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Securities Exchange Act Of 1934 Jobs in Redwood City

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United States
Posted On Jul 06, 26
Full-time 3 views Experience : 5-7 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - Contract Law Corporate - General
Job Tags:
agreements cryptocurrency equity estates Ethics finance financial products FINRA Government health insurance Insurance Litigation marketing Privacy Securities Securities Exchange Act of 1934 trusts
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - Contract Law Corporate - General
Job Tags:
agreements cryptocurrency equity estates Ethics finance financial products FINRA Government health insurance Insurance Litigation marketing Privacy Securities Securities Exchange Act of 1934 trusts

Title: Assistant General Counsel Job Responsibilities: - Navigate complex regulatory frameworks to assist in designing innovative financial products and services. - Identify and draft necessary changes to the company's systems and procedures to comply with new rules or guidance from regulators. - Engage with...

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Posted On Jul 15, 26
Full-time 1 views Experience : 2-3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
acquisitions Biotechnology board of directors Capital Markets Commercial Law Computer Science corporate governance Corporate Law corporate transactions due diligence equity finance Intellectual Property Joint Ventures life sciences Medical Device Medicine mergers Mergers and Acquisitions NASDAQ physicians SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
acquisitions Biotechnology board of directors Capital Markets Commercial Law Computer Science corporate governance Corporate Law corporate transactions due diligence equity finance Intellectual Property Joint Ventures life sciences Medical Device Medicine mergers Mergers and Acquisitions NASDAQ physicians SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934

Counsel – Corporate & Securities Job Responsibilities: Securities Law &... 16 filings, Form 144s, and registration statements. - Advise on securities law compliance, SEC disclosure... requirements, Regulation FD, Nasdaq listing standards, insider trading policies, and public company reporting obligations. - Coordinat...

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Posted On Jul 15, 26
Full-time 1 views Experience : 2-3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
acquisitions Biotechnology board of directors Capital Markets Commercial Law Computer Science corporate governance Corporate Law corporate transactions due diligence equity finance Intellectual Property Joint Ventures life sciences Medical Device Medicine mergers Mergers and Acquisitions NASDAQ physicians SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
acquisitions Biotechnology board of directors Capital Markets Commercial Law Computer Science corporate governance Corporate Law corporate transactions due diligence equity finance Intellectual Property Joint Ventures life sciences Medical Device Medicine mergers Mergers and Acquisitions NASDAQ physicians SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934

Counsel - Corporate & Securities Job Responsibilities: - Lead the preparation... 144s, and registration statements. - Advise business partners on securities law compliance, SEC disclosure... requirements, Regulation FD, Nasdaq listing standards, insider trading policies, and public company reporting obligations. - Partner cross-functionally with Finance...

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Posted On Jul 17, 26
Full-time 2 views Experience : 5-7 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
agreements cryptocurrency equity estates Ethics finance financial products FINRA Government health insurance Insurance Litigation marketing Privacy Securities Securities Exchange Act of 1934 trusts
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Corporate - General
Job Tags:
agreements cryptocurrency equity estates Ethics finance financial products FINRA Government health insurance Insurance Litigation marketing Privacy Securities Securities Exchange Act of 1934 trusts

Title: Assistant General Counsel, Regulatory Job Responsibilities: - Navigate complex regulatory frameworks to help the business design innovative financial products and services. - Identify and draft necessary changes to the company's systems and procedures to comply with new rules and regulations. - Engage with...

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Posted On Jul 07, 26
Full-time 1 views Experience : Min 7 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
Ethics finance FINRA Government Securities Exchange Act of 1934 securities laws
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
Ethics finance FINRA Government Securities Exchange Act of 1934 securities laws

Title: Assistant General Counsel, Regulatory Job Responsibilities: - Provide practical, strategic, and proactive legal advice to business and compliance leaders on a broad range of regulatory matters, with a focus on broker-dealer and investment adviser regulations. - Respond to and manage regulatory inquiries...

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Posted On Sep 23, 26
Full-time 4 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - Compliance Corporate - General
Job Tags:
Capital Markets corporate governance corporate transactions credit facilities Data Protection Employee Rights equity Genetics M&A SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - Compliance Corporate - General
Job Tags:
Capital Markets corporate governance corporate transactions credit facilities Data Protection Employee Rights equity Genetics M&A SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange

involves working on corporate securities, transactions, and compliance matters... in a fast-paced in-house environment. The position reports to the Senior Director, Corporate Legal and is based at the company's headquarters, with a hybrid remote work policy requiring three days in...

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Posted On Jul 10, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - Compliance Corporate - General
Job Tags:
acquisitions agreements Bribery Capital Markets corporate compliance corporate governance Corporate Law corporate transactions Cybersecurity Data Protection due diligence entertainment equity equity financing FCPA finance Genetics global trade M&A mergers Mergers and Acquisitions NYSE Privacy Securities Securities Act of 1933 Securities Exchange Act of 1934
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - Compliance Corporate - General
Job Tags:
acquisitions agreements Bribery Capital Markets corporate compliance corporate governance Corporate Law corporate transactions Cybersecurity Data Protection due diligence entertainment equity equity financing FCPA finance Genetics global trade M&A mergers Mergers and Acquisitions NYSE Privacy Securities Securities Act of 1933 Securities Exchange Act of 1934

Legal and M&A Job Responsibilities: - Securities & SEC Reporting: -... filings (Forms 3, 4, and 5). - Advise on compliance with the Securities Act of 1933, the... Securities Exchange Act of 1934,... SEC rules, NYSE listing... standards, and Delaware corporate law...

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Posted On Jul 21, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
board of directors Capital Markets corporate governance Corporate Law credit facilities due diligence equity finance M&A SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
board of directors Capital Markets corporate governance Corporate Law credit facilities due diligence equity finance M&A SEC filings Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange

Title: Director, Corporate Legal and M&A Job Responsibilities: - Lead the legal aspects of mergers and acquisitions (M&A) and other strategic transactions. This includes managing due diligence, drafting and negotiating transaction documents, and overseeing legal aspects of post-closing integration. - Collaborate...

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Posted On Sep 01, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

Title Capital Markets / Public Company Of Counsel Job Responsibilities Legal Research: Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. Legal Writing: Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. Transaction Assistance and Management: Assist/manage...

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Posted On Sep 07, 26
Full-time 3 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

Title: Capital Markets / Public Company Associate Job Responsibilities: - Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Assist/Manage a variety...

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Posted On Sep 15, 26
Full-time
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Securities

Associate - Corporate - Securities Regulation & Corporate Governance Job... with a focus on securities regulation and corporate governance. -... Draft, review, and negotiate various corporate documents including but not limited to SEC filings, registration statements, proxy statements, and other corporate governance...

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Posted On Aug 31, 26
Full-time 1 views Experience : 5-7 yrs required
Practice Area:
Government and Government Relations Administrative Law Government - General
Job Tags:
agreements AML data privacy ETFs Financial Institutions financial products FinCEN FINRA health benefits hedge funds Litigation marketing Money Laundering OFAC Privacy Securities Exchange Act of 1934 securities laws stage startup stock options
Practice Area:
Government and Government Relations Administrative Law Government - General
Job Tags:
agreements AML data privacy ETFs Financial Institutions financial products FinCEN FINRA health benefits hedge funds Litigation marketing Money Laundering OFAC Privacy Securities Exchange Act of 1934 securities laws stage startup stock options

Counsel Job Responsibilities - Navigate complex regulatory frameworks to help the business design and implement innovative financial products and services. - Lead legal reviews of product design, marketing, and customer onboarding processes to ensure compliance with applicable regulations while enabling business growth. - Support...

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Posted On Jul 20, 26
Full-time 3 views Experience : 5-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
ADA Americans with Disabilities Act corporate governance equity export control family finance Government government affairs green card Insurance licensing marketing NASDAQ Privacy Securities Securities Act of 1933 securities laws stage
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
ADA Americans with Disabilities Act corporate governance equity export control family finance Government government affairs green card Insurance licensing marketing NASDAQ Privacy Securities Securities Act of 1933 securities laws stage

Job Title: Senior Counsel, Securities Job Responsibilities: As a Senior Counsel,... Securities at the company, you... will play a pivotal role in supporting the company's public company reporting, disclosure obligations, and corporate governance activities. Your responsibilities will include: - Leading the preparation, review,...

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Posted On Sep 18, 26
Full-time 5 views Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
artificial intelligence asset management directors Domestic Violence ETFs fund formation Investment Advisers Act of 1940 Mergers and Acquisitions Mutual Funds Privacy registered investment companies Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
artificial intelligence asset management directors Domestic Violence ETFs fund formation Investment Advisers Act of 1940 Mergers and Acquisitions Mutual Funds Privacy registered investment companies Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws

within the Corporate Department, your primary responsibility is to provide comprehensive legal advice and guidance to clients concerning registered investment companies. These include mutual funds, exchange-traded funds (ETFs), listed closed-end... funds, interval funds, tender offer funds, and business development com...

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Posted On Sep 08, 26
Full-time 16 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements banking blockchain Capital Markets construction consumer finance cryptocurrency derivatives equity equity financing finance Financial Institutions financial products Insurance insurance coverage Investment Advisers Act of 1940 lending marketing NASDAQ Privacy Securities Securities Act of 1933 Securities Exchange Act of 1934
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements banking blockchain Capital Markets construction consumer finance cryptocurrency derivatives equity equity financing finance Financial Institutions financial products Insurance insurance coverage Investment Advisers Act of 1940 lending marketing NASDAQ Privacy Securities Securities Act of 1933 Securities Exchange Act of 1934

on federal and state securities, banking, and insurance laws... and rules. - Offer day-to-day legal, business, and strategic advice to internal markets-focused teams, addressing challenges and proposing solutions in the development and implementation of innovative Real-World Asset digital tokens and related...

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Posted On Jul 20, 26
Full-time 3 views Experience : 5-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
ADA Americans with Disabilities Act corporate governance equity export control family finance Government government affairs green card Insurance licensing marketing NASDAQ Privacy Securities Securities Act of 1933 securities laws stage
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
ADA Americans with Disabilities Act corporate governance equity export control family finance Government government affairs green card Insurance licensing marketing NASDAQ Privacy Securities Securities Act of 1933 securities laws stage

Job Title: Senior Counsel, Securities Job Responsibilities: As a Senior Counsel... in the Securities division, you will play... a crucial role in supporting the company's public reporting, disclosure obligations, and corporate governance activities. The responsibilities include: - Leading the preparation, review, and filing...

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Posted On Sep 01, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

Title: Capital Markets / Public Company Of Counsel Job Responsibilities: - Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Assist/Manage a variety of complex...

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Posted On Aug 03, 26
Full-time 1 views Experience : 4-20 yrs required
Practice Area:
Corporate - General Corporate - Securities and Capital Markets
Practice Area:
Corporate - General Corporate - Securities and Capital Markets

public company reporting and compliance, corporate governance, and capital markets, working closely with public companies. This position offers the opportunity to join a dynamic securities practice within a leading... global law thorough legal research and analysis to support transac...

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