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Securities Exchange Act Of 1934 Jobs in Whittier

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United States
Posted On Sep 08, 26
Full-time 17 views Experience : 6-7 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - General
Job Tags:
acquisitions board of directors corporate governance directors divestitures entity formation equity Ethics finance Insurance Joint Ventures M&A mergers NYSE Paternity Securities Securities Act of 1933 Securities Exchange Act of 1934
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - General
Job Tags:
acquisitions board of directors corporate governance directors divestitures entity formation equity Ethics finance Insurance Joint Ventures M&A mergers NYSE Paternity Securities Securities Act of 1933 Securities Exchange Act of 1934

Job Title: Director, Counsel, Securities, Governance and M&A Job Responsibilities: -... finance transactions. This includes conducting diligence, structuring, drafting, and negotiating transaction documents, and coordinating with cross-functional and external advisors. - Ensure compliance with Federal Securities, SEC, and NYSE rules... and regulations, includi...

Posted On Sep 01, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

Title: Capital Markets / Public Company Of Counsel Job Responsibilities: - Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Assist/manage a variety of complex...

Posted On Sep 07, 26
Full-time 4 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

Title: Capital Markets / Public Company Associate Job Responsibilities: - Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Assist/manage a variety of complex...

Posted On Sep 15, 26
Full-time 2 views Experience : 3-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Securities

Associate - Corporate - Securities Regulation & Corporate Governance... in the Corporate - Securities Regulation & Corporate Governance... in the areas of securities regulation and corporate governance.... clients on compliance with securities laws and regulations, including... the Securities Act of 1933 and......

Posted On Sep 15, 26
Full-time 1 views Experience : 2-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Securities

Associate - Corporate - Securities Regulation & Corporate Governance... advice and guidance on securities regulation and corporate governance... with federal and state securities laws and regulations. - Draft,... review, and negotiate a wide range of corporate documents, including disclosure documents, governance...

Posted On Aug 25, 26
Full-time Experience : Min 10 yrs required
Practice Area:
Government and Government Relations Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials
Practice Area:
Government and Government Relations Government - General
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Director, Enforcement is responsible for managing a team of 5-8 Enforcement attorneys, overseeing the development and resolution of enforcement cases through all stages from inception to completion. The Director is tasked with ensuring that the outcome...

Posted On Jul 29, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Government and Government Relations Administrative Law Government - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage
Practice Area:
Government and Government Relations Administrative Law Government - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage

Title: Attorney - Operations, Technology and Regulatory Team Job Responsibilities: - Provide legal advice and strategic counsel on prudential banking regulation, corporate activities, investments, affiliate transactions, and new products and services, including innovative products or money movement solutions like stablecoins and digital...

Posted On Sep 11, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Government and Government Relations Government / Public Law Government - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage
Practice Area:
Government and Government Relations Government / Public Law Government - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage

Title:** Senior Associate General Counsel - Strategic Initiatives Regulatory Counsel **Job Responsibilities:** The Senior Associate General Counsel at the company will play a crucial role in providing legal advice and strategic counsel to the bank, particularly in the context of prudential banking regulation,...

Posted On Jul 26, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - Contract Law Corporate - General
Job Tags:
agreements Capital Markets Commercial Contracts contracts criminal domestic partner family Financial Industry Regulatory Authority FINRA Securities Securities Exchange Act of 1934 wealth management
Practice Area:
Corporate - Contract Law Corporate - General
Job Tags:
agreements Capital Markets Commercial Contracts contracts criminal domestic partner family Financial Industry Regulatory Authority FINRA Securities Securities Exchange Act of 1934 wealth management

Title: Vice President, Contracts Attorney Job Responsibilities: - Draft, negotiate, review, and manage a wide variety of contracts, including but not limited to corporate agreements, commercial contracts, and vendor agreements. - Provide advice and counsel on structuring, drafting, negotiating, and interpreting contracts and...

Posted On Sep 08, 26
Full-time 1 views Experience : 5-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
acquisitions agreements board of directors closing documents corporate governance corporate transactions directors divestitures due diligence export control fiduciary finance Government Insurance Joint Ventures letters of intent mergers Mergers and Acquisitions NASDAQ refugees Securities Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
acquisitions agreements board of directors closing documents corporate governance corporate transactions directors divestitures due diligence export control fiduciary finance Government Insurance Joint Ventures letters of intent mergers Mergers and Acquisitions NASDAQ refugees Securities Securities Exchange Act of 1934 securities laws

Title Corporate Attorney Job Responsibilities - Advise senior leaders, executive officers, the Board of Directors, and Board committees on corporate governance matters. - Support the preparation of Board and committee materials, including agendas, resolutions, minutes, written consents, and governance documentation....

Posted On Jun 12, 26
Full-time 11 views Experience : 5-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Affirmative Action agreements Capital Markets corporate governance due diligence equity initial public offerings Mergers and Acquisitions offering memoranda Securities Securities Exchange Act of 1934 securities laws underwriters Women
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Affirmative Action agreements Capital Markets corporate governance due diligence equity initial public offerings Mergers and Acquisitions offering memoranda Securities Securities Exchange Act of 1934 securities laws underwriters Women

Title: Capital Markets & Securities Attorney Job Responsibilities: The Capital... Markets & Securities Attorney will be responsible... for advising clients on various capital markets transactions, including initial public offerings, follow-on offerings, at-the-market offerings, and private placements. The role involves representing issuers,...

Posted On Sep 15, 26
Full-time 1 views
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Securities

Associate - Corporate - Securities Regulation & Corporate Governance Job... Corporate department, specializing in Securities Regulation & Corporate Governance,... of the law firm. Key responsibilities include: - Advising clients on compliance with securities laws and regulations, including... the Securities Act of 1933...

Posted On Aug 04, 26
Full-time Experience : 4-20 yrs required
Practice Area:
Corporate - General Corporate - Securities and Capital Markets
Practice Area:
Corporate - General Corporate - Securities and Capital Markets

public company reporting and compliance, corporate governance, and capital markets, working closely with public companies. This position offers the opportunity to join a dynamic securities practice within a leading... thorough legal research and analysis to support legal document...

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