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Securities Laws Jobs in Solana Beach

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United States
Posted On Jul 14, 26
Full-time 2 views Experience : Min 11 yrs required
Practice Area:
Corporate - Contract Law
Job Tags:
agreements company policies contracts Government
Practice Area:
Corporate - Contract Law
Job Tags:
agreements company policies contracts Government

Title: Contract Manager Job Responsibilities: - Manage and participate in the administration of assigned contracts, including negotiating, preparing, reviewing, approving, and maintaining those documents. - Oversee proposal preparation, contract negotiation, contract administration, and customer contact activities to ensure proper contract acquisition and fulfillment...

Posted On Jul 15, 26
Full-time 1 views
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets Securities

Title: Capital Markets & Securities Mid to Senior Level... in capital markets and securities matters. - Engage in the... preparation and review of securities offering documents, including prospectuses... with federal and state securities laws and regulations. - Assist... clients in the preparation...

Posted On Sep 10, 26
Full-time 5 views Experience : 5-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements Corporate Law Financial Institutions FINRA health insurance Investment Advisers Act of 1940 Litigation M&A Partnership regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements Corporate Law Financial Institutions FINRA health insurance Investment Advisers Act of 1940 Litigation M&A Partnership regulatory compliance Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws

Lead and oversee complex securities transactions. - Provide regulatory... counsel for investment advisers, broker-dealers, and private funds. - Handle RIA, BD, and private fund formations, along with other investment-related agreements. 2. **Regulatory Compliance:** - Advise broker-dealers, RIAs, investment companies, and...

Posted On Sep 29, 26
Full-time 4 views Experience : Min 2 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Capital Markets capital raising criminal derivatives equity family federal government high yield private equity Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Capital Markets capital raising criminal derivatives equity family federal government high yield private equity Securities

candidate will be responsible for assisting clients in raising funds through various securities products. The duties will... include: - Providing legal advice on IPOs, derivatives, high yield bonds, direct listings, and other capital markets transactions. - Navigating clients through comp...

Posted On Sep 30, 26
Full-time 5 views Experience : 2-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Capital Markets capital raising criminal derivatives equity family federal government high yield private equity Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions Capital Markets capital raising criminal derivatives equity family federal government high yield private equity Securities

Title: Associate - Corporate - Capital Markets Job Responsibilities: The Associate in the Corporate Department will primarily focus on capital markets and public company representation. The role involves providing legal advice and support on complex transactions, including IPOs, derivatives, high yield bonds,...

Posted On Sep 22, 26
Full-time 9 views Experience : Min 3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements banking contracts corporate governance Corporate Law criminal employee benefits Insurance Litigation LLC marijuana NYSE regulatory compliance Securities stock exchange
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements banking contracts corporate governance Corporate Law criminal employee benefits Insurance Litigation LLC marijuana NYSE regulatory compliance Securities stock exchange

the organization through the intricate legal landscape with confidence and integrity. Your primary responsibilities will include: - Drafting, reviewing, and negotiating agreements related to the clearing and custody business, including agreements with broker-dealers, registered investment advisors, and other securities industry counter...

Posted On Jul 15, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements banking contracts corporate governance Corporate Law criminal employee benefits Insurance Litigation LLC marijuana NYSE regulatory compliance Securities stock exchange
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements banking contracts corporate governance Corporate Law criminal employee benefits Insurance Litigation LLC marijuana NYSE regulatory compliance Securities stock exchange

the company navigates the complex legal landscape with confidence and integrity. Your primary responsibilities will include: - Drafting, reviewing, and negotiating agreements related to the clearing and custody business, including agreements with broker-dealers, registered investment advisors, and other securities industry counterparties....

Posted On Jul 15, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Contract Law Real Estate - Finance Real Estate- Commercial Transactions Real Estate - Purchase and Sale (Commercial) Real Estate - General Corporate - General
Job Tags:
acquisitions agreements banking commercial real estate contracts corporate governance criminal employee benefits Insurance marijuana mergers NYSE stock exchange
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Contract Law Real Estate - Finance Real Estate- Commercial Transactions Real Estate - Purchase and Sale (Commercial) Real Estate - General Corporate - General
Job Tags:
acquisitions agreements banking commercial real estate contracts corporate governance criminal employee benefits Insurance marijuana mergers NYSE stock exchange

Title: FVP, Associate General Counsel Job Responsibilities: The Associate General Counsel is responsible for providing legal expertise and strategic guidance to support the organization’s operations and compliance efforts. Key responsibilities include: - Drafting, reviewing, and negotiating transaction documents, focusing primarily on mergers &...

Posted On Sep 01, 26
Full-time 4 views Experience : 1-3 yrs required
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - Securities and Capital Markets Energy and Oil & Gas - Transactional Electric Power - Transactional Energy - Renewables - Transactional Corporate - General Energy and Oil & Gas - General
Job Tags:
contracts corporate transactions developers Energy equity Financial Institutions Insurance Joint Ventures M&A Mergers and Acquisitions project development project finance trials
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - Securities and Capital Markets Energy and Oil & Gas - Transactional Electric Power - Transactional Energy - Renewables - Transactional Corporate - General Energy and Oil & Gas - General
Job Tags:
contracts corporate transactions developers Energy equity Financial Institutions Insurance Joint Ventures M&A Mergers and Acquisitions project development project finance trials

Title: Corporate Energy Associate Job Responsibilities: - Conduct thorough legal research and analysis to support transaction preparation and strategy. - Draft well-written and reasoned legal documents, including memos, contracts, and correspondence. - Assist and manage a variety of complex transactions from inception to resolution,...

Posted On Aug 21, 26
Full-time 7 views Experience : Min 2 yrs required
Practice Area:
Corporate - Venture Capital/Emerging Companies Corporate - M&A Corporate - Securities and Capital Markets Corporate - General Corporate - Private Equity Corporate - Contract Law
Job Tags:
agreements capital raising confidentiality agreements contracts corporate governance Corporate Law divestitures due diligence equity finance indemnity Intellectual Property Joint Ventures licensing mergers private equity Severance stage strategic alliances Venture Capital
Practice Area:
Corporate - Venture Capital/Emerging Companies Corporate - M&A Corporate - Securities and Capital Markets Corporate - General Corporate - Private Equity Corporate - Contract Law
Job Tags:
agreements capital raising confidentiality agreements contracts corporate governance Corporate Law divestitures due diligence equity finance indemnity Intellectual Property Joint Ventures licensing mergers private equity Severance stage strategic alliances Venture Capital

Title: Corporate Attorney Job Responsibilities: - Developing and reviewing investor presentations to ensure they are legally and financially accurate. - Advising on SEC compliance, disclosure obligations, and governance matters to ensure adherence to regulatory standards. - Providing legal oversight on fundraising activities, shareholder communications,...

Posted On Sep 05, 26
Full-time 4 views Experience : 4-7 yrs required
Practice Area:
Corporate - Technology Transactions Data Privacy - Transactional Intellectual Property - General IP_ - Patent Licensing Intellectual Property - Patent General Corporate - General
Job Tags:
agreements artificial intelligence asset management Cybersecurity data privacy Data Protection Hardware Intellectual Property IP licensing Litigation Privacy technology transactions
Practice Area:
Corporate - Technology Transactions Data Privacy - Transactional Intellectual Property - General IP_ - Patent Licensing Intellectual Property - Patent General Corporate - General
Job Tags:
agreements artificial intelligence asset management Cybersecurity data privacy Data Protection Hardware Intellectual Property IP licensing Litigation Privacy technology transactions

data privacy and cybersecurity laws and regulations, as well... as emerging AI governance frameworks. - Counsel clients across various industries on data asset management strategies and the development of privacy programs. - Draft, review, and negotiate a wide range of technology and...

Posted On Sep 03, 26
Full-time 2 views Experience : 10-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - General
Job Tags:
agreements blockchain Capital Markets cryptocurrency derivatives developers finance Financial Institutions ISDA lending NYSE partnerships Privacy
Practice Area:
Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - General
Job Tags:
agreements blockchain Capital Markets cryptocurrency derivatives developers finance Financial Institutions ISDA lending NYSE partnerships Privacy

Title: Senior Counsel, Transactions (Capital Markets) Job Responsibilities: - Serve as a trusted legal partner to the capital markets business development team, fostering collaboration and strong communication with global deal teams. This primarily involves supporting crypto exchange partnerships, digital asset market maker...

Posted On Sep 25, 26
Full-time 1 views Experience : Min 1 yrs required
Practice Area:
Litigation - Securities Litigation - Plaintiffs Litigation - Class Actions - Plaintiffs
Job Tags:
antitrust Consumer Protection Laws depositions document review Ethics Litigation Remedies Securities shareholder derivative actions shareholders
Practice Area:
Litigation - Securities Litigation - Plaintiffs Litigation - Class Actions - Plaintiffs
Job Tags:
antitrust Consumer Protection Laws depositions document review Ethics Litigation Remedies Securities shareholder derivative actions shareholders

Overview: Are you a detail-oriented, analytical thinker with a passion for litigation? If so, the law firm wants to hear from you. We are seeking a dedicated and driven Staff Attorney to focus on document review and related discovery work....

Posted On Jul 10, 26
Full-time 3 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - General
Job Tags:
acquisitions corporate governance corporate transactions equity finance Financial Institutions mergers regulatory compliance SEC filings Securities securities laws stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - General
Job Tags:
acquisitions corporate governance corporate transactions equity finance Financial Institutions mergers regulatory compliance SEC filings Securities securities laws stock exchange

Title: Corporate Governance & Securities Paralegal Job Responsibilities: The Corporate Governance... & Securities Paralegal is tasked with... the corporate governance and securities functions within the company.... responsibilities include: - Managing corporate securities administration, which encompasses equity... transfers, and maintaining accurate securities records and capitalization tables. -......

Posted On Sep 01, 26
Full-time 7 views Experience : 1-5 yrs required
Practice Area:
Corporate - Venture Capital/Emerging Companies Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions articles of incorporation corporate transactions due diligence Immigration Insurance mergers Software UCC
Practice Area:
Corporate - Venture Capital/Emerging Companies Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
acquisitions articles of incorporation corporate transactions due diligence Immigration Insurance mergers Software UCC

Title: Paralegal - Corporate Job Responsibilities: The Paralegal - Corporate operates under the supervision of attorneys, engaging in a variety of substantive cases, matter, or entity-related duties. The role includes preparing drafts of legal documents and correspondence for attorney review, compiling, analyzing,...

Posted On Aug 07, 26
Full-time Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - M&A Physics Electrical Engineering Computer Science Hardware Software Computer Engineering Mechanical Patent Agents/Technical Specialists - Hard Sciences
Job Tags:
acquisitions agreements contracts corporate governance corporate transactions due diligence employee benefits finance health insurance Insurance Intellectual Property IP Litigation M&A mergers patents regulatory compliance SEC filings Securities trade secrets trademarks
Practice Area:
Corporate - Securities and Capital Markets Corporate - General Corporate - M&A Physics Electrical Engineering Computer Science Hardware Software Computer Engineering Mechanical Patent Agents/Technical Specialists - Hard Sciences
Job Tags:
acquisitions agreements contracts corporate governance corporate transactions due diligence employee benefits finance health insurance Insurance Intellectual Property IP Litigation M&A mergers patents regulatory compliance SEC filings Securities trade secrets trademarks

Title: Corporate Paralegal Job Responsibilities: - Corporate Governance: Prepare and maintain corporate records, including subsidiary entity records, board resolutions, minutes, and charters. Assist in organizing and preparing materials for board and committee meetings as requested by the General Counsel. - SEC and Regulatory...

Posted On Sep 05, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - General Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets
Job Tags:
agreements corporate governance corporate transactions directors due diligence equity finance life sciences private equity Securities spectrum stage
Practice Area:
Corporate - General Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets
Job Tags:
agreements corporate governance corporate transactions directors due diligence equity finance life sciences private equity Securities spectrum stage

Title: Paralegal (Corporate) Job Responsibilities: - Prepare and file formation documents, including certificates, amendments, qualifications, and dissolutions. - Draft board minutes, board and stockholder consents, notices, and waivers. - Support attorneys with corporate transactions, including due diligence, filings, and closing processes. - Process stock and...

Posted On Aug 17, 26
Full-time 9 views Experience : 2-17 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General

OverviewA law firm seeks a mid- to senior-level Capital Markets and Securities Attorney to join their... Corporate Team in Southern California. The ideal candidate will have 5-10 years of experience advising clients on securities compliance and capital markets... transactions, supporting...

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