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Posted On Jun 21, 26
Full-time 14 views

Title: Peggy Browning Fellow Job Responsibilities: - Participate in a ten-week summer fellowship program dedicated to advancing workers' rights. - Work with labor unions, worker centers, labor-related non-profit organizations, union-side law firms, and other nonprofit organizations. - Engage in unique and challenging work assignments...

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the... Crypto Exam and Regulatory Conduct team is tasked with... investor protection risks, market conduct rules, and regulatory obligations.... investor protection risks, market conduct rules, and regulatory obligations......

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Full-time 6 views Experience : Min 1 yrs required

Title: Staff Attorney I, Homeowner Protection Team Job Responsibilities: The Staff Attorney I for the Homeowner Protection Team is tasked with safeguarding home ownership and equity through a combination of direct representation, policy advocacy, and education and outreach efforts. Key responsibilities include: -...

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Full-time 9 views Experience : 8-8 yrs required

Title Associate General Counsel II Job Responsibilities - Acts as the chief legal counsel over a specific area(s) of practice for the organization. - Directs, coordinates, and supervises the legal work of a team of lawyers, paralegals, support staff, and outside counsel. - Provides legal...

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Posted On Jul 26, 26
Full-time 3 views

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: - Independently lead investigations concerning tokenized securities and other crypto asset activities of organization member firms and associated persons. - Document investigative strategies, findings, and results in a timely...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is responsible for leading a highly skilled team of investigators focused on detecting, investigating, and mitigating crypto-related fraud and market...

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Posted On Sep 15, 26
Full-time 2 views Experience : Min 10 yrs required

Title: Vice President, Strategic and Threat Intelligence Job Responsibilities: 1. Strategic Planning, Leadership, and Stakeholder Engagement: - Serve as a key member of senior management and strategic advisor to business stakeholders. - Partner across departments to provide leadership and strategic direction on...

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Posted On Sep 22, 26
Full-time Experience : Min 10 yrs required

Title: Director, Market Strategy & Research Job Responsibilities: The Director, Market Strategy & Research is responsible for leading proactive regulatory risk assessment and developing regulatory strategies. Key responsibilities include: - Conducting continuous qualitative research into market conditions and developments in collaboration with Surveillance...

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Posted On Sep 29, 26
Full-time

Title: Director, Risk Monitoring Job Responsibilities: - Supervise the activities of Risk Monitoring Analysts, ensuring timeliness, precision, and quality in risk assessments, reports, intelligence, and regulatory responses for a portfolio of firms within an Organizational Business Model or Business Segment. - Oversee the...

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Posted On Jun 21, 26
Full-time 6 views

protecting the integrity of the . securities markets. Your primary responsibilities will include: - Lead Risk Assessments: Conduct sophisticated monitoring of member... firms, including those with complex or elevated risks, with minimal supervision. - Drive Strategic Intelligence: Analyze regulatory developments and...

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Posted On Jul 26, 26
Full-time 2 views Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: The Senior Advisor: Market Regulation and Regulatory Service Agreement (RSA) acts as a strategic regulatory advisor and subject matter expert on market structure, market regulation, and RSA matters. The primary...

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Posted On Jul 26, 26
Full-time Experience : 3-10 yrs required

Tokenized Securities Markets Job Responsibilities: - Conduct high-complexity investigations into crypto... asset activities of organization member firms and their associated persons. - Provide subject matter expertise to Regulatory Operations staff on crypto asset matters and initiatives. - Assist in the development and delivery of...

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Posted On Aug 12, 26
Full-time 1 views Experience : 3-5 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, utilizing independent judgment with the guidance of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Posted On Aug 31, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Emerging Technology Intelligence Job Responsibilities: - Serve as a senior partner to internal and external stakeholders, leading cross-departmental efforts to identify emerging threats and drive intelligence-driven initiatives with measurable impact on Strategic Intelligence results. - Lead a team of intelligence analysts...

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Posted On Sep 01, 26
Full-time 1 views

Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and... ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, and interact with internal and external parties under minimal supervision. - Collaborate with internal departments...

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Posted On Sep 07, 26
Full-time 1 views Experience : Min 6 yrs required

Title: Principal Analyst, Dispute Resolution Services Training Job Responsibilities: The Principal Analyst for Dispute Resolution Services (DRS) Training is tasked with the development, maintenance, and updating of training modules for key DRS regional job categories. Responsibilities include: - Training new regional hires. - Creating...

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Posted On Sep 08, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across the organization. - Provide...

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Posted On Jun 21, 26
Full-time 11 views

Title: Peggy Browning Fellowship Program Fellow Job Responsibilities: - Work with labor unions, worker centers, labor-related not-for-profit organizations, union-side law firms, and other nonprofit organizations to advance workers' rights. - Engage in unique and challenging work assignments that provide practical skills required to...

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Posted On Aug 24, 26
Full-time 1 views

Title: Paralegal Job Responsibilities: - Assist attorneys, OLAP accredited representatives, and clients in completing applications for submission to LA Superior Court, USCIS, EOIR, and other government agencies. - Assist clients in gathering supporting documents, preparing their declarations, and preparing for hearings/interviews....

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