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Swaps Jobs in Minneapolis

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United States
Posted On Jul 30, 26
Full-time Experience : 10-15 yrs required
Practice Area:
Corporate - Contract Law Corporate - General Finance - Structured Finance Finance - Financial Services Regulation Finance - General Finance - Project Finance Finance - Banking
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps
Practice Area:
Corporate - Contract Law Corporate - General Finance - Structured Finance Finance - Financial Services Regulation Finance - General Finance - Project Finance Finance - Banking
Job Tags:
agreements AML Bank Secrecy Act banking Capital Markets derivatives equity Ethics family FCPA FINRA Foreign Exchange Insurance ISDA leasing OFAC pension purchase and sale agreements stage swaps

Title: Associate General Counsel - Commodities Business Job Responsibilities: The Associate General Counsel will join the Capital Markets Legal Team at the company to support the Commodities business within Global Capital Markets. The primary responsibilities include advising internal clients such as sales...

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Posted On Jul 27, 26
Full-time 29 views Experience : 2-17 yrs required
Practice Area:
Litigation - Financial Services Government - General
Practice Area:
Litigation - Financial Services Government - General

Overview: A highly regarded law firm is seeking a Senior Associate or Counsel with deep experience in financial regulatory matters—particularly commodities, derivatives, and CFTC compliance. This role involves advising a sophisticated client base across the financial and energy sectors and...

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Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

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The candidate will provide support for domestic and Institutional business units; company and affiliates. Primary Responsibilities: Work closely with Eaton Vance internal counsel and outside counsel. Work closely with Investment and business development professionals to develop and negotiate new investment management agreements and related new account documents for clients investing in one or more of Clifton’s investment strategies or services. Modify and amend ex... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Analyst – Swap Dealer Duties: Will be responsible for performing compliance reviews and monitoring of the business units that conduct activities within the registered Swap Dealer to mitigate compliance risk and help ensure compliance with Title VII of the Dodd-Frank Act, the Commodity Exchange Act, and the Commodity Futures Trading Commission regulations. Under the direction of the Compliance Manager, the ideal candidate will perform the following essential func... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Analyst – Swap Dealer Duties: Under the direction of the Compliance Manager. Perform testing functions of the various business units organized within the Swap Dealer. Identify, assess, and evaluate compliance risks and mitigating controls. Effectively apply complex rules and regulations against the Swap Dealer’s processes, policies and procedures. Analyze results and provide timely and accurate findings. Communicate test results and work with management to h... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Analyst - Swap Dealer & Volcker Duties: Performing quality assurance reviews of the Swap Dealer business units, including Foreign Exchange and Derivative Products to mitigate compliance risk and ensure compliance with Title VII of the Dodd-Frank Act. Performing reviews of the wholesale banking and capital markets business units impacted by the Volcker Rule. Perform testing functions of the business units within the Swap Dealer and impacted by the Volcker Rule. I... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Testing Manager - Investment Banking Duties: Plans, organizes and directs Compliance Quality Assurance (CQA) testing reviews of regulations related to Wholesale Banking – Capital Markets compliance, Swap Dealer activities, and Permitted Volcker Trading Activities. The testing will identify/mitigate compliance risks and help ensure business units are in compliance with applicable laws, regulations, and policies. Ensures proper documentation of work completed by s... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Testing Manager - Investment Banking The candidate will plan, organize and direct Compliance Quality Assurance (CQA) testing reviews of regulations related to Wholesale Banking - Capital Markets compliance, Swap Dealer activities, and Permitted Volcker Trading Activities. The testing will identify/mitigate compliance risks and help ensure business units are in compliance with applicable laws, regulations, and policies. Will ensure proper documentation of work comp... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel IV The candidate will join as Senior Counsel - Litigation. Will be responsible for managing litigation for the Wholesale businesses, domestically and internationally, which include corporate securities, capital markets, investment banking, corporate and commercial banking, corporate trust, asset-backed financing, swaps and derivatives, among others.... Retain and manage outside counsel as needed. Represent company in negotiations and settlements with outside parties and... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Financial Services Attorney The candidate should have 4-5 years’ Fund Industry experience, knowledge of over-the-counter and listed derivative securities such as futures, options, options on futures, swaps, swaptions, and forwards, knowledge... of CFTC, SEC, Investment Adviser Act, Investment Company Act, and related regulatory matters.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Financial Services Associate The candidate should have 4 - 5 years of Fund Industry experience, knowledge of over-the-counter and listed derivative securities such as futures, options, options on futures, swaps, swaptions, and forwards also,... knowledge of CFTC, SEC, Investment Adviser Act, Investment Company Act, and related regulatory matters.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Financial Services Associate The candidate should have 4 - 5 years of Fund Industry experience, knowledge of over-the-counter and listed derivative securities such as futures, options, options on futures, swaps, swaptions, and forwards also,... knowledge of CFTC, SEC, Investment Adviser Act, Investment Company Act, and related regulatory matters.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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