Stock Exchange Jobs in Layton

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United States
Full-time 6 views Experience : 4-6 yrs required

and general securities and finance matters. - The role requires a thorough working knowledge of SEC rules and regulations, evolving rulemaking developments, and stock exchange listing requirements. - The... candidate will be expected to advise public company clients on corporate secretary functio...

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Senior Paralegal Duties: Assist attorneys with drafting and preparing various Securities and Exchange Commission filings in Workiva.... Manage proxy season calendar and relationships / processes with proxy related vendors. Prepare, compile and archive board materials. Coordinate and facilitate governance and compliance processes, such as questionnaires and evaluations. Collaborate with outside counsel on various matters. Manage communications and document requests with internal... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Responsibilities: Manage preparations for Board of Directors and committee meetings, including preparing and drafting agendas, distributing meeting materials, and providing meeting logistical support. Maintain corporate records related to the Board of Directors and its committees, including meeting minutes, resolutions and other related documents. Manage and track expenses related to the Board of Directors, including the payment of third party invoices, director re... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Regulatory Administrator The candidate will assist fund clients with the preparation of board minutes, the preparation and maintenance of registration statements, and related filings. Registration statements (including a prospectus) are the legal documents that disclose the strategy, risk, fee, and operational details of a fund to investors, as required by federal securities laws, including primarily the Investment Company Act of 1940 and Securities Act of 1933, and reg... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Document # Assistant/Associate General Counsel read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

of Recommendation 1 Letter of Recommendation 2 Letter of Recommendation 3 SEO friendly job title: Assistant/Associate General Counsel at Reputed Firm H1 heading: Join the Legal Team at **Members Only.** is committed to diversity and creating an inclusive environment for all individuals. As an Equal Opportunity Employer, WSU values every individual and embrace... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate / Securities Paralegal The candidate will assist with securities law matters and general corporate activities. Will assist with documentation and closing for frequent stock offerings. Assist with the... securities and other reporting obligations of a New York Stock Exchange listed company. Assist... with preparation for Board meetings and minutes. Maintain subsidiaries including preparing annual meeting minutes, resolutions and officer records. Interface with all levels... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Associate General Counsel – Securities and Corporate Governance Duties: Draft and review Form 10-Ks, 10-Qs, 8-Ks, proxy statements and Section 16 filings; Provide support and manage outside counsel relating to SEC reporting matters; Take the lead on preparing executive compensation disclosures; Analyze corporate governance requirements as found in board and committee charters, securities statutes and regulations and stock exchange rules, and prepare... board and committee m... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Assistant General Counsel, Corporate Governance The candidate will lead the preparation of periodic reports, proxy statements and other SEC filings, addressing disclosure, stock exchange, and corporate law... requirements. Will review external communications, including press releases, investor presentations and other shareholder engagement activities. Assist with Board matters, including coordinating, preparing, and distributing board/committee materials, agendas and minutes. D... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Paralegal - Capital Markets - Part-time The candidate will be assisting in the firm’s capital market and public company practice. Will be supporting initial public offerings, compliance and corporate governance, and capital market transactions. Responsibilities include performing basic public company governance tasks, such as Section 16 reporting and Rule 144 and 701 legend removal letters; assisting with D&O Questionnaires, annual and quarterly reports, and proxy... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Paralegal - Capital Markets The candidate will assist in the firm’s capital market and public company practice. This role will support initial public offerings, compliance and corporate governance, and capital market transactions. Performing basic public company governance tasks, such as Section 16 reporting and Rule 144 and 701 legend removal letters. Assisting with D&O Questionnaires, annual and quarterly reports, and proxy statements. Assisting in preparing regi... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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