Legal Registered Investment Companies Jobs Jobs in Floral Park, NY

Attorney in New York City, NY (Remote)

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Posted On Sep 01, 26

Full-time 3 views Experience : Min 5 yrs required

Job Tags:

equity registered investment companies

Job Title: Tax Manager, Registered Investment Companies (RICs) Job Responsibilities: Tax... Strategy & Compliance - Calculate tax effects of transactions, conduct technical tax research, and manage tax partner expectations. - Handle billing and WIP management. - Review tax returns and manage tax workflow across multiple...

Corporate - Asset/Investment Management Attorney in New York City, NY

In-House • **Members Only** New York City, NY

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Posted On Aug 10, 26

Full-time 1 views Experience : 2-4 yrs required

Practice Area:

Corporate - Asset/Investment Management

Job Tags:

1940 Act agreements asset management contracts derivatives FLSA ISDA marketing organizational documents registered investment companies securities laws title

for the Company's . registered funds, sub-advisory relationships, and... other retail products, including separately managed accounts and model-based programs. The role involves close collaboration with senior management and various teams across the Company, including fund administration and compliance, to address...

Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in New York City, NY

Law Firm • **Members Only** New York City, NY

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Posted On Sep 18, 26

Full-time 2 views Experience : Min 5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

agreements artificial intelligence asset management Domestic Violence fund formation Privacy registered investment companies

Title Knowledge Management Attorney - Registered Funds Job Responsibilities The Knowledge Management... Attorney (Registered Funds) at the law... firm plays a critical role in enhancing the registered funds practice by developing... practical legal knowledge the knowledge strategy for registered funds matters and collaborating......

Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in New York City, NY

In-House • **Members Only** New York City, NY

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Posted On Sep 23, 26

Full-time 2 views Experience : 4-8 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

40 Act Affirmative Action agreements directors ETFs Investment Advisers Act of 1940 Mutual Funds partnerships registered investment companies regulatory compliance SEC filings Securities Act of 1933 Securities Exchange Act of 1934 trusts wealth management

Title VP, Counsel - Registered Funds Job Responsibilities -... for the company's . registered funds and collective investment... trusts, ensuring compliance with... the Investment Company Act of 1940,... Securities Act of 1933, Securities Exchange Act of 1934, and related SEC...

Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in New York City, NY

Law Firm • **Members Only** New York City, NY

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Posted On Sep 18, 26

Full-time 146 views Experience : 3-6 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

asset management directors ETFs fund formation Investment Advisers Act of 1940 Mergers and Acquisitions Mutual Funds registered investment companies Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws

a comprehensive benefits package including medical, dental, vision, and 401k plans. Job Title Registered Funds Associate Experience... Information 3-6 years of legal experience practicing as a Registered Funds Attorney Department... Asset Management Group (Regist...

Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in New York City, NY

In-House • **Members Only** New York City, NY

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Posted On Sep 23, 26

Full-time 15 views Experience : Min 7 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

Affirmative Action agreements Broker Dealer contracts ERISA ETFs FINRA Investment Advisers Act of 1940 LLC partnerships Securities Act of 1933 securities laws trusts wealth management

Title Senior Vice President, Head of Legal and Compliance Job Responsibilities - Provide legal and compliance support for the company's . broker-dealer, ensuring adherence to relevant regulatory requirements. - Draft, review, and negotiate a wide range of agreements related to...

Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in New York City, NY

In-House • **Members Only** New York City, NY

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Posted On Jul 21, 26

Full-time 2 views Experience : Min 5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

1940 Act agreements Collective Bargaining contracts directors Insurance investment management marketing Mutual Funds Privacy

Job Title: Investment Management Attorney Job Responsibilities: - Providing... for structuring and maintaining registered investment vehicles, including the... preparation... and ongoing review of registration statements. - Advising various internal business clients, such as portfolio managers, marketing, and sales personnel, on legal and regulatory...

Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in New York City, NY

Law Firm • **Members Only** New York City, NY

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Posted On Aug 20, 26

Full-time 1 views Experience : 2-4 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

1940 Act criminal directors ETFs investment management M&A Mutual Funds registered investment companies sexual assault stalking underwriters

Title Investment Management Group – Registered Funds Mid-Level Associate Job Responsibilities The... mid-level associate in the Investment Management Group at the... experience in 1940 Act registered funds and business development... company work. The associate will work closely with the team in advising funds,...

Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in New York City, NY

In-House • **Members Only** New York City, NY

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Posted On Sep 14, 26

Full-time 21 views Experience : Min 5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

1940 Act asset management contracts ERISA finance hedge funds Investment Company Act investment management marketing private equity special projects spectrum Transportation wealth management

Job Title: Global Alternatives Investment Solutions Assistant General Counsel Job... to the Global Alternative Investment Solutions businesses within the... legal support across various fund types, including open and closed-ended hedge funds-of-funds, private credit funds-of-funds, registered alternative investment funds, separately... managed ......

Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in New York City, NY

In-House • **Members Only** New York City, NY

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Posted On Jul 14, 26

Full-time 1 views Experience : 4-7 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

40 Act agreements artificial intelligence asset management blockchain developers Energy entity formation equity ETFs family finance fund formation hedge funds Investment Advisers Act of 1940 Investment Banking Liquidations ordinances Partnership spectrum

subscription documentation, and bespoke side letter agreements with limited partners. - Coordinate with external legal counsel, as well as internal portfolio managers and sales teams, on legal diligence, negotiation, and execution of new investment opportunities. - Advise internal stakeholders... on ongoing fu...

Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in New York City, NY

Government • **Members Only** New York City, NY

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Posted On Jul 30, 26

Full-time 1 views Experience : Min 2 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General

Job Tags:

contracts criminal Ethics evidence federal government Insurance Investment Company Act investment management Privacy public sector RICO Rule of Law Securities securities laws social security tender offers title

Title: Senior Counsel-Investment Management Job Responsibilities: The Senior Counsel-Investment Management serves within the Division of Investment Management and plays a... crucial role in providing legal analysis and guidance on matters affecting investment companies and investment advisers.... The position involves reviewing complex filings...

Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Tax - International Attorney / Tax - General Attorney / Corporate - General Attorney in New York City, NY

Law Firm • **Members Only** New York City, NY

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Posted On Aug 20, 26

Full-time 3 views Experience : Min 4 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Tax - International Tax - General Corporate - General

Job Tags:

AML Capital Markets Domestic Violence Energy equity ERISA finance fund formation growth equity health benefits hedge funds Insurance insurance coverage life sciences Litigation marketing OFAC Partnership private equity regulatory compliance Securities securities laws stalking

projects from initial concept through launch and ongoing operation. - Participate in structuring, designing, launching, and managing new and existing registered funds (such as interval... funds and closed-end funds), BDCs, and other vehicles offered through private wealth channels. - Advise on le...

Corporate - M&A Attorney / Corporate - Asset/Investment Management Attorney / Corporate - Venture Capital/Emerging Companies Attorney / Corporate - Private Equity Attorney / Corporate - Contract Law Attorney / Corporate - General Attorney in New York City

In-House • **Members Only** New York City, NY

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Posted On Aug 28, 26

Full-time 4 views Experience : Min 10 yrs required

Practice Area:

Corporate - M&A Corporate - Asset/Investment Management Corporate - Venture Capital/Emerging Companies Corporate - Private Equity Corporate - Contract Law Corporate - General

Job Tags:

acquisitions agreements asset management contracts corporate governance due diligence entity formation equity finance fund formation investment bankers Joint Ventures lending LLC M&A mergers Mergers and Acquisitions portfolio companies portfolio company private equity regulatory compliance securitization special projects

to US-based specialty finance companies and a buyer of... short-term commercial receivables. The company operates through two distinct verticals – **Members Only.** LLC and BasePoint Advisors LLC. Founded in 2009, **Members Only.** is the company’s specialty finance arm and provides specialty...

Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY

Law Firm • **Members Only** New York City, NY

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Posted On Sep 06, 26

Full-time 4 views Experience : Min 5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets

Job Tags:

1940 Act acquisitions asset management branding fund formation Harassment investment management Joint Ventures M&A marketing Partnership Privacy private equity REITs Securities Securities Act of 1933

Job Title Registered Funds Content Lawyer Job... on innovative and complex registered funds products and regulatory... developments within the registered funds landscape. - Produce... high-quality written content including industry publications, thought leadership pieces, market updates, and long-form articles for a...

Corporate - Asset/Investment Management Attorney / Corporate - Compliance Attorney / Finance - Structured Finance Attorney / Finance - Financial Services Regulation Attorney / Corporate - General Attorney / Finance - General Attorney in New York City, NY

In-House • **Members Only** New York City, NY

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Posted On Sep 18, 26

Full-time 2 views Experience : Min 4 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Compliance Finance - Structured Finance Finance - Financial Services Regulation Corporate - General Finance - General

Job Tags:

artificial intelligence fund formation hedge funds Insurance investment management lending marketing regulatory compliance securities laws

in-house legal resource for investment, operations, compliance, and other... regulatory matters involving the Investment Advisers Act, Investment Company... other requirements applicable to investment managers. - Support the formation,... structuring, and ongoing operation of private and registered investment funds. - Provide legal... su......

Registered Funds Associate Attorney

Recruiter • **Members Only** New York City, NY

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Posted On Aug 11, 26

Full-time 102 views Experience : 2-10 yrs required

Practice Area:

Corporate - M&A Corporate - Asset/Investment Management

City is seeking a Registered Funds Associate Attorney with... on matters pertaining to registered investment companies, including mutual... closed-end funds, interval funds, tender offer funds, and business development companies, as well as their... advisers and directors. This role involves collaborating...

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