Stock Exchange Jobs in Springfield

Corporate / Securities Paralegal The candidate will assist with securities law matters and general corporate activities. Will assist with documentation and closing for frequent stock offerings. Assist with the... securities and other reporting obligations of a New York Stock Exchange listed company. Assist... with preparation for Board meetings and minutes. Maintain subsidiaries including preparing annual meeting minutes, resolutions and officer records. Interface with all levels... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

GC - Corporate and M&A Duties : Responsible for preparing and reviewing securities filings, including Forms 10-K, 10-Q, and 8-K, and advising on securities laws and regulations, including Regulation G and Regulation FD compliance. Work on corporate governance matters, including board of directors and board committee matters, preparation of materials for board and committee meetings, drafting and reviewing minutes, preparation and distribution of proxy materials, as... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

General Counsel, M&A and Finance Duties: Will assist with the evaluation, preparation and negotiation of a broad range of business transactions and participate in related activities in support of the legal department. Will be responsible for preparing and reviewing securities filings, including Forms 10-K, 10-Q, and 8-K, and advising on securities laws and regulations, including Regulation G and Regulation FD compliance. Work on corporate governance matters, includ... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

General Counsel The candidate will assist with the evaluation, preparation and negotiation of a broad range of business transactions and participate in related activities in support of the Legal Department. Responsible for preparing and reviewing securities filings, including Forms 10-K, 10-Q, and 8-K, and advising on securities laws and regulations, including Regulation G and Regulation FD compliance. Work on corporate governance matters, including board of direct... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel The candidate will advise on local regulatory requirements relating to payments, foreign exchange and derivatives (forwards and... options), counseling stakeholders on risks associated with strategic initiatives in the region, research and monitor laws in coordination with local counsel, support regulatory initiatives, and provide general legal support with respect to corporate commercial matters. Draft, review and negotiate agreements with Business Solutions partners,... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance, Worksite Products Duties: Provide compliance support across a variety of matters including: Serving as the primary compliance representative for the Workplace Insurance Products business, development of compliance program, providing day-to-day compliance support to the Workplace business, and participating as a member of the Workplace Insurance Products leadership team. Providing compliance support, participation and cross training in connection with devel... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel Responsibilities: Will join the regulatory and trading team of the legal group.​ Will report to the Head of the Regulatory and Trading Legal Team.​ Will be primarily responsible for advising company on regulatory issues related to company's status as a registered investment adviser with the Securities and Exchange Commission, advising the business... on client arrangements and advising on other general matters related to the functioning of a registered investment ad... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Filing Consultant Prepare, complete, and document complex regulatory filings and/or performance reports. Draft complex regulatory forms and communications; work with other functional areas to build consensus on wording. Manage most complex projects. Respond to the most complex regulatory issues or concerns. Serve as a subject matter expert on industry and regulatory practices and requirements related to regulatory filings and/or performance reports. Serve as departme... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Assistant Chair/VP The candidate performs varied and extensive administrative and secretarial duties such as composing and typing complex correspondence, relaying confidential information, gathering and interpreting information to develop complex reports, maintaining departmental files, and assisting in monitoring departmental budgets. Uses discretion and judgment when screening visitors and telephone calls, relaying confidential information, planning and organizing wor... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Investments Legal Counsel The candidate will provide advice on all aspects of new product developments, preparation, filing and management of all regulatory filings, disclosure and other documents required under the federal securities laws. Will coordinate with compliance department to provide legal analysis and advice in connection with the ongoing development of procedures, the resolution of potential compliance issues and the conduct of regulatory examinations... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here