Securities Jobs in Roxbury

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United States
Posted On Sep 18, 26
Full-time 4005 views 8 applications

regional law firm with offices in Greenwich, Connecticut and New York City has an immediate opening for an associate attorney to work in the business/commercial department out of our Greenwich, Connecticut office. We are looking for an associate attorney with New...

Posted On Aug 07, 26
Full-time 2 views

in assisting with mergers and acquisitions, venture capital financings, corporate governance, securities compliance, and other transactional... matters. The position provides the opportunity to collaborate closely with attorneys and clients on a wide range of sophisticated corporate transactions and ongoing corpora...

Full-time 3 views Experience : Min 15 yrs required

Title: Chief Compliance Officer Job Responsibilities: - Design, implement, and maintain a comprehensive compliance program covering Registered Investment Adviser (RIA), Broker-Dealer (B/D), and 40 Act registered fund obligations, including all policies, procedures, testing, and supervisory controls. - Monitor proposed SEC,...

Full-time 2 views Experience : 2-5 yrs required

Title: Corporate, M&A and Securities Mid-Level Associate Job Responsibilities: The role... a Corporate, M&A and Securities Mid-Level Associate at the... law firm involves several key responsibilities, primarily focusing on mergers and acquisitions (M&A) and private equity transactions. The successful candidate will be...

Full-time 3 views Experience : 5-7 yrs required

Corporate, M&A and Securities Senior Associate Job Title: Corporate,... M&A and Securities Senior Associate Job Responsibilities: The senior... the Corporate M&A and Securities Practice at the law... firm. The primary responsibilities include handling M&A and private equity transactions. The candidate should have a...

Full-time 3 views Experience : Min 4 yrs required

Title: Finance/Corporate Trust Attorney Job Responsibilities: - Join the Corporate Trust practice, which is nationally renowned and well-established within the law firm. - Collaborate with the capital markets and loan agency departments of major national banks and other financial institutions. - Represent clients as...

Full-time 1 views Experience : 1-3 yrs required

pleadings, discovery requests/responses, and motions. - Participate in civil litigation, white collar defense, and securities matters. - Engage in internal... investigations as required. - Collaborate with senior attorneys to develop case strategies. - Provide advocacy support in various legal proceedings. Education and Experience Information: - Cand...

Full-time 3 views Experience : 3-5 yrs required

the law firm, engaging in a variety of corporate and securities matters. Key responsibilities include: -... Handling mergers and acquisitions, private equity transactions, debt and equity financings, venture capital financings, strategic joint ventures, and capital markets transactions. - Managing corporate governance, licensin...

Full-time 2 views Experience : Min 4 yrs required

and senior management teams on regulatory matters arising under the Investment Advisers Act and other applicable securities laws and regulations. - Lead... and contribute to strategic business initiatives, including digital advice programs, technology-driven solutions and tools (Fintech), industry partnerships, the ad...

Posted On Sep 09, 26
Full-time 2 views Experience : 4-7 yrs required

Title: Capital Markets Paralegal Job Responsibilities: - SEC Reporting: The Capital Markets Paralegal is responsible for coordinating the preparation, review, and EDGAR filing of periodic reports such as Forms 10-K, 10-Q, and 8-K, as well as registration statements like Forms S-1 and...

Full-time 15 views Experience : 3-6 yrs required

specifically requires experience with Venture Capital or Mergers and Acquisitions (M&A). Additionally, the candidate will ideally have experience with securities law compliance and corporate... governance matters. Education and Experience Information: Qualified candidates should have 3 to 6 years of law firm exper...

Full-time 1 views Experience : Min 7 yrs required

drafting and negotiating core fund documents, including: - Placement memoranda - Partnership agreements - Subscription agreements - Side letters Ideal candidates will have a strong knowledge of: - Fund terms and issues impacting private investment fund sponsors and investors - Relevant securities rules and regulations An additional... responsibi...

Full-time 8 views Experience : 3-5 yrs required

Title: Private Investment Fund / Investment Management Associate (Mid-Level) Job Responsibilities: The primary responsibility of the Private Investment Fund / Investment Management Associate is to provide legal advice and support in the formation and management of private investment funds. Key...

Full-time 8 views Experience : 2-3 yrs required

core fund documents, including placement memoranda, partnership agreements, subscription agreements, and side letters. - Provide guidance on fund terms and issues impacting private investment fund sponsors and investors. - Ensure compliance with relevant securities rules and regulations. - Review... fund and co-invest documentati...

Posted On Aug 12, 26
Full-time 7 views Experience : 2-13 yrs required

its Corporate M&A and Securities Practice in Stamford. The... ideal candidate will have 5-7 years of experience, focusing on M&A and private equity transactions, with a strong understanding of acquisition agreements and related and negotiate acquisition agreements and related...

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