Post Jobs Upload Your Resume Log in

Legal jobs

15 jobs
  1. Legal Jobs
  2. Browse Legal Jobs
  3. New York
  4. Floral Park
  5. Registered Investment Companies
  6. Law Firm

Preview Results

Here’s a preview of jobs we found from direct employer sources. To protect confidentiality and prevent scraping, full results require an email + account access.

Direct-from-employer coverage Private search Less competition vs. paid ads
Filter by

Create a Job Alert for this Search

United States
Posted On Sep 18, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements artificial intelligence asset management Domestic Violence fund formation Privacy registered investment companies
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements artificial intelligence asset management Domestic Violence fund formation Privacy registered investment companies

Title Knowledge Management Attorney - Registered Funds Job Responsibilities The Knowledge Management... Attorney (Registered Funds) at the law... firm plays a critical role in enhancing the registered funds practice by developing... practical legal knowledge the knowledge strategy for registered funds matters and collaborating......

Posted On Sep 18, 26
Full-time 146 views Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
asset management directors ETFs fund formation Investment Advisers Act of 1940 Mergers and Acquisitions Mutual Funds registered investment companies Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
asset management directors ETFs fund formation Investment Advisers Act of 1940 Mergers and Acquisitions Mutual Funds registered investment companies Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws

a comprehensive benefits package including medical, dental, vision, and 401k plans. Job Title Registered Funds Associate Experience... Information 3-6 years of legal experience practicing as a Registered Funds Attorney Department... Asset Management Group (Regist...

Posted On Aug 20, 26
Full-time 1 views Experience : 2-4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act criminal directors ETFs investment management M&A Mutual Funds registered investment companies sexual assault stalking underwriters
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
1940 Act criminal directors ETFs investment management M&A Mutual Funds registered investment companies sexual assault stalking underwriters

Title Investment Management Group – Registered Funds Mid-Level Associate Job Responsibilities The... mid-level associate in the Investment Management Group at the... experience in 1940 Act registered funds and business development... company work. The associate will work closely with the team in advising funds,...

Posted On Aug 20, 26
Full-time 3 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Tax - International Tax - General Corporate - General
Job Tags:
AML Capital Markets Domestic Violence Energy equity ERISA finance fund formation growth equity health benefits hedge funds Insurance insurance coverage life sciences Litigation marketing OFAC Partnership private equity regulatory compliance Securities securities laws stalking
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Tax - International Tax - General Corporate - General
Job Tags:
AML Capital Markets Domestic Violence Energy equity ERISA finance fund formation growth equity health benefits hedge funds Insurance insurance coverage life sciences Litigation marketing OFAC Partnership private equity regulatory compliance Securities securities laws stalking

projects from initial concept through launch and ongoing operation. - Participate in structuring, designing, launching, and managing new and existing registered funds (such as interval... funds and closed-end funds), BDCs, and other vehicles offered through private wealth channels. - Advise on le...

Posted On Sep 06, 26
Full-time 4 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets
Job Tags:
1940 Act acquisitions asset management branding fund formation Harassment investment management Joint Ventures M&A marketing Partnership Privacy private equity REITs Securities Securities Act of 1933
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets
Job Tags:
1940 Act acquisitions asset management branding fund formation Harassment investment management Joint Ventures M&A marketing Partnership Privacy private equity REITs Securities Securities Act of 1933

Job Title Registered Funds Content Lawyer Job... on innovative and complex registered funds products and regulatory... developments within the registered funds landscape. - Produce... high-quality written content including industry publications, thought leadership pieces, market updates, and long-form articles for a...

Posted On Aug 25, 26
Full-time 37 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Capital Markets equity ETFs Mutual Funds REITs trusts
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Capital Markets equity ETFs Mutual Funds REITs trusts

Job Title: Investment Funds, Registered Funds/BDC Associate Job Responsibilities: - Work... within the Registered Funds practice of the... Investment Funds Group. - Form, structure,... “alternative” funds, including interval/tender offer funds, business development companies (BDCs), real estate investment trusts (REITs), “holding company”... and simil...

Posted On Sep 11, 26
Full-time 13 views Experience : 3-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - General
Job Tags:
child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws shareholders Venture Capital
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - General
Job Tags:
child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws shareholders Venture Capital

a cohesive and collaborative Investment Services team at a... law firm, working from either Chicago, New York, or Washington, DC offices. The responsibilities include: - Collaborating with shareholders and participating in business development and client-facing activities. - Handling corporate and securities law...

Posted On Sep 04, 26
Full-time 13 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

of new and existing registered funds and other vehicles. -... and fund formation matters, and participate in product development of various investment structures across multiple jurisdictions. -... Participate in the creation and management of registered fund board materials. - Manage... regulatory filings, incl...

Posted On Aug 17, 26
Full-time 12 views Experience : 4-7 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
asset management child criminal Domestic Violence entertainment family fraud Harassment indemnity Insurance spouse
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
asset management child criminal Domestic Violence entertainment family fraud Harassment indemnity Insurance spouse

Midlevel Asset Management and Investment Funds Associate Job Responsibilities: The midlevel... Asset Management and Investment Funds Associate will be... responsible for providing legal expertise in the areas of registered funds, regulatory matters, and... private funds. The associate will work closely with experienced...

Posted On Sep 11, 26
Full-time 22 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - General
Job Tags:
child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws Venture Capital
Practice Area:
Corporate - Asset/Investment Management Corporate - M&A Corporate - General
Job Tags:
child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws Venture Capital

will work within the Investment Services team, focusing on... law, specifically with SEC-registered investment advisers and private investment... funds. Responsibilities include handling... laws, such as the Investment Advisers Act of 1940,... the Investment Company Act of 1940,... and the Securities...

Posted On Aug 26, 26
Full-time 3 views Experience : 2-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Practice Area:
Corporate - Asset/Investment Management Corporate - General

focusing on retail or registered funds. - Handle the formation... of “permanent capital” retail investment vehicles, including business development... companies (BDCs), registered closed-end funds, and similar... fund boards on governance and compliance matters under the Investment Company Act of 1940. -... Collab...

Posted On Sep 02, 26
Full-time 1 views Experience : 7-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act Corporation directors FINRA Human Rights Law International Law LLC renewals Securities special projects
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
1940 Act Corporation directors FINRA Human Rights Law International Law LLC renewals Securities special projects

Job Title: Paralegal - Investment Funds Job Responsibilities: The role of... a Paralegal in the Investment Funds practice group involves... a variety of responsibilities centered around securities law and regulatory compliance. The candidate is expected to prepare and file Form IDs with...

Posted On Aug 31, 26
Full-time 35 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
acquisitions Corporate Law equity health insurance Insurance mergers Mergers and Acquisitions Securities stage
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
acquisitions Corporate Law equity health insurance Insurance mergers Mergers and Acquisitions Securities stage

primarily within the field of securities and corporate law. Key responsibilities include: - Handling registered securities offerings and private... investment in public equity (PIPEs). -... Ensuring compliance with SEC regulations, including ’33 Act Registration Statements and ’34 Act periodic filings. - Managing merge...

Posted On Aug 20, 26
Full-time 9 views Experience : 2-4 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
1940 Act directors ETFs investment management M&A Mutual Funds registered investment companies underwriters
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
1940 Act directors ETFs investment management M&A Mutual Funds registered investment companies underwriters

Title: Mid-Level Associate - Investment Management Group Job Responsibilities: The... be part of the Investment Management Group, focusing on: -... financing, and regulation of registered investment companies, including closed-end... funds,... mutual funds, ETFs, and business development companies. - Providing corporate and regulatory... advi...

Posted On Sep 04, 26
Full-time 7 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

of new and existing registered funds and other vehicles. -... and participate in product development of various investment structures across multiple jurisdictions. -... Participate in the creation and management of registered fund board materials. - Manage... regulatory filings such as 8-Ks, 10-Q/Ks, Form...

Narrow Your Search Results - Try Advanced Search
Share these jobs with a friend