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United States
Posted On Sep 07, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements contracts criminal directors Ethics finance hedge funds lending Limited Liability Company Partnership Practice of Law private equity Securities securities laws title
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements contracts criminal directors Ethics finance hedge funds lending Limited Liability Company Partnership Practice of Law private equity Securities securities laws title

Job Title: Investment Attorney Job Responsibilities: The Investment Attorney... the General Counsel, Executive Director, Chief Investment Officer, and various investment... professionals and division directors.... Key responsibilities include: - Leading negotiations with private fund managers, external investment advisors, and both in-house... and external couns...

Posted On Sep 07, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
Broker Dealer contracts criminal Ethics evidence federal government Financial Institutions fraud Investment Advisers Act of 1940 pleadings Privacy public sector RICO Rule of Law Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws social security title
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
Broker Dealer contracts criminal Ethics evidence federal government Financial Institutions fraud Investment Advisers Act of 1940 pleadings Privacy public sector RICO Rule of Law Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws social security title

Title: Regulatory Counsel Job Responsibilities: As a Regulatory Counsel within the Division of Examinations, Broker-Dealer Exchanges Program (BDX) at the organization, your main responsibilities will include: - Developing recommendations, reports, and presenting and defending findings while collaborating with key stakeholders within the organization,...

Posted On Aug 24, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - Contract Law Corporate - General
Job Tags:
agreements asset management banking brokers Capital Markets Commercial Contracts contracts Cybersecurity Ethics finance Financial Institutions Government investment management lending pension public law Securities special projects title
Practice Area:
Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - Contract Law Corporate - General
Job Tags:
agreements asset management banking brokers Capital Markets Commercial Contracts contracts Cybersecurity Ethics finance Financial Institutions Government investment management lending pension public law Securities special projects title

team. This team specializes in asset management and operates at... the intersection of public service and sophisticated global financial markets. The primary responsibilities include advising on cutting-edge investment strategies, complex financial transactions,... commercial contracts, state law compliance, and operational...

Posted On Aug 31, 26
Full-time Experience : Min 3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
criminal Ethics evidence federal government Privacy public sector RICO Rule of Law Securities securities laws social security title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
criminal Ethics evidence federal government Privacy public sector RICO Rule of Law Securities securities laws social security title

within the Office of Investment Adviser and Investment Company... Examinations (IA/IC) plays a pivotal role in overseeing examination activities in the Fort Worth Regional Office, covering Texas, Oklahoma, and Arkansas. The primary responsibilities include: - Leading and managing the IA/IC Examination...

Posted On Jul 30, 26
Full-time 1 views Experience : Min 2 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
contracts criminal Ethics evidence federal government Insurance Investment Company Act investment management Privacy public sector RICO Rule of Law Securities securities laws social security tender offers title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
contracts criminal Ethics evidence federal government Insurance Investment Company Act investment management Privacy public sector RICO Rule of Law Securities securities laws social security tender offers title

Job Title: Senior Counsel-Investment Management Job Responsibilities: The Senior Counsel-Investment Management... is responsible for providing... guidance on matters affecting investment companies and investment advisers.... development and rulemaking initiatives within the Division of Investment Management. The responsibilities are... divided... among different offices: 1. Rul...

Posted On Jul 30, 26
Full-time 1 views Experience : Min 2 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
contracts criminal Ethics evidence federal government Insurance Investment Company Act investment management Privacy public sector RICO Rule of Law Securities securities laws social security tender offers title
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
contracts criminal Ethics evidence federal government Insurance Investment Company Act investment management Privacy public sector RICO Rule of Law Securities securities laws social security tender offers title

Job Title: Senior Counsel-Investment Management Job Responsibilities: The Senior Counsel-Investment Management... serves within the Division... of Investment Management and plays a... crucial... guidance on matters affecting investment companies and investment advisers.... The position involves reviewing complex filings and regulatory submissions, supporting policy...

Posted On Jul 30, 26
Full-time Experience : Min 2 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
contracts criminal Ethics evidence federal government Insurance Investment Company Act investment management Privacy public sector RICO Rule of Law Securities securities laws social security tender offers title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
contracts criminal Ethics evidence federal government Insurance Investment Company Act investment management Privacy public sector RICO Rule of Law Securities securities laws social security tender offers title

Job Title: Senior Counsel-Investment Management Job Responsibilities: The Senior Counsel-Investment Management... position within the Division... of Investment Management involves providing expert... legal... guidance on matters affecting investment companies and investment advisers.... The role includes reviewing complex filings and regulatory submissions, supporting policy...

Posted On Jul 30, 26
Full-time 1 views Experience : Min 2 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
contracts criminal Ethics evidence federal government Insurance Investment Company Act investment management Privacy public sector RICO Rule of Law Securities securities laws social security tender offers title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
contracts criminal Ethics evidence federal government Insurance Investment Company Act investment management Privacy public sector RICO Rule of Law Securities securities laws social security tender offers title

Job Title: Senior Counsel-Investment Management Job Responsibilities: The Senior Counsel-Investment Management... is a pivotal role... within the Division of Investment Management at the organization.... The... guidance on matters affecting investment companies and investment advisers.... This position involves reviewing complex filings and regulatory...

Posted On Jul 30, 26
Full-time 3 views Experience : Min 2 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
contracts criminal Ethics evidence federal government Insurance Investment Company Act investment management Privacy public sector RICO Rule of Law Securities securities laws social security tender offers title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
contracts criminal Ethics evidence federal government Insurance Investment Company Act investment management Privacy public sector RICO Rule of Law Securities securities laws social security tender offers title

Management Division: Division of Investment Management Job Responsibilities: As... in the Division of Investment Management, the primary responsibilities... guidance on matters affecting investment companies and investment advisers.... The role involves reviewing complex filings and regulatory submissions, supporting policy development, and...

Posted On Jul 30, 26
Full-time Experience : Min 2 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
contracts criminal Ethics evidence federal government Insurance Investment Company Act investment management Privacy public sector RICO Rule of Law Securities securities laws social security tender offers title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
contracts criminal Ethics evidence federal government Insurance Investment Company Act investment management Privacy public sector RICO Rule of Law Securities securities laws social security tender offers title

Job Title: Senior Counsel-Investment Management Job Responsibilities: As a Senior Counsel... in the Division of Investment Management, the primary responsibilities... include... guidance on matters affecting investment companies and investment advisers.... The role involves reviewing complex filings and regulatory submissions and supporting policy...

Posted On Jul 30, 26
Full-time 2 views Experience : Min 2 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
contracts Insurance Investment Company Act investment management public sector RICO securities laws tender offers
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
contracts Insurance Investment Company Act investment management public sector RICO securities laws tender offers

Title: Attorney-Adviser (Senior Counsel-Investment Management) Job Responsibilities: As a Senior Counsel... in the Division of Investment Management, the primary responsibilities... include... guidance on matters impacting investment companies and investment advisers.... The role involves reviewing complex filings and regulatory submissions and supporting policy...

Posted On Aug 03, 26
Full-time Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
contracts Corporation finance investment management public sector regulatory compliance RICO securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
contracts Corporation finance investment management public sector regulatory compliance RICO securities laws

Funds Fellow within the Investment Adviser Regulation Office of... the Division of Investment Management, you will be... responsible for several key duties aimed at advancing private fund policy initiatives. These responsibilities include: - Advising and leading teams through all stages of...

Posted On Jul 07, 26
Full-time 3 views Experience : Min 3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
asset management contracts criminal Ethics evidence family federal government Government Insurance Investment Company Act investment management public sector registered investment companies RICO Rule of Law Securities securities laws title
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
asset management contracts criminal Ethics evidence family federal government Government Insurance Investment Company Act investment management public sector registered investment companies RICO Rule of Law Securities securities laws title

in the Division of Investment Management's Disclosure Review and... and interpretations on complex disclosure, legal, accounting, and regulatory issues affecting investment companies and advisers. The... role involves: - Coordinating review and providing expertise on federal securities law issues applicable to discl...

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