Securities Laws Jobs in Plainfield

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Posted On Jun 23, 26
Full-time 4 views

in various legal tasks. These tasks include researching laws, rules, and regulations, investigating... facts, and preparing documents for use in legal briefs, pleadings, appeals, and other legal actions. The role involves performing other related duties as required. Education and Experience Inform...

Full-time 3 views Experience : Min 8 yrs required

Conduct interviews with patent examiners to facilitate and advance patent prosecution. - Perform thorough patent infringement and validity analyses to support strategic decision-making. - Collaborate with legal counsel across various jurisdictions to ensure compliance with local laws and practices. - Understand and......

Posted On Sep 11, 26
Full-time 1 views

Title: Attorney Recruiting Manager Job Responsibilities: Strategic Recruiting & Talent Pipeline Management - Develop and implement the law firm's Summer Associate recruiting strategy across all offices. - Partner with firm leadership, hiring partners, and recruiting committees to identify current and future talent needs. - Evaluate...

Full-time 73 views Experience : Min 5 yrs required

Mid- to Senior-level Corporate Securities Associate The candidate will... a variety of assignments and receive valuable hands-on experience across a diverse range of disciplines, including representing public and private companies in connection with general corporate and securities laws matters, securitie...

Posted On Jun 23, 26
Full-time 3 views

Assistant is responsible for assisting in various legal processes. Key duties include: - Researching laws, rules, and regulations to... support legal proceedings. - Investigating facts pertinent to cases. - Preparing documents for use in briefs, pleadings, appeals, and other legal actions. - Performing other...

Posted On Jun 23, 26
Full-time 4 views

assisting in various legal processes within the Department. The duties include: - Researching laws, rules, and regulations. - Investigating... facts pertinent to legal actions. - Preparing documents for use in briefs, pleadings, appeals, and other legal proceedings. - Performing related duties as required to...

Posted On Jul 26, 26
Full-time

Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal... Investigator in Crypto Asset Investigations is tasked with conducting high-complexity investigations into crypto asset activities of organization member firms and their associated individuals. The role requires providing subject matter expertise to...

Full-time 1 views Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Enforcement Director is tasked with managing a team of 5-8 Enforcement attorneys. This role involves overseeing and resolving Enforcement cases from inception to completion while ensuring that each case outcome is supported by thorough factual findings...

Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the organization, the SEC, and other regulatory bodies. - Provide...

Posted On Aug 31, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Emerging Technology Intelligence Job Responsibilities: The Director of Emerging Technology Intelligence plays a critical role within the organization's Risk & Intelligence department. This position involves leading a team of analysts in the Strategic Intelligence team to identify, analyze, and assess...

Posted On Sep 08, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, offering guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across the...

Posted On Jul 26, 26
Full-time 1 views

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: The Senior Principal Investigator, Crypto Asset Investigations serves as an expert within the organization, utilizing specialized knowledge in crypto assets, blockchains, smart contracts, and other onchain technologies. The...

Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations. Key...

Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required

leading a highly skilled team of investigators focused on detecting, investigating, and mitigating crypto-related fraud and market abuse within the securities industry. Key responsibilities include: -... Lead & Manage Investigations: Provide leadership, oversight, and active day-to-day management of a team h...

Posted On Sep 01, 26
Full-time 1 views Experience : Min 5 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: The Principal Analyst, Risk Monitoring, is responsible for conducting risk monitoring activities and ongoing risk assessments of organization members, reporting directly to a Risk Monitoring Director. This senior-level position plays a crucial role in identifying...

Posted On Sep 08, 26
Full-time 1 views Experience : Min 6 yrs required

Title: Principal Analyst, Dispute Resolution Services Training Job Responsibilities: - The Principal Analyst is tasked with creating, maintaining, and updating training modules for key Dispute Resolution Services (DRS) regional job categories. - Train new regional hires. - Develop and deliver just-in-time, customized training...

Full-time 4 views Experience : Min 8 yrs required

Title: Assistant General Counsel, Contracting & Technology Job Responsibilities: - Serve as a trusted legal advisor, reporting to the Head of the Technology and IP group. - Draft and negotiate complex technology transactions and lead contract discussions related to data privacy and information...

Posted On Sep 10, 26
Full-time 6 views Experience : Max 4 yrs required

Companies (RIC), including reviewing RIC fiscal and excise tax provision work papers, financial statement disclosures, and annual book-to-tax adjustment analysis by examining the taxability of investment income/expenses, securities transactions, and complex derivatives... such as futures, options, and swaps. - Pre...

Posted On Sep 10, 26
Full-time 11 views Experience : 5-8 yrs required

Title: Manager/Senior Manager, Real Estate Tax Services Job Responsibilities: - Manage a portfolio of clients of varying size and scope; act as the point of contact for internal and external clients; build and manage client relationships - Oversee teams of tax...

Posted On Sep 01, 26
Full-time 6 views Experience : Min 3 yrs required

Title: Sr. Business Development & Marketing Coordinator Job Responsibilities: Under the direction of the Senior Business Development & Marketing Manager, the Sr. Business Development & Marketing Coordinator plays a pivotal role in supporting marketing and business development activities for the Data Privacy,...

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