securities Exchange Act of 1934. -... Engaging in... various capital markets activities, including Initial Public Offerings (IPOs), fo...

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Posted On Sep 16, 26
Full-time 4 views Experience : 3-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets corporate governance equity Securities underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets corporate governance equity Securities underwriters

Corporate Practice Group. Responsibilities and duties include, but are not limited to: - Handling matters related to the Securities Act of 1933 and... the Securities Exchange Act of 1934... ('33 and '34 Act matters). - Engaging in Capital... Markets transactions. - Managing...

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Posted On Aug 11, 26
Full-time 9 views Experience : 2-17 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General

OverviewA law firm seeks a mid- to senior-level Capital Markets and Securities Attorney to join their... Corporate Team in Southern California. The ideal candidate will have 5-10 years of experience advising clients on securities compliance and capital markets... transactions, supporting...

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