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Securities Jobs in Roanoke

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United States
Posted On Sep 17, 26
Full-time 4 views Experience : 5-7 yrs required
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
criminal Employee Benefits Law ERISA finance FINRA government relations Immigration Investment Advisers Act of 1940 Legislation and Regulation LLC marketing Securities Securities Exchange Act of 1934 securities laws
Practice Area:
ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
criminal Employee Benefits Law ERISA finance FINRA government relations Immigration Investment Advisers Act of 1940 Legislation and Regulation LLC marketing Securities Securities Exchange Act of 1934 securities laws

Title: Attorney for Workplace Investing Legal Team Job Responsibilities: The role involves joining the legal team within the Workplace Investing (WI) division at the company. The primary responsibilities include: - Advising on defined contribution plan recordkeeping, administration, trust, and institutional business. - Assisting with...

Posted On Aug 03, 26
Full-time 3 views Experience : 4-7 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - Compliance Corporate - General
Job Tags:
agreements banking Banking Law banking laws blockchain family finance Insurance marketing partnerships regulatory compliance securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - Compliance Corporate - General
Job Tags:
agreements banking Banking Law banking laws blockchain family finance Insurance marketing partnerships regulatory compliance securities laws

Title: Director Legal Counsel - Digital Assets Job Responsibilities: - Provide legal support for platforms offering digital assets products to customers of the company and its affiliates. - Engage in strategic initiatives, regulatory compliance, and negotiate agreements with product issuers or advisers. - Offer...

Posted On Aug 03, 26
Full-time Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management Corporation derivatives ETFs family finance Insurance investment management marketing partnerships regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management Corporation derivatives ETFs family finance Insurance investment management marketing partnerships regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934

Title: Director Legal Counsel - Exchange Traded Products and Derivatives Job Responsibilities: - Provide legal support for exchange traded products (ETPs) managed or sponsored by the company. - Involved in strategy and development, drafting offering documents, initial offering, and ongoing...

Posted On Jul 20, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Employment Law - General Litigation - General (consumer)
Job Tags:
criminal ERISA FINRA Immigration Investment Advisers Act of 1940 Litigation Securities Securities Exchange Act of 1934
Practice Area:
Employment Law - General Litigation - General (consumer)
Job Tags:
criminal ERISA FINRA Immigration Investment Advisers Act of 1940 Litigation Securities Securities Exchange Act of 1934

Title: Paralegal Job Responsibilities: - Support Litigation, Regulatory, and Employment attorneys by managing a broad range of legal matters such as litigation, arbitration, regulatory inquiries, and employment disputes. - Conduct matter intake and assessment to determine the scope and needs of each case. -...

Posted On Jul 22, 26
Full-time 5 views
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Corporate Law finance fund formation M&A private equity Securities
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Corporate Law finance fund formation M&A private equity Securities

partner-driven environment at a premier corporate law firm. The primary responsibilities include: - Engaging in sophisticated middle-market transactions with a focus on M&A, private equity, securities, corporate governance, secured finance,... fund formation, and related matters. - Demonstrating exceptional contract drafting ability wit...

Posted On Aug 27, 26
Full-time 2 views Experience : Max 5 yrs required
Practice Area:
Corporate - Contract Law Corporate - Compliance Corporate - General
Job Tags:
construction contracts corporate governance Corporation finance financial services litigation Insurance Litigation renewals
Practice Area:
Corporate - Contract Law Corporate - Compliance Corporate - General
Job Tags:
construction contracts corporate governance Corporation finance financial services litigation Insurance Litigation renewals

Overview Company is a market leader in agricultural, construction, turf, and utility equipment, recognized for engineering excellence, product durability, and a strong commitment to supporting the people who build and sustain communities across North America. Job Title Paralegal Job Responsibilities The Paralegal...

Posted On Sep 01, 26
Full-time 1 views Experience : 6-6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Affirmative Action board of directors Capital Markets corporate governance corporate transactions credit facilities directors due diligence equity Equity Compensation equity financing finance Joint Ventures lending mergers Mergers and Acquisitions NASDAQ NYSE SEC filings Securities securities laws stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Affirmative Action board of directors Capital Markets corporate governance corporate transactions credit facilities directors due diligence equity Equity Compensation equity financing finance Joint Ventures lending mergers Mergers and Acquisitions NASDAQ NYSE SEC filings Securities securities laws stock exchange

on matters related to securities law compliance, corporate governance,... capital markets transactions, and public company reporting obligations. This role involves close collaboration with executive leadership, Finance, Accounting, Treasury, Investor Relations, Human Resources, and the Board of Directors to ensure adherence...

Posted On Jul 01, 26
Full-time 9 views Experience : 3-5 yrs required
Practice Area:
Corporate - Contract Law Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets Insurance securitization
Practice Area:
Corporate - Contract Law Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets Insurance securitization

Title: Transactions Counsel Job Responsibilities: - Draft, review, and negotiate a variety of servicing-related agreements including third-party client servicing agreements, securitization servicing agreements, and ancillary documents such as servicer notices, joinders, and DACAs. - Draft, review, and negotiate securitization documents including pooling and...

Posted On Sep 23, 26
Full-time 30 views Experience : 15-20 yrs required
Practice Area:
Finance - Structured Finance Finance - General
Job Tags:
agreements Capital Markets Insurance securitization
Practice Area:
Finance - Structured Finance Finance - General
Job Tags:
agreements Capital Markets Insurance securitization

Title: Senior Counsel - Mortgage Servicing Transactions Job Responsibilities: - Draft, review, and negotiate a variety of servicing-related agreements, including third-party client servicing agreements, securitization servicing agreements, and ancillary documents such as servicer notices, joinders, and DACAs. - Draft, review, and negotiate securitization...

Posted On Sep 14, 26
Full-time 5 views
Practice Area:
Physics Electrical Engineering Computer Science Hardware Software Computer Engineering Mechanical Patent Agents/Technical Specialists - Hard Sciences
Job Tags:
child Computer Science Electrical Engineering Insurance licensing Patent patent licensing patents Paternity Physics telecom
Practice Area:
Physics Electrical Engineering Computer Science Hardware Software Computer Engineering Mechanical Patent Agents/Technical Specialists - Hard Sciences
Job Tags:
child Computer Science Electrical Engineering Insurance licensing Patent patent licensing patents Paternity Physics telecom

Title: Patent Professional Job Responsibilities: - Directly impact the development of the company's patent portfolio for the 6th generation cellular communication system standardized within the 3GPP. - Responsible for the development and support of the standard essential patent (SEP) portfolio, focusing primarily on...

Posted On Aug 11, 26
Full-time 1 views Experience : 8-10 yrs required
Practice Area:
Health Care - Compliance, Transactions, HIPAA Data Privacy - Transactional Health Care - General
Job Tags:
ADA agreements Americans with Disabilities Act Cybersecurity data privacy Data Protection due diligence employee benefits False Claims Act family FDA finance healthcare regulatory HIPAA Insurance licensing licensing agreements life sciences marketing partnerships Privacy renewals spouse Stark Law title
Practice Area:
Health Care - Compliance, Transactions, HIPAA Data Privacy - Transactional Health Care - General
Job Tags:
ADA agreements Americans with Disabilities Act Cybersecurity data privacy Data Protection due diligence employee benefits False Claims Act family FDA finance healthcare regulatory HIPAA Insurance licensing licensing agreements life sciences marketing partnerships Privacy renewals spouse Stark Law title

Title: Commercial and Healthcare Regulatory Counsel Job Responsibilities: - Draft, review, and negotiate commercial agreements, including pharmacy services agreements, PBM network participation agreements, payer/client agreements, specialty pharmacy arrangements, data sharing agreements, BAAs/DPAs, SaaS and technology agreements, licensing agreements, MSAs, and SOWs. - Manage...

Posted On Sep 23, 26
Full-time 1 views Experience : Min 1 yrs required
Job Tags:
ADA Americans with Disabilities Act Case Law Controlled Substances criminal employee benefits Ethics evidence FECA federal government Felony Government Insurance International Law JOBS Act marijuana Privacy Rule of Law social security spouse stage title Transportation
Job Tags:
ADA Americans with Disabilities Act Case Law Controlled Substances criminal employee benefits Ethics evidence FECA federal government Felony Government Insurance International Law JOBS Act marijuana Privacy Rule of Law social security spouse stage title Transportation

Title: Human Resources Specialist (Employee Benefits) Job Responsibilities: - Manage assigned workers' compensation cases by ensuring all required documentation is collected, accurately filed, and maintained in the agency's system. - Monitor case status, establish and update plans of action, and ensure compliance with...

Posted On Jul 14, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Finance - Banking Finance - Structured Finance Finance - General
Job Tags:
agreements Capital Markets confidentiality agreements derivatives due diligence escrow Insurance ISDA marketing mortgage loans NYSE purchase and sale agreements Securities securities laws securitization structured finance
Practice Area:
Finance - Banking Finance - Structured Finance Finance - General
Job Tags:
agreements Capital Markets confidentiality agreements derivatives due diligence escrow Insurance ISDA marketing mortgage loans NYSE purchase and sale agreements Securities securities laws securitization structured finance

Title: SVP, Corporate Associate General Counsel Job Responsibilities: The SVP, Corporate Associate General Counsel at the company is responsible for handling a variety of complex legal duties within the Capital Markets and Secondary Marketing sectors. The primary responsibilities include: - Reviewing, negotiating,...

Posted On Sep 14, 26
Full-time 1 views Experience : 1-4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance
Job Tags:
agreements board of directors construction contracts corporate governance due diligence entity formation Insurance NYSE SEC filings Securities stock exchange title
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - Compliance
Job Tags:
agreements board of directors construction contracts corporate governance due diligence entity formation Insurance NYSE SEC filings Securities stock exchange title

entity formation, and compliance with regulatory bodies such as the US Securities and Exchange Commission (SEC).... Key responsibilities include: - Familiarity with corporate legal matters. - Drafting and reviewing corporate agreements and contracts. - Assisting in due diligence for corporate and financing transaction...

Posted On Jul 30, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - General
Job Tags:
agreements Commercial Contracts construction contracts indemnity information technology Insurance licensing licensing agreements marketing Privacy Software stock exchange technology transactions title
Practice Area:
Corporate - Technology Transactions Corporate - General
Job Tags:
agreements Commercial Contracts construction contracts indemnity information technology Insurance licensing licensing agreements marketing Privacy Software stock exchange technology transactions title

Title: Technology Counsel Job Responsibilities: - Review and negotiate complex commercial transactions and agreements, including licensing and technology agreements. - Provide legal guidance and support concerning e-commerce, home sale transactions, marketing, financial services, information technology, and other emerging issues. - Offer legal advice on...

Posted On Aug 24, 26
Full-time 14 views
Practice Area:
Adoption Law Divorce Law Family Law - General
Job Tags:
ADA Americans with Disabilities Act child children civil litigation Cybersecurity directors entertainment family Family Law FLSA health insurance I-9 Insurance Litigation pleadings Software title
Practice Area:
Adoption Law Divorce Law Family Law - General
Job Tags:
ADA Americans with Disabilities Act child children civil litigation Cybersecurity directors entertainment family Family Law FLSA health insurance I-9 Insurance Litigation pleadings Software title

Title: Legal CPS Regional Attorney III Job Responsibilities: The Legal CPS Regional Attorney III provides direct representation in court for Child Protective Services (CPS) in legal cases. The role involves offering expertise, guidance, and instruction in family law, civil litigation, and agency...

Posted On Aug 24, 26
Full-time 5 views Experience : Min 5 yrs required
Practice Area:
Adoption Law Divorce Law Family Law - General
Job Tags:
ADA Americans with Disabilities Act appeals appellate Case Law child Child Protective Services children civil litigation civil procedure contracts Cybersecurity depositions entertainment evidence family FLSA health insurance I-9 Insurance Litigation Mediation Practice of Law Probate Remedies Software state government title trials
Practice Area:
Adoption Law Divorce Law Family Law - General
Job Tags:
ADA Americans with Disabilities Act appeals appellate Case Law child Child Protective Services children civil litigation civil procedure contracts Cybersecurity depositions entertainment evidence family FLSA health insurance I-9 Insurance Litigation Mediation Practice of Law Probate Remedies Software state government title trials

Title: DFPS Regional Managing Attorney V Job Responsibilities: The DFPS Regional Managing Attorney V is responsible for performing highly advanced legal work within the Department of Family and Protective Services (DFPS) Legal Services Division. The role involves directing and planning legal activities,...

Posted On Jul 16, 26
Full-time 2 views
Practice Area:
Bankruptcy-General Education - General Family Law - General Government - General Social Security Law Health Care - General Employment Law - General Real Estate - Foreclosure (Litigation) Real Estate - General Tax - General Probate
Job Tags:
Bankruptcy civil procedure evidence family Family Law Insurance Litigation pleadings Probate sexual assault social security
Practice Area:
Bankruptcy-General Education - General Family Law - General Government - General Social Security Law Health Care - General Employment Law - General Real Estate - Foreclosure (Litigation) Real Estate - General Tax - General Probate
Job Tags:
Bankruptcy civil procedure evidence family Family Law Insurance Litigation pleadings Probate sexual assault social security

Title: Staff Attorney Job Responsibilities: The Staff Attorney will be responsible for providing high-quality legal representation to low-income and indigent clients. Key duties include: - Interviewing clients and witnesses with cultural competence and trauma-informed practices. - Conducting legal research, gathering evidence, and advising clients...

Posted On Sep 01, 26
Full-time 3 views Experience : 1-3 yrs required
Practice Area:
Tax - Controversy and Dispute Resolution Tax - IRS Audits and Appeals Tax - General
Job Tags:
Administrative Procedure Act agreements Bankruptcy Civil Rights criminal electronic discovery Ethics federal government fingerprints FOIA Freedom of Information Act Government I-9 Litigation pleadings Privacy RICO Rule of Law social security Taxation Telecommunications
Practice Area:
Tax - Controversy and Dispute Resolution Tax - IRS Audits and Appeals Tax - General
Job Tags:
Administrative Procedure Act agreements Bankruptcy Civil Rights criminal electronic discovery Ethics federal government fingerprints FOIA Freedom of Information Act Government I-9 Litigation pleadings Privacy RICO Rule of Law social security Taxation Telecommunications

Title: General Attorney (Tax) (Senior Counsel) - P&A Job Responsibilities: - Provide expert advice and litigation support on complex tax matters involving procedural aspects of filing returns, paying taxes, assessment and collection of taxes, abatement, credits, refunding of overpayments, disclosure, privacy, FOIA,...

Posted On Aug 14, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General ERISA/Executive Compensation Transactions & Compliance Tax - Employee Benefits & Executive Compensation ERISA - General Tax - General
Job Tags:
board of directors Capital Markets corporate governance corporate transactions directors equity Equity Compensation family finance NASDAQ Partnership regulatory compliance Retirement Planning securities laws stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - General ERISA/Executive Compensation Transactions & Compliance Tax - Employee Benefits & Executive Compensation ERISA - General Tax - General
Job Tags:
board of directors Capital Markets corporate governance corporate transactions directors equity Equity Compensation family finance NASDAQ Partnership regulatory compliance Retirement Planning securities laws stock exchange

Title Vice President, Associate General Counsel – Corporate Job Responsibilities The Vice President, Associate General Counsel – Corporate is tasked with overseeing several critical functions within the company. This includes managing the company's SEC compliance program, leading corporate governance efforts,...

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